13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 959 holding rows worth $2,040,885,000.
- Accession
- 0001085146-18-002649
- Filer
- CIK 1534400
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 959 entries on the cover page, a total value of $2,040,885,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,040,885,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 12,031 | $589,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 31,832 | $587,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,139 | $586,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 5,406 | $586,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 20,159 | $585,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 8,272 | $585,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,360 | $584,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 20,342 | $581,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,207 | $579,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 25,144 | $577,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,079 | $576,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 14,481 | $575,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 32,473 | $573,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,525 | $569,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 14,863 | $568,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,335 | $567,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,771 | $567,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 8,409 | $567,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,176 | $567,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 10,588 | $567,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,973 | $566,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,241 | $563,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,949 | $563,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,561 | $558,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 5,660 | $558,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 11,550 | $550,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 9,488 | $550,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,520 | $548,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 9,693 | $547,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,600 | $547,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,156 | $545,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,487 | $544,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 33,411 | $543,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 13,628 | $543,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 12,987 | $542,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 24,940 | $541,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 25,629 | $541,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 24,325 | $540,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 12,022 | $538,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,667 | $537,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,178 | $537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 8,953 | $534,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 13,243 | $533,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 19,774 | $529,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5,455 | $529,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 13,622 | $527,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 42,628 | $525,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 8,381 | $524,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,604 | $522,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,593 | $520,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 11,848 | $519,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,255 | $512,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 69,705 | $509,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,121 | $507,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,129 | $506,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,188 | $504,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,946 | $504,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 23,600 | $504,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,195 | $502,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,400 | $502,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,413 | $502,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 19,561 | $501,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,297 | $501,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,394 | $498,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 45,605 | $498,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,213 | $497,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,239 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,579 | $495,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,237 | $494,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,467 | $492,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,702 | $491,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,233 | $491,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 14,281 | $491,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,069 | $489,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 11,622 | $488,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 73,775 | $488,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 32,535 | $486,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 13,971 | $485,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,022 | $479,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,252 | $478,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 30,531 | $477,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,936 | $476,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,004 | $476,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 19,236 | $476,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 278,558 | $475,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 6,734 | $473,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,004 | $471,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,085 | $469,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,373 | $468,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 16,578 | $466,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,372 | $466,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 11,829 | $464,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,494 | $463,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,154 | $463,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 6,394 | $462,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,723 | $461,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 7,705 | $459,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,910 | $458,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,530 | $455,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 28,234 | $455,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,728 | $455,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,110 | $454,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,358 | $451,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 15,345 | $450,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 34,500 | $450,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,802 | $448,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,510 | $445,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 19,072 | $444,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,095 | $444,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 10,059 | $439,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 219 | $438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 24,084 | $438,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,842 | $438,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,488 | $437,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,278 | $436,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,514 | $436,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,418 | $435,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 8,257 | $433,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,295 | $432,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 8,806 | $431,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 751 | $427,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,322 | $426,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,157 | $424,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,145 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,979 | $422,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,497 | $419,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 14,530 | $418,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,424 | $415,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,866 | $413,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 22,056 | $409,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,623 | $408,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 20,597 | $404,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 16,012 | $404,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 22,464 | $402,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 27,639 | $402,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,775 | $400,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,650 | $399,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 19,618 | $399,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 24,823 | $399,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,170 | $398,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,675 | $397,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,589 | $393,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,636 | $390,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,129 | $389,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,003 | $389,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,716 | $388,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,565 | $385,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 27,480 | $384,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,144 | $384,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,890 | $383,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,795 | $382,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 952 | $382,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,024 | $381,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 34,395 | $381,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,108 | $380,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,892 | $379,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,968 | $378,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,106 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,998 | $374,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 30,986 | $372,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,814 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,818 | $368,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,705 | $368,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,582 | $368,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,460 | $367,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 15,947 | $365,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,010 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,355 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,285 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,006 | $360,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,962 | $358,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25,448 | $358,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,515 | $357,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,096 | $352,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,415 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,914 | $351,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,021 | $350,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,273 | $350,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,220 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,934 | $349,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,977 | $348,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,863 | $346,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,071 | $344,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,223 | $344,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 27,015 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,045 | $341,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 10,063 | $338,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 18,643 | $338,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11,019 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,509 | $336,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,741 | $336,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 13,942 | $336,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,777 | $335,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,516 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,617 | $334,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 15,373 | $330,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,252 | $328,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 12,893 | $325,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,465 | $323,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,861 | $322,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,096 | $322,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,357 | $322,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,150 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,697 | $319,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,125 | $318,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,852 | $317,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,899 | $317,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,263 | $313,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 5,709 | $311,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,875 | $310,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,695 | $310,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 9,569 | $310,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22,098 | $307,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,956 | $305,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,390 | $304,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,191 | $304,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 31,599 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,396 | $304,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,116 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $303,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 5,334 | $302,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,344 | $301,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,461 | $301,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,743 | $301,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,486 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,653 | $299,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,433 | $299,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,868 | $299,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 31,150 | $298,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,452 | $297,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 8,352 | $297,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,061 | $294,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,300 | $293,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,657 | $293,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 15,289 | $293,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 22,960 | $293,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,433 | $291,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,740 | $290,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 16,543 | $290,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 7,961 | $289,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,413 | $287,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 38,190 | $286,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,629 | $284,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,666 | $283,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,134 | $283,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,861 | $282,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 21,994 | $282,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,215 | $282,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,551 | $281,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,921 | $281,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,219 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,885 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,210 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,054 | $278,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,545 | $277,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,703 | $276,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,054 | $276,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,984 | $276,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,074 | $275,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,969 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,458 | $273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,326 | $273,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,801 | $273,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,103 | $272,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,092 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,441 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 8,808 | $272,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 6,466 | $267,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,800 | $267,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,858 | $266,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,670 | $265,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,757 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,874 | $264,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,238 | $264,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 14,869 | $263,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,000 | $261,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 17,000 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,969 | $259,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,718 | $258,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,611 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8,450 | $258,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 18,530 | $258,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,887 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,606 | $257,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,765 | $257,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,809 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,441 | $256,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 27,149 | $256,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,682 | $253,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,170 | $252,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,725 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,235 | $251,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 23,225 | $251,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,565 | $249,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,475 | $249,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,121 | $249,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,590 | $248,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,262 | $247,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,178 | $247,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,042 | $247,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 51,000 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 12,230 | $246,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,158 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 7,643 | $245,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,725 | $245,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,349 | $244,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,609 | $244,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,637 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 5,100 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,815 | $243,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,975 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,012 | $242,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 22,188 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 6,465 | $242,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,673 | $241,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 14,500 | $241,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,797 | $240,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,871 | $239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 7,013 | $239,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,820 | $238,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 8,750 | $236,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,929 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,565 | $234,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,280 | $232,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,647 | $232,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,148 | $232,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,017 | $231,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,629 | $230,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,547 | $229,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 20,339 | $229,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,445 | $229,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,999 | $228,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 36,995 | $228,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 9,588 | $228,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,874 | $226,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 23,503 | $226,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,250 | $225,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 4,560 | $225,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,551 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,098 | $224,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,281 | $221,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,999 | $221,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 2,914 | $221,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,750 | $220,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,778 | $220,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 14,902 | $220,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,998 | $219,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 8,020 | $219,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,401 | $218,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,581 | $217,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,405 | $215,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,013 | $215,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,495 | $215,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 722 | $215,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 276 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2,812 | $214,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,720 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,581 | $214,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,946 | $214,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 4,003 | $214,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,928 | $212,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,217 | $211,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,468 | $211,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,606 | $211,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,135 | $209,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,490 | $209,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,433 | $209,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,392 | $208,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 7,638 | $208,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,339 | $207,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,114 | $206,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,962 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,358 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,277 | $206,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,117 | $206,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,268 | $205,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,175 | $205,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,363 | $205,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,795 | $204,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 6,530 | $204,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 37,752 | $204,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,054 | $203,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,429 | $203,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,143 | $202,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,863 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,697 | $202,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,070 | $201,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,330 | $201,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,511 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,073 | $200,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,271 | $195,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,825 | $190,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 280,529 | $188,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,326 | $188,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 15,196 | $186,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,532 | $185,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,622 | $177,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,543 | $177,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,350 | $165,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,604 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,000 | $163,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,075 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,343 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,105 | $156,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 15,161 | $155,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,676 | $152,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,328 | $143,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,448 | $141,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 22,850 | $140,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 17,046 | $136,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 16,002 | $136,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,486 | $129,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,794 | $125,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,000 | $123,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,398 | $120,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,987 | $120,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 12,347 | $119,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,677 | $117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,859 | $113,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 134,226 | $106,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,315 | $106,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 12,823 | $106,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 16,255 | $101,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,943 | $99,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,936 | $96,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $94,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,697 | $90,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,363 | $89,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 82,000 | $82,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,343 | $75,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 13,000 | $74,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,315 | $74,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,929 | $71,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,100 | $68,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,615 | $66,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 13,820 | $62,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,890 | $52,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,401 | $39,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,127 | $37,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 14,442 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,940 | $32,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,448 | $30,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 14,000 | $19,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,000 | $17,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 94,020 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,000 | $14,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,122 | $13,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 11,268 | $12,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 14,012 | $12,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,700 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,130 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,200 | $3,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $2,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 1,000 | $2,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 1,600 | $1,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,400 | $1,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002649 | this filing | 2018-11-14 | acceptance time not in the bulk data set |