13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,095 holding rows worth $13,097,104,000.
- Accession
- 0001085146-18-002695
- Filer
- CIK 61227
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,146 entries on the cover page, a total value of $13,097,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,097,104,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 19,000 | $511,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 43,100 | $511,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 6,000 | $508,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,993 | $505,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 61,900 | $495,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 47,639 | $494,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,300 | $487,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 11,215 | $487,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 9,588 | $482,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 11,800 | $482,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 63,800 | $475,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,900 | $463,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 78,100 | $459,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 450,000 | $457,000 | thousands by filing date | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 11,500 | $454,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 129,600 | $448,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 19,400 | $446,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,159 | $445,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 15,900 | $444,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 18,400 | $442,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 805,000 | $442,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 21,337 | $436,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 24,505 | $436,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 23,510 | $435,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 20,063 | $434,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,900 | $432,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 440,000 | $422,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 6,643 | $417,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 15,300 | $416,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 34,200 | $407,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 15,900 | $405,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 21,000 | $395,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 34,500 | $388,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 21,700 | $388,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,500 | $385,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,000 | $384,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 19,470 | $383,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,200 | $370,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,333 | $366,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 375,000 | $360,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 14,840 | $349,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,500 | $348,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 202,600 | $344,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 23,028 | $343,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,100 | $341,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 20,572 | $341,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,050 | $333,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 22,500 | $332,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 16,100 | $326,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,290 | $308,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,417 | $308,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,700 | $302,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 37,400 | $301,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,265 | $292,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 7,946 | $290,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 74,000 | $286,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,087 | $278,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 46,900 | $275,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,500 | $270,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 18,200 | $270,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 18,000 | $266,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 9,200 | $265,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,753 | $259,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,550 | $256,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,100 | $256,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,600 | $256,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,487 | $238,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 9,140 | $235,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 157,000 | $235,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 146,266 | $234,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 32,600 | $231,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,573 | $230,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,100 | $230,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 40,600 | $227,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 206,000 | $227,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,300 | $224,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,300 | $223,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,200 | $212,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 8,800 | $212,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 7,750 | $212,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 80,700 | $209,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 21,900 | $202,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,500 | $201,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,800 | $201,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,900 | $198,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,425 | $191,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,500 | $177,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 27,500 | $171,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 15,600 | $129,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,900 | $129,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,400 | $128,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 22,400 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,000 | $115,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,900 | $92,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 34,400 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002695 | this filing | 2018-11-14 | acceptance time not in the bulk data set |