13F-HR filed by Beacon Pointe Wealth Advisors, LLC
Beacon Pointe Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 221 holding rows worth $277,063,000.
- Accession
- 0001085146-19-000300
- Filer
- CIK 1748071
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 221 entries on the cover page, a total value of $277,063,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,063,000 with VALUE read as thousands by filing date, 13F file number 028-19008. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 80,740 | $20,317,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 85,015 | $11,793,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 69,615 | $9,113,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 115,043 | $8,975,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 334,697 | $8,541,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,498 | $7,818,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 82,654 | $7,556,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 49,640 | $7,295,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 59,044 | $6,558,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 86,034 | $4,732,000 | thousands by filing date | |
| IJH | 464287507 | COM | 26,243 | $4,355,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 47,007 | $4,210,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 364,502 | $3,752,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 36,210 | $3,549,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,206 | $3,514,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 23,827 | $3,190,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 61,816 | $3,006,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 80,173 | $2,978,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23,234 | $2,965,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 48,745 | $2,911,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,683 | $2,910,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 38,356 | $2,847,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 28,066 | $2,759,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 45,838 | $2,694,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,548 | $2,633,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37,253 | $2,578,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,419 | $2,550,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 23,025 | $2,510,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,590 | $2,336,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,216 | $2,305,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,836 | $2,158,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,922 | $2,109,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 180,080 | $1,880,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 11,727 | $1,806,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,448 | $1,774,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 74,854 | $1,768,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 58,537 | $1,659,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,097 | $1,653,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 37,783 | $1,637,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,064 | $1,585,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 998 | $1,506,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,614 | $1,476,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,907 | $1,467,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,733 | $1,432,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,248 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 35,092 | $1,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,732 | $1,367,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 53,491 | $1,347,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,778 | $1,329,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 79,707 | $1,308,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 50,577 | $1,281,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 49,404 | $1,251,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,136 | $1,250,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 32,526 | $1,237,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,067 | $1,233,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,796 | $1,209,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,933 | $1,192,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 151,021 | $1,157,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 24,485 | $1,152,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 43,540 | $1,107,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,399 | $1,096,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 44,191 | $1,092,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 44,567 | $1,091,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,329 | $1,077,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,783 | $1,060,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,830 | $1,059,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 66,018 | $1,045,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,253 | $1,022,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 961 | $1,000,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,162 | $996,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,543 | $993,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,320 | $965,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 37,027 | $948,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,368 | $923,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,760 | $923,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 893 | $921,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,544 | $901,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,887 | $899,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,575 | $895,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 36,776 | $893,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,379 | $891,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 28,998 | $887,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 35,532 | $883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 32,023 | $872,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 17,969 | $855,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,507 | $843,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 22,022 | $821,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 28,052 | $818,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,527 | $810,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,323 | $805,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,408 | $799,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 7,978 | $794,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,846 | $777,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,341 | $773,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,065 | $763,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,265 | $761,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,794 | $760,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,007 | $749,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,049 | $745,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 18,997 | $741,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 9,425 | $740,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,176 | $683,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,776 | $675,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,467 | $653,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,674 | $644,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,873 | $640,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,723 | $639,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,227 | $633,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,926 | $618,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,245 | $612,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $612,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,611 | $604,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,688 | $603,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,253 | $601,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,147 | $601,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,317 | $598,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,780 | $585,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,614 | $567,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,167 | $566,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,303 | $564,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,786 | $555,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,474 | $544,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,053 | $541,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 40,000 | $541,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,618 | $530,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 13,694 | $527,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 100,192 | $520,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,158 | $504,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,126 | $487,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,581 | $481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 11,498 | $476,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 20,903 | $475,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,901 | $471,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,421 | $451,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,825 | $447,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,468 | $447,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,654 | $433,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,732 | $429,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,809 | $421,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,833 | $419,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,605 | $415,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 53,987 | $411,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,990 | $409,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,452 | $397,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,840 | $392,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,939 | $388,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,443 | $379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8,586 | $379,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,900 | $369,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,440 | $368,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,757 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 11,925 | $349,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,692 | $341,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,881 | $341,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,217 | $340,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 6,291 | $336,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 15,748 | $333,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,461 | $331,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 13,726 | $331,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,353 | $329,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,578 | $328,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,178 | $328,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,000 | $328,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 911 | $321,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,586 | $310,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 27,000 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 11,226 | $303,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,057 | $301,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,506 | $301,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,346 | $300,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,477 | $300,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,666 | $294,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,210 | $290,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,987 | $286,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 75,300 | $286,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,501 | $284,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,649 | $280,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,335 | $279,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,844 | $277,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,497 | $276,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,236 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,711 | $270,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 17,000 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 21,000 | $270,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 9,971 | $264,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,388 | $263,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,592 | $260,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,096 | $259,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 745 | $256,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,960 | $253,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,875 | $252,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,500 | $249,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,716 | $244,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,344 | $242,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,230 | $239,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,549 | $236,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,941 | $235,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,869 | $233,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,561 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,292 | $231,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,716 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,720 | $228,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,646 | $227,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 7,870 | $226,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,867 | $220,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,515 | $218,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,000 | $217,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,839 | $212,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,719 | $211,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,507 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,412 | $207,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,252 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,890 | $205,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 16,135 | $198,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 25,000 | $194,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 100,240 | $37,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,650 | $36,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,000 | $27,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,000 | $12,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 34,000 | $8,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000300 | this filing | 2019-02-01 | acceptance time not in the bulk data set |