13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-29, with 1,237 holding rows worth $3,198,531,000.
- Accession
- 0001085146-19-000255
- Filer
- CIK 822581
- Filed
- 2019-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,237 entries on the cover page, a total value of $3,198,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,198,531,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,545 | $262,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,390 | $261,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,139 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,706 | $260,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,669 | $259,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 7,406 | $259,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,035 | $258,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,529 | $258,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,488 | $257,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,700 | $255,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,768 | $254,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 20,332 | $254,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,300 | $253,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 50,761 | $253,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,280 | $252,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,099 | $251,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,790 | $251,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,775 | $250,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,577 | $248,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,564 | $248,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,756 | $247,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,800 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,684 | $246,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,942 | $245,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,100 | $245,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 16,500 | $245,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,927 | $245,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,725 | $244,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,064 | $244,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 10,303 | $244,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 28,002 | $244,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,167 | $243,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 10,228 | $242,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 63,381 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,710 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,143 | $241,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,210 | $240,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,173 | $240,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,381 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,606 | $240,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,700 | $239,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,802 | $239,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 17,050 | $237,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,227 | $237,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,000 | $236,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,048 | $235,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,718 | $235,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 24,350 | $235,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 22,383 | $234,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,490 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,619 | $230,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,633 | $229,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 9,370 | $229,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,541 | $229,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 32,313 | $229,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,828 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,815 | $227,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 844 | $226,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,777 | $226,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,948 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,042 | $226,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,260 | $225,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,268 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,755 | $225,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 12,000 | $225,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $223,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,447 | $220,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,457 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,721 | $219,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,700 | $218,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,956 | $218,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,140 | $218,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,100 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,553 | $216,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 13,548 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,575 | $216,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,000 | $216,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 7,842 | $215,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,119 | $215,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,223 | $214,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 250 | $214,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,671 | $213,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 12,500 | $213,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,955 | $212,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,249 | $209,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,574 | $209,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,400 | $209,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,158 | $208,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,980 | $207,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,384 | $207,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,486 | $207,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 18,800 | $207,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,200 | $204,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $204,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,335 | $204,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,400 | $204,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 6,529 | $203,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,562 | $203,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 46,581 | $203,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,226 | $202,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 9,809 | $202,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,459 | $201,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,160 | $201,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,011 | $201,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,600 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,446 | $200,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 227,997 | $199,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 16,018 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,250 | $197,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,270 | $196,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 13,842 | $194,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,227 | $193,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,993 | $190,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $190,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,928 | $189,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,987 | $189,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 37,006 | $188,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,107 | $187,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 11,600 | $187,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,500 | $184,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 14,827 | $184,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $178,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 77,051 | $177,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,049 | $175,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 16,274 | $174,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 27,759 | $173,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 50,000 | $172,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 72,189 | $170,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 23,567 | $169,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,500 | $169,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,400 | $168,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,640 | $167,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,681 | $166,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,597 | $165,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $164,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,245 | $163,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 24,289 | $162,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 46,922 | $159,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,526 | $158,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,500 | $157,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 15,765 | $155,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,100 | $154,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 14,765 | $153,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,500 | $152,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 18,182 | $151,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 16,290 | $151,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,000 | $144,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,102 | $144,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 84,349 | $144,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 37,935 | $143,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,446 | $141,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,456 | $141,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,700 | $140,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 24,154 | $140,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,400 | $139,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 28,486 | $138,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,551 | $137,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,099 | $136,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,344 | $135,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,621 | $135,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $135,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,600 | $134,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,064 | $134,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,625 | $132,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,500 | $129,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,150 | $128,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,359 | $125,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 30,800 | $125,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,100 | $122,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,698 | $121,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,667 | $120,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,286 | $118,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 89,300 | $118,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,000 | $117,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,800 | $117,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,800 | $114,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 17,354 | $114,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,500 | $112,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,710 | $111,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,328 | $111,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 18,557 | $109,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $108,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,045 | $108,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,250 | $107,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 23,822 | $107,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,600 | $102,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,422 | $100,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,953 | $100,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,468 | $91,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 11,000 | $91,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 19,809 | $88,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 53,530 | $85,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 41,947 | $84,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,078 | $84,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 13,000 | $82,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,813 | $81,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 144,646 | $81,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,000 | $77,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 38,652 | $70,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,225 | $68,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,198 | $66,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,000 | $65,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,380 | $64,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,019 | $61,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,251 | $60,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 11,046 | $54,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,508 | $54,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,545 | $53,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,673 | $52,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,000 | $50,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,240 | $48,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,313 | $44,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $44,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,514 | $41,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 26,725 | $41,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 103,672 | $40,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,000 | $38,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 32,600 | $38,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 51,000 | $36,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,906 | $35,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 26,097 | $32,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 29,400 | $31,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 32,000 | $29,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,000 | $26,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,700 | $26,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 56,300 | $17,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 23,000 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,500 | $15,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $14,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 82,250 | $14,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,204 | $10,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 23,500 | $10,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 13,000 | $8,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,972 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,100 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,735 | $3,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 25,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000255 | this filing | 2019-01-29 | acceptance time not in the bulk data set |