13F-HR filed by Bluefin Trading, LLC
Bluefin Trading, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 505 holding rows worth $1,077,601,000.
- Accession
- 0001085146-18-002765
- Filer
- CIK 1532351
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 505 entries on the cover page, a total value of $1,077,601,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,077,601,000 with VALUE read as thousands by filing date, 13F file number 028-15133. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 4,832,680 | $94,603,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 300,750 | $69,022,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 715,848 | $61,878,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 234,500 | $35,996,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 798,008 | $26,797,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 391,100 | $26,642,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 117,337 | $23,802,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 422,704 | $22,801,000 | thousands by filing date | |
| RH | 74967X103 | COM | 160,091 | $20,974,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 451,211 | $20,129,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 111,081 | $20,050,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 902,042 | $18,880,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,495,900 | $18,780,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 63,543 | $18,474,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 624,024 | $15,850,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,169,100 | $13,240,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 405,312 | $12,520,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 155,829 | $11,224,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 107,956 | $10,484,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 113,748 | $9,725,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 208,175 | $9,416,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 178,813 | $9,399,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 4,673,300 | $9,308,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 121,970 | $8,750,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 322,357 | $8,597,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 158,448 | $7,900,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 175,874 | $7,640,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 799,900 | $7,306,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 148,912 | $6,899,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 573,900 | $6,806,000 | thousands by filing date | put |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 673,054 | $6,778,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 264,954 | $6,711,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 6,569,700 | $6,701,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 45,553 | $6,368,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 23,990 | $6,352,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 196,777 | $6,185,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 39,472 | $6,160,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 97,057 | $6,093,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 138,263 | $5,934,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 562,300 | $5,902,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 118,404 | $5,850,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 41,000 | $5,759,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 54,703 | $5,416,000 | thousands by filing date | |
| RH | 74967X103 | COM | 180,900 | $5,280,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 199,691 | $5,210,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 51,571 | $5,145,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 175,338 | $4,990,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 102,577 | $4,852,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 165,332 | $4,821,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 425,000 | $4,309,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 736,700 | $4,280,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 137,343 | $4,269,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 113,885 | $4,173,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 356,000 | $4,144,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 360,700 | $4,125,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 156,700 | $4,100,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 400,000 | $4,077,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,116,500 | $3,892,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP | 01749N103 | COM | 381,614 | $3,637,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 433,600 | $3,556,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 81,100 | $3,511,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 327,338 | $3,476,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 122,217 | $3,411,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,985,900 | $3,390,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 110,861 | $3,346,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 93,298 | $3,303,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 637,500 | $3,292,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,140,400 | $3,198,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 2,009,200 | $3,144,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 173,314 | $3,144,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 258,912 | $3,125,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 44,607 | $3,055,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 78,066 | $3,000,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 160,000 | $2,963,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 2,305,825 | $2,883,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 55,485 | $2,831,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 56,429 | $2,807,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,069 | $2,727,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7,000 | $2,718,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 96,772 | $2,677,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 1,326,764 | $2,614,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 12,500 | $2,603,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 115,300 | $2,553,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 51,644 | $2,512,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,613 | $2,489,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 251,890 | $2,484,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 57,771 | $2,474,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,672,300 | $2,459,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 230,000 | $2,387,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,060,100 | $2,377,000 | thousands by filing date | put |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 250,000 | $2,375,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 45,876 | $2,365,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 34,701 | $2,249,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 85,327 | $2,238,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 143,716 | $2,230,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,600 | $2,217,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,000 | $2,196,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,011 | $2,172,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 31,402 | $2,158,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,507 | $2,116,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 12,380 | $2,107,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,500 | $2,107,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 204,080 | $2,082,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 238,188 | $2,013,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 56,095 | $2,004,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 30,891 | $1,987,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 81,447 | $1,977,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,077 | $1,965,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 33,938 | $1,951,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 139,347 | $1,943,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 13,300 | $1,932,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 65,993 | $1,919,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 76,409 | $1,893,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 181,268 | $1,845,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 193,521 | $1,844,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 50,623 | $1,842,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,066 | $1,804,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 82,407 | $1,777,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 426,800 | $1,774,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 208,990 | $1,772,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 89,428 | $1,708,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22,961 | $1,684,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 67,275 | $1,658,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 191,000 | $1,652,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 73,256 | $1,631,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,372 | $1,626,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 64,945 | $1,616,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 65,799 | $1,597,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 3,473,800 | $1,596,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 11,401 | $1,575,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,400 | $1,511,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 40,789 | $1,494,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 32,500 | $1,489,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,748 | $1,441,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 710 | $1,422,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,648 | $1,422,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 226,219 | $1,412,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 953,300 | $1,379,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 30,100 | $1,375,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 541,400 | $1,361,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 1,898,700 | $1,322,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,818,700 | $1,293,000 | thousands by filing date | put |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 26,036 | $1,274,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 274,200 | $1,253,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 936,400 | $1,248,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 95,000 | $1,233,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 28,229 | $1,217,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 57,149 | $1,212,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 24,000 | $1,181,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 161,973 | $1,174,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 30,780 | $1,172,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 47,000 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 31,257 | $1,161,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,314 | $1,156,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 61,585 | $1,141,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,356 | $1,110,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,914 | $1,110,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 332,800 | $1,076,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 228,000 | $1,072,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 3,857 | $1,041,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,870 | $1,039,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 92,072 | $1,039,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 100,700 | $1,017,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 92,900 | $1,008,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,500 | $997,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 13,812 | $987,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,540 | $979,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 85,442 | $971,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 82,561 | $963,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 27,124 | $954,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 115,000 | $926,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 578,000 | $913,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 6,117 | $879,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 18,963 | $875,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 35,708 | $869,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 19,000 | $863,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 89,000 | $862,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 85,378 | $859,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 26,242 | $848,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 131,700 | $829,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 75,695 | $827,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 40,996 | $796,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 105,000 | $793,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 31,665 | $788,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 31,300 | $785,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 10,305 | $779,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 23,266 | $775,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,086 | $773,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 125,488 | $773,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 74,406 | $759,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 302,400 | $756,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100,000 | $755,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 31,064 | $752,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,508 | $750,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 16,326 | $747,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 22,095 | $744,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 26,592 | $742,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 446,000 | $720,000 | thousands by filing date | put |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 13,959 | $694,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 66,990 | $689,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20,560 | $688,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,429 | $683,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 22,367 | $675,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150,082 | $674,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,420 | $665,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 11,460 | $664,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 63,000 | $652,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 6,554 | $645,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,324 | $597,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,448 | $592,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 480,400 | $589,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,367 | $579,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,171 | $578,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 20,702 | $574,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 13,500 | $558,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 522,903 | $554,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,140 | $542,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 222,000 | $535,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,760 | $529,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 37,112 | $527,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,991 | $523,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 1,046,200 | $523,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 50,000 | $514,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 10,700 | $508,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 781,600 | $508,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 253,400 | $507,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 50,000 | $507,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 490,300 | $500,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 12,800 | $495,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 48,611 | $494,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,152 | $493,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 47,999 | $491,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,307 | $481,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 14,263 | $481,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 700,500 | $477,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 315,600 | $469,000 | thousands by filing date | put |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 330,428 | $463,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,378 | $461,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,225,400 | $454,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 14,000 | $453,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 295,065 | $443,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 55,166 | $442,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 535,600 | $438,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 30,000 | $411,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 66,048 | $407,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,000 | $407,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 22,925 | $406,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,600 | $395,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,837 | $385,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 551,600 | $377,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 5,900 | $374,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,400 | $372,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 555,000 | $370,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 127,000 | $369,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,760 | $365,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,000 | $361,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 19,509 | $356,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 280,000 | $356,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 603,500 | $356,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,230,600 | $345,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 200,600 | $344,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 6,684 | $341,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,102 | $334,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 6,498 | $316,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 45,000 | $311,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 451,500 | $306,000 | thousands by filing date | put |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 407,150 | $305,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,300 | $302,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 584,600 | $292,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 27,500 | $289,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,561 | $288,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 125,500 | $286,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 11,700 | $278,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 243,400 | $276,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 9,369 | $269,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 199,050 | $268,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,216 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,576 | $265,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 217,900 | $261,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,724 | $257,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 257,096 | $255,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 60,000 | $252,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 215,200 | $248,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 903,300 | $248,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 7,065 | $245,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,100 | $240,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 13,313 | $238,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,300 | $235,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,557 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 9,496 | $234,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 21,053 | $232,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 21,828 | $231,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 6,276 | $230,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,000 | $229,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 605 | $226,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 15,800 | $225,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 432,300 | $224,000 | thousands by filing date | call |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 7,675 | $211,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 608,500 | $210,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 170,000 | $206,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,000 | $202,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 173,100 | $200,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 32,900 | $198,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 285,100 | $187,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 6,800 | $184,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 18,102 | $184,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 392,800 | $183,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 15,455 | $172,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 53,000 | $170,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 450,000 | $168,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,500 | $166,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 40,000 | $162,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 690,800 | $159,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 512,600 | $158,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 159,100 | $155,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,416 | $153,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 14,316 | $153,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 250,000 | $148,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,198,300 | $146,000 | thousands by filing date | call |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 97,710 | $144,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 57,700 | $140,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 7,900 | $136,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 348,900 | $132,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 48,000 | $132,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 34,900 | $132,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 218,700 | $131,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 402,100 | $129,000 | thousands by filing date | put |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 253,500 | $129,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 125,200 | $128,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 13,800 | $128,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 389,000 | $128,000 | thousands by filing date | put |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 255,500 | $128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 110,200 | $127,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 165,000 | $126,000 | thousands by filing date | put |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 268,350 | $126,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,006,600 | $125,000 | thousands by filing date | put |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 234,530 | $122,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 275,000 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 385,100 | $117,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 5,000 | $116,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 360,300 | $116,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 250,000 | $114,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 352,128 | $113,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,500 | $112,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 390,000 | $112,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 50,000 | $111,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 179,300 | $108,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 10,500 | $108,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 81,600 | $100,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 130,000 | $98,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 662,300 | $97,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 30,000 | $95,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 88,854 | $95,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 200,000 | $94,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,300 | $92,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,000 | $91,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 240,200 | $90,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 40,733 | $88,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 155,986 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,900 | $83,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 105,000 | $83,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 361,400 | $83,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 200,600 | $82,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 200,280 | $80,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 133,100 | $79,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 100,000 | $77,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 325,100 | $77,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 53,800 | $75,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 30,000 | $75,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,600 | $74,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 84,200 | $73,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 107,600 | $71,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 600 | $70,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 93,800 | $69,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 231,900 | $69,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 19,300 | $68,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 429,300 | $68,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 245,000 | $67,000 | thousands by filing date | call |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 189,760 | $66,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 316,650 | $66,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 85,400 | $64,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 290,000 | $64,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 50,000 | $63,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,136 | $63,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 51,200 | $61,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 140,000 | $60,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,200 | $59,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 231,500 | $59,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 59,600 | $58,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 497 | $58,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 199,700 | $58,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 24,900 | $57,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 2,434 | $57,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 14,700 | $54,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40,000 | $54,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 302,600 | $51,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 23,200 | $50,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 100,400 | $50,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,400 | $49,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 22,900 | $49,000 | thousands by filing date | put |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 156,912 | $47,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,600 | $46,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,400 | $45,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 39,800 | $41,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 29,000 | $41,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,708 | $39,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,000 | $38,000 | thousands by filing date | put |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 16,649 | $38,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,600 | $36,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 15,000 | $36,000 | thousands by filing date | call |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 103,700 | $36,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,400 | $35,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 700,000 | $35,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 300 | $34,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 64,300 | $34,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 400 | $34,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,400 | $33,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 59,000 | $33,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 101,600 | $32,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,000 | $30,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 10,000 | $30,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 32,500 | $30,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 11,600 | $29,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 22,500 | $28,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 12,200 | $27,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 10,200 | $26,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 11,900 | $26,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 11,200 | $26,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 115,000 | $26,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 525,000 | $26,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 41,500 | $25,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,798 | $25,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 177,600 | $25,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 31,400 | $24,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 300 | $24,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 16,000 | $24,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 298,100 | $23,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 100,000 | $23,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 46,800 | $23,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 16,500 | $23,000 | thousands by filing date | put |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 18,300 | $23,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,200 | $22,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 14,600 | $22,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 102,067 | $22,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,500 | $21,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 10,000 | $21,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 136,200 | $20,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,900 | $20,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 50,000 | $20,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 79,000 | $20,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 12,000 | $19,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 52,300 | $18,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 60,000 | $18,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 10,000 | $18,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,500 | $17,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 224,600 | $17,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 10,200 | $17,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 66,000 | $16,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 14,800 | $16,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,000 | $16,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 537,300 | $16,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 11,200 | $15,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 347 | $15,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 13,800 | $15,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 197 | $14,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,850 | $14,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 50,000 | $14,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 143,500 | $14,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 12,700 | $13,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,000 | $13,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 15,000 | $12,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 10,700 | $12,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 86,978 | $11,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 86,200 | $10,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 330,000 | $10,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 25,000 | $10,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 21,600 | $10,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 103,300 | $10,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 102,900 | $10,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 45,600 | $9,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 13,600 | $9,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 25,000 | $9,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 39,400 | $8,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $8,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 19,452 | $8,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 13,000 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 50,000 | $7,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 20,000 | $6,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,200 | $6,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 61,200 | $6,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 160,000 | $5,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 11,700 | $4,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 100 | $4,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,100 | $4,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 38,600 | $3,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 13,500 | $3,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 25,000 | $3,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $2,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 28,600 | $2,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 21,100 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002765 | this filing | 2018-11-14 | acceptance time not in the bulk data set |