13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 583 holding rows worth $818,871,000.
- Accession
- 0001085146-18-002739
- Filer
- CIK 1607239
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 583 entries on the cover page, a total value of $818,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $818,871,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,283 | $226,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,837 | $226,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,760 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,105 | $225,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,000 | $224,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,127 | $224,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 12,000 | $224,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,282 | $224,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 11,860 | $223,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,605 | $223,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,823 | $222,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,374 | $222,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,846 | $222,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 12,032 | $221,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,967 | $220,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,478 | $218,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,735 | $218,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,300 | $217,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,175 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,572 | $216,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,479 | $215,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,386 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,200 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,508 | $214,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,259 | $213,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 6,000 | $212,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,293 | $211,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,118 | $210,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,350 | $210,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,044 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,438 | $209,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,709 | $208,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 100,125 | $208,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,400 | $207,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,321 | $206,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,057 | $206,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,921 | $205,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,660 | $205,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,132 | $200,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,292 | $200,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,988 | $198,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,550 | $198,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,350 | $196,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,100 | $195,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 16,000 | $191,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 30,250 | $190,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,968 | $180,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,105 | $174,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 22,800 | $167,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,051 | $166,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $159,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 18,000 | $158,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,227 | $157,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,325 | $145,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,800 | $132,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,461 | $128,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 21,368 | $125,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,462 | $123,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,723 | $118,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 47,750 | $111,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,979 | $109,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 23,954 | $106,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 25,966 | $103,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 21,750 | $89,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,000 | $84,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,800 | $78,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 13,400 | $78,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,550 | $76,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 44,500 | $74,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 50,000 | $71,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,500 | $69,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 70,000 | $60,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 21,750 | $59,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 59,000 | $56,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,157 | $49,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 55,500 | $45,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,750 | $44,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,500 | $39,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,800 | $38,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,000 | $25,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 16,365 | $17,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,200 | $13,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002739 | this filing | 2018-11-14 | acceptance time not in the bulk data set |