13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,646 holding rows worth $4,546,099,000.
- Accession
- 0001085146-18-002688
- Filer
- CIK 1438284
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,647 entries on the cover page, a total value of $4,546,099,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,546,099,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEACHANGE INTL INC | 811699107 | COM | 154,054 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,612 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIBRALTAR INDS INC | 374689107 | COM | 6,003 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,433 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,977 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 276,183 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC COM | 002474104 | Stock | 5,389 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,588 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,634 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 930,000 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,339 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 27,825 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NBT BANCORP INC COM | 628778102 | Stock | 6,937 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 38,926 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALYS INC COM | 74758T303 | Stock | 2,956 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,099 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,884 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 28,729 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,747 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 34,065 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,100 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP | 76169B102 | COMMON STOCK | 8,279 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 3,692 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,387 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 25,739 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577102 | COM | 1,837 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,283 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,583 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDS END INC | 51509F105 | COMMON STOCK | 14,171 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 80,159 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENNANT CO | 880345103 | COM | 3,230 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 8,487 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 542,200 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACTUS INC | 127203107 | CL A | 6,282 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A105 | CL A | 10,860 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGE BANCORP INC | 108035106 | COM | 7,218 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,172 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 264147109 | COM | 5,849 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 9,041 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Radcom Ltd | M81865111 | COM | 21,063 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 6,564 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREDX INC | 14167L103 | COM | 8,103 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORIUM INTL INC | 21887L107 | COM | 23,966 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 68,092 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 532746104 | COM | 8,796 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 31,000 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 5,790 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW JERSEY RES CORP | 646025106 | COM | 5,060 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,038 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,213 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 13,990 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 500,000 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,847 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,484 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 41,335 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 35,956 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,849 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 94,056 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 440,000 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD KINECT CORPORATION | 981475106 | COM | 7,837 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 39,387 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 25,023 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,414 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 5,035 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 9,997 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gulfport Energy | 402635304 | COM | 20,423 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,599 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 63,329 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,269 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,555 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,174 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMILTON LANE INC | 407497106 | CL A | 4,721 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S & T BANCORP INC COM | 783859101 | Stock | 4,864 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 10,078 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 107,340 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,358 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,032 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 7,540 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 943 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,082 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 34,336 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 87,968 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,800 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,026 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,647 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,975 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 570,000 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 570,000 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBBEY INC | 529898108 | COM | 22,145 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 53,324 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 345,000 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 35,406 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 25,060 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 16,593 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 21,774 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 66,066 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 10,374 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 58,142 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 411,759 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 199,800 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEANE GROUP INC | 48669A108 | COM | 13,210 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 18,700 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 13,716 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,368 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,002 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 16,604 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 44,113 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIVO CORP | 88870P106 | COM | 12,004 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 17,480 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 30,916 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOINT CORP | 47973J102 | COM | 16,229 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 20,817 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 51,622 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 530,800 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18,288 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,403 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 329,900 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 40,031 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALA BIO INC COM | 483119103 | Stock | 10,965 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 96,833 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 56,520 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 37,091 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,646 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 242,540 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551308 | COM NEW | 19,356 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 15,876 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,044 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIPTREE INC | 88822Q103 | COM | 11,100 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 58,398 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 103,600 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 71,635 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO. | 701081408 | COM | 19,303 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,837 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,001 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 190,875 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 29,477 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 105,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 20,737 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Arsanis Inc | 042873109 | COM | 24,740 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 200,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 75,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 25,171 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 11,671 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10,272 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 13,263 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 10,884 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002688 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-000999 | added | 2019-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001733 | added | 2019-05-16 | acceptance time not in the bulk data set |