13F-HR filed by Good Life Advisors, LLC
Good Life Advisors, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 243 holding rows worth $310,993,000.
- Accession
- 0001085146-19-000306
- Filer
- CIK 1696260
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 243 entries on the cover page, a total value of $310,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,993,000 with VALUE read as thousands by filing date, 13F file number 028-17714. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 92,065 | $23,164,000 | thousands by filing date | |
| IJH | 464287507 | COM | 137,872 | $22,895,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 94,287 | $21,668,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 189,983 | $13,170,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 151,386 | $12,544,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 105,510 | $11,236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 231,306 | $9,051,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 348,757 | $8,348,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 87,085 | $6,898,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 232,718 | $6,004,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 37,220 | $5,143,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,186 | $5,077,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 27,889 | $4,508,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 29,730 | $4,237,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 167,819 | $4,033,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 116,739 | $3,794,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,375 | $3,093,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 30,830 | $2,994,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 73,358 | $2,795,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 21,160 | $2,793,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 57,405 | $2,792,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 71,057 | $2,724,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,857 | $2,659,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,029 | $2,443,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 85,205 | $2,432,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 24,114 | $2,352,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 50,651 | $2,309,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,532 | $2,279,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,445 | $2,242,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 44,383 | $2,192,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,600 | $2,142,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 18,915 | $2,134,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,042 | $2,117,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,896 | $2,100,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 30,049 | $1,766,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,846 | $1,755,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,062 | $1,733,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 16,477 | $1,712,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 12,422 | $1,671,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 41,065 | $1,604,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,479 | $1,516,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,881 | $1,426,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,677 | $1,339,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 44,283 | $1,288,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,617 | $1,261,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,534 | $1,233,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 806 | $1,211,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 27,899 | $1,209,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,785 | $1,175,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20,868 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 13,652 | $1,142,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,918 | $1,139,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,509 | $1,138,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,845 | $1,109,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,337 | $1,100,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,943 | $1,064,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,115 | $1,043,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,797 | $996,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,930 | $940,000 | thousands by filing date | |
| MGC | 921910873 | COM | 10,648 | $925,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,798 | $908,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,861 | $907,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 16,968 | $907,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,660 | $896,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,826 | $890,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,791 | $867,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,939 | $864,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,344 | $861,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 35,754 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,495 | $848,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,582 | $828,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 26,785 | $826,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,542 | $823,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,885 | $822,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,066 | $814,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,878 | $785,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,415 | $749,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,170 | $748,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,575 | $734,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 21,700 | $720,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,159 | $718,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,516 | $714,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,426 | $700,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,769 | $695,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,135 | $689,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 28,438 | $686,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,588 | $660,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 26,277 | $648,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,859 | $644,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,401 | $643,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 21,021 | $640,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,760 | $623,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,337 | $619,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 590 | $611,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 13,621 | $608,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,378 | $605,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,455 | $604,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,566 | $596,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 9,412 | $596,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,106 | $586,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,185 | $566,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,896 | $555,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,836 | $545,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 22,080 | $536,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 21,634 | $532,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,873 | $523,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,735 | $521,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,087 | $508,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,323 | $505,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,129 | $489,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,055 | $479,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,176 | $473,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,494 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,894 | $472,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 19,715 | $470,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,059 | $467,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,875 | $465,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 59,339 | $449,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,771 | $446,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,207 | $431,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,464 | $428,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,103 | $428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,941 | $414,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,020 | $411,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,985 | $409,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,671 | $406,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,823 | $406,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,507 | $405,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,749 | $402,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,682 | $400,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,295 | $397,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,679 | $396,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 371 | $388,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,424 | $386,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,523 | $385,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,793 | $381,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 13,259 | $381,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,262 | $363,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,258 | $362,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,546 | $361,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,492 | $360,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,385 | $357,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,138 | $355,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,141 | $352,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,072 | $350,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,236 | $349,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,222 | $348,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,103 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,424 | $337,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,225 | $330,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,573 | $328,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,774 | $324,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,135 | $323,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,277 | $316,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,133 | $316,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,852 | $312,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 8,613 | $309,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,173 | $307,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $306,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,327 | $305,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,679 | $304,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,303 | $293,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,177 | $290,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,839 | $289,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,865 | $288,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,691 | $287,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,941 | $285,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,772 | $285,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,006 | $284,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,764 | $282,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,994 | $277,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,845 | $276,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,208 | $272,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,531 | $271,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,132 | $267,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,304 | $267,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,333 | $266,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,636 | $262,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,044 | $260,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,777 | $259,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,315 | $256,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,144 | $256,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,084 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,429 | $254,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 9,135 | $254,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 18,786 | $254,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 731 | $252,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,404 | $249,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,641 | $247,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,198 | $246,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,426 | $245,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,292 | $245,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,739 | $244,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,822 | $239,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,748 | $234,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,138 | $232,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,046 | $230,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,806 | $229,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,278 | $228,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,157 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,943 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,189 | $227,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 8,192 | $227,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,621 | $225,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 130 | $224,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,909 | $224,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,121 | $221,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,172 | $213,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,247 | $210,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,472 | $209,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,035 | $207,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,384 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 7,488 | $206,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,749 | $205,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,559 | $203,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,711 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,201 | $202,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,723 | $200,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,979 | $200,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,905 | $200,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 37,875 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,214 | $191,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,608 | $190,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,278 | $186,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,473 | $184,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 17,768 | $171,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,374 | $165,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 12,350 | $141,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 30,630 | $134,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 13,249 | $116,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,375 | $110,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,111 | $87,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 16,725 | $87,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,400 | $86,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $68,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 31,048 | $62,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,535 | $52,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $42,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,940 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 1,000 | $17,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 3,000 | $8,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000306 | this filing | 2019-02-01 | acceptance time not in the bulk data set |