13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-16, with 294 holding rows worth $366,806,000.
- Accession
- 0001085146-18-002795
- Filer
- CIK 1569356
- Filed
- 2018-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 294 entries on the cover page, a total value of $366,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,806,000 with VALUE read as thousands by filing date, 13F file number 028-16783. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEADRILL LTD | G7998G106 | COM | 1,520,362 | $37,675,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,887,906 | $30,207,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 135,000 | $11,543,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 685,857 | $10,185,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 106,319 | $10,005,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 185,600 | $9,287,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,403,459 | $8,762,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 1,047,620 | $6,338,000 | thousands by filing date | call |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 342,700 | $5,612,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 111,700 | $5,235,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 2,369 | $4,700,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 164,400 | $4,515,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 553,325 | $4,468,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | G21182AA1 | DEBT 0.375%11/0 | 4,000,000 | $4,138,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 89,400 | $3,948,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,900 | $3,888,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 73,002 | $3,728,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 204,100 | $3,643,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 449,700 | $3,584,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 53,792 | $3,571,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100,421 | $3,520,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 362,400 | $3,359,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 43,918 | $3,290,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 304,200 | $3,161,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $3,158,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 353,100 | $3,107,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 138,500 | $3,065,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 125,700 | $3,021,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 64,100 | $3,013,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,392 | $2,887,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 205,500 | $2,852,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 553,900 | $2,758,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 20,537 | $2,723,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 52,185 | $2,471,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 174,600 | $2,455,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 88,200 | $2,379,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 181,100 | $2,293,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,907 | $2,230,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 54,691 | $2,114,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 156,600 | $2,003,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 90,900 | $1,947,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 362,163 | $1,887,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 22,866 | $1,865,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 142,700 | $1,847,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 129,200 | $1,809,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 163,200 | $1,794,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,061 | $1,790,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 81,800 | $1,694,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,550 | $1,677,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 159,400 | $1,675,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 103,200 | $1,663,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 184,128 | $1,585,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 98,200 | $1,525,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 22,126 | $1,520,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 64,903 | $1,518,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 125,400 | $1,490,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 37,123 | $1,483,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 30,072 | $1,461,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 152,900 | $1,453,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 330,400 | $1,421,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 142,000 | $1,420,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 45,709 | $1,393,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 222,068 | $1,386,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 113,800 | $1,375,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 161,757 | $1,372,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 98,900 | $1,364,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,911 | $1,352,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 56,200 | $1,338,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,253 | $1,312,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 13,920 | $1,307,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 83,400 | $1,296,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 87,300 | $1,271,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 99,200 | $1,271,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 27,175 | $1,266,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 87,000 | $1,264,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 29,123 | $1,232,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 100,800 | $1,226,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 92,800 | $1,194,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 65,500 | $1,193,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 129,400 | $1,174,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,762 | $1,173,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 44,856 | $1,170,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,893 | $1,164,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 119,000 | $1,134,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 52,734 | $1,133,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 102,100 | $1,130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 38,900 | $1,126,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,475 | $1,106,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 54,400 | $1,099,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 123,800 | $1,087,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 61,000 | $1,077,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,756 | $1,067,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 32,782 | $1,054,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 195,400 | $1,045,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 250,400 | $1,034,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 42,600 | $1,028,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 171,200 | $981,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 66,600 | $972,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 56,900 | $963,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,242 | $951,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,100 | $936,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 81,500 | $935,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 70,800 | $909,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 70,901 | $908,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 79,200 | $906,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,500 | $890,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 139,600 | $885,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,452 | $870,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 319,739 | $846,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 988 | $841,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 38,800 | $823,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 66,900 | $817,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 53,400 | $795,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 57,400 | $794,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 75,300 | $776,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 44,200 | $747,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 59,900 | $745,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 20,000 | $740,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 56,000 | $740,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,270 | $734,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 61,100 | $704,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 54,800 | $688,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 59,300 | $687,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,637 | $684,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 78,500 | $682,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 18,200 | $673,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 45,700 | $669,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 62,300 | $657,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,211 | $657,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 51,500 | $646,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 800 | $642,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 40,100 | $641,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,058 | $636,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 43,200 | $623,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 51,800 | $616,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 130,100 | $611,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 52,524 | $589,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 18,900 | $579,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 56,300 | $575,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 34,600 | $568,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 43,800 | $548,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 47,571 | $541,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 40 | $513,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 61,200 | $482,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 39,500 | $476,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 40,100 | $463,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 35,400 | $461,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 500 | $450,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 27,300 | $426,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,338 | $422,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 19,700 | $419,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,534 | $417,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,800 | $407,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,300 | $395,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 2,200 | $392,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 52,800 | $383,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,610 | $378,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,500 | $377,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,027 | $376,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,000 | $375,000 | thousands by filing date | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 26,800 | $372,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 18,600 | $371,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,432 | $369,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,570 | $358,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 24,500 | $355,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,200 | $335,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,600 | $326,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 850 | $323,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 6,319 | $322,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 250 | $315,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 50 | $313,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 19,300 | $309,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 23,500 | $298,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,700 | $287,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 28,200 | $287,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,000 | $281,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 700 | $271,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,700 | $260,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300 | $248,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,200 | $244,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $243,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 1,650 | $241,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 2,660 | $240,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 800 | $240,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 1,150 | $234,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 150 | $227,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $223,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 1,400 | $215,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 1,000 | $208,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 2,400 | $208,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,500 | $206,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,500 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,300 | $201,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,505 | $198,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,100 | $194,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 240 | $190,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 1,252 | $188,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,400 | $185,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 321 | $184,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 29,200 | $177,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 23,800 | $174,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 400 | $174,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,326 | $173,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 925 | $171,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 804 | $169,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 674 | $165,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 972 | $164,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 674 | $163,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 6,800 | $159,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,139 | $158,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 500 | $155,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 600 | $145,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 882 | $144,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,000 | $134,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,100 | $132,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 684 | $130,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 1,847 | $128,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,100 | $119,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,500 | $115,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 400 | $114,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,425 | $112,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 652 | $112,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 8,100 | $107,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,750 | $105,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 1,000 | $105,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653901 | CALL | 192 | $104,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,800 | $103,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,910 | $100,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 8,300 | $100,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,900 | $98,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,100 | $95,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 750 | $94,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 250 | $92,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 400 | $91,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 520 | $89,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,400 | $86,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 500 | $79,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 2,550 | $78,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 950 | $77,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,000 | $76,000 | thousands by filing date | put |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,400 | $73,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 64,000 | $71,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 3,600 | $70,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,300 | $67,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 400 | $67,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 800 | $66,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 800 | $66,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 300 | $65,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 192 | $62,000 | thousands by filing date | call |
| Albemarle Corp | 012653951 | PUT | 600 | $62,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 250 | $61,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 511 | $59,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,600 | $56,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 2,507 | $56,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,600 | $53,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 1,268 | $49,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 2,246 | $48,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,077 | $45,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 300 | $44,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 800 | $43,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 1,000 | $40,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $39,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 332 | $39,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 400 | $39,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 250 | $37,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 300 | $35,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 90 | $34,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 125 | $32,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,400 | $27,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 400 | $27,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 240 | $24,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200 | $24,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400 | $22,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 300 | $22,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,100 | $21,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200 | $19,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 500 | $17,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 50 | $14,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 900 | $12,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 110 | $12,000 | thousands by filing date | put |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 168 | $9,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 86 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,900 | $8,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 143 | $7,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 300 | $7,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 83 | $6,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36 | $4,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 20 | $3,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 400 | $3,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 192 | $2,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 9 | $1,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002795 | this filing | 2018-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002815 | base | 2018-12-06 | acceptance time not in the bulk data set |