13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 2,347 holding rows worth $15,293,319,000.
- Accession
- 0001085146-18-002714
- Filer
- CIK 1084580
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 2,347 entries on the cover page, a total value of $15,293,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,293,319,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XPERI CORP | 98421B100 | COM | 16,200 | $241,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 700 | $240,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 249,000 | $240,000 | thousands by filing date | principal |
| ACUSHNET HLDGS CORP | 005098108 | COM | 8,708 | $239,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,000 | $238,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 74,428 | $238,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,000 | $237,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,057 | $237,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,300 | $236,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 3,798 | $236,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,500 | $236,000 | thousands by filing date | put |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 240,000 | $236,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 2,899 | $235,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,625 | $235,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,855 | $235,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,005 | $235,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 4,200 | $234,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,064 | $234,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,926 | $234,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 5,358 | $234,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 12,359 | $234,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,239 | $234,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 225,000 | $234,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,758 | $233,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 9,248 | $233,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,827 | $233,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,427 | $233,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,495 | $233,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,010 | $232,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,210 | $232,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,015 | $231,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 11,236 | $230,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,006 | $230,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,616 | $230,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,240 | $230,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 7,543 | $230,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 26,308 | $229,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 26,976 | $229,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,408 | $229,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 226,000 | $228,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,462 | $227,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 8,766 | $227,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,647 | $226,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,400 | $225,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,886 | $225,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,798 | $225,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,506 | $225,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 50,000 | $225,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,073 | $224,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,200 | $224,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 45,740 | $224,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,603 | $224,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 6,233 | $224,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 552 | $223,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,607 | $223,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,300 | $223,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,300 | $222,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,300 | $222,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,416 | $221,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,985 | $221,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,230 | $221,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 6,569 | $221,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,041 | $221,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 15,225 | $220,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,159 | $219,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 4,424 | $218,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,200 | $218,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,521 | $217,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 8,607 | $217,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,410 | $217,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 14,539 | $217,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,684 | $216,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,101 | $216,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 67,239 | $216,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,434 | $215,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 5,010 | $215,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,522 | $214,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,388 | $214,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 5,000 | $214,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 1,200 | $213,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,027 | $213,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 15,332 | $212,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,633 | $212,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,114 | $212,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,256 | $212,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 7,011 | $212,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,100 | $211,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 21,441 | $211,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,470 | $211,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 36,588 | $211,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 209,000 | $211,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 9,600 | $210,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,515 | $210,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,904 | $210,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,787 | $210,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,101 | $209,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 7,024 | $209,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $207,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 27,000 | $207,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,400 | $206,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 4,910 | $206,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,941 | $205,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,514 | $205,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 12,881 | $204,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,079 | $203,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,353 | $202,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,393 | $202,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,189 | $202,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,581 | $202,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,811 | $201,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,440 | $201,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,430 | $201,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,544 | $201,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,285 | $200,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,070 | $199,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,075 | $197,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 89,734 | $197,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 11,583 | $193,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 6,332 | $193,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 21,815 | $193,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,200 | $193,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,000 | $192,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,704 | $191,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 200,000 | $191,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100,072 | $188,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 500 | $187,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,400 | $187,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,200 | $186,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 51,540 | $185,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10,053 | $185,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,343 | $183,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,000 | $183,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,300 | $182,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 11,569 | $182,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,043 | $178,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 42,929 | $178,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 31,351 | $174,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,699 | $174,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,200 | $173,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,176 | $172,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 37,400 | $168,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,000 | $164,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,424 | $163,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 10,262 | $163,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 14,369 | $162,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 788 | $161,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 18,100 | $161,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,990 | $161,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,634 | $160,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,100 | $159,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 120,000 | $159,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 158,000 | $159,000 | thousands by filing date | principal |
| TITAN MACHY INC | 88830R101 | COM | 10,212 | $158,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 158,000 | $158,000 | thousands by filing date | principal |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,400 | $157,000 | thousands by filing date | call |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 150,000 | $157,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,353 | $153,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,200 | $153,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 10,205 | $153,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,426 | $153,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,245 | $151,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 123,000 | $150,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,945 | $147,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 835 | $145,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 29,267 | $145,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 2,820 | $144,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,454 | $143,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 700 | $143,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 700 | $143,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,429 | $142,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,400 | $142,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 120,000 | $141,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,954 | $140,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 5,000 | $138,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,760 | $137,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,000 | $136,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 5,000 | $135,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,820 | $135,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 11,085 | $133,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 46,462 | $132,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,591 | $131,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 15,900 | $131,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 47,800 | $129,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 97,000 | $126,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 97,652 | $125,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 130,000 | $125,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 130,000 | $124,000 | thousands by filing date | principal |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 5,558 | $124,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 154,000 | $124,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,869 | $124,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,000 | $123,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 6,500 | $122,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 3,900 | $121,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 110,301 | $121,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 133,000 | $120,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 28,321 | $120,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 24,210 | $118,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 28,396 | $117,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 12,100 | $114,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,570 | $114,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 75,777 | $114,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,700 | $113,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,800 | $112,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,419 | $112,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,843 | $112,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 23,714 | $111,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 19,873 | $111,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,200 | $110,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,136 | $109,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 678 | $108,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,036 | $108,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,606 | $107,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 86,000 | $107,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 726 | $106,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,443 | $106,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 76,367 | $106,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,602 | $105,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 23,500 | $105,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,600 | $104,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,700 | $101,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,200 | $101,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,461 | $100,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,904 | $98,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,600 | $95,000 | thousands by filing date | put |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 52,000 | $95,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 99,000 | $95,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,400 | $93,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 8,900 | $93,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 4,289 | $92,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 64,000 | $92,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,100 | $92,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 10,307 | $92,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,038 | $91,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,500 | $88,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 1,124 | $87,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 4,736 | $86,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 5,116 | $86,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 32,525 | $86,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,800 | $85,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,166 | $85,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,535 | $83,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 83,000 | $82,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 4,585 | $80,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,000 | $80,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 79,000 | $80,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,700 | $79,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 20,500 | $79,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,000 | $78,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,691 | $78,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,332 | $77,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 2,455 | $77,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 47,818 | $77,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 10,177 | $77,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,000 | $76,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,800 | $75,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $73,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 72,075 | $70,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,700 | $69,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 900 | $69,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 9,051 | $69,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 26,000 | $69,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,300 | $68,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,542 | $66,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,167 | $64,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,318 | $63,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,683 | $59,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 57,000 | $58,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 1,215 | $56,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 23,000 | $56,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,824 | $56,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,904 | $52,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,259 | $52,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,000 | $51,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 8,300 | $51,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,900 | $49,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 50,000 | $48,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 5,000 | $47,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 20,763 | $47,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,706 | $47,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 26,000 | $47,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 46,000 | $47,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,800 | $46,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 41,200 | $46,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $43,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 26,065 | $43,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,200 | $42,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,194 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 36,000 | $42,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 192 | $41,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 151 | $40,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 25,112 | $40,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 15,503 | $39,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,200 | $39,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,031 | $35,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,000 | $35,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 399 | $34,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $33,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 1,410 | $30,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,794 | $29,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 30,000 | $28,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 28,000 | $28,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,000 | $27,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 33,000 | $27,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,551 | $24,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 26,000 | $24,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 750 | $22,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 200 | $22,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 81,600 | $22,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,050 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,200 | $21,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 76,179 | $21,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,542 | $19,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 407 | $19,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 16,000 | $19,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 17,000 | $19,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104107 | CMN | 11,356 | $18,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,400 | $17,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,568 | $17,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 431 | $15,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 699 | $15,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 650 | $14,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 157 | $13,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,250 | $13,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 13,000 | $13,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 11,000 | $13,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 148 | $12,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,000 | $10,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 10,000 | $9,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 89,523 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100 | $8,000 | thousands by filing date | call |
| ENVIROTECH VHS INC | 00726a100 | COM | 15,000 | $8,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 300 | $7,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 100 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 882,000 | $4,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,541 | $3,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100 | $3,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 29 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 16 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 55 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 16 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 600 | $1,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 3,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 3,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 32,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002714 | this filing | 2018-11-14 | acceptance time not in the bulk data set |