13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 502 holding rows worth $1,094,339,000.
- Accession
- 0001085146-18-002631
- Filer
- CIK 1466538
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 569 entries on the cover page, a total value of $1,094,339,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,094,339,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Investment Management LLC028-13626
- included managerMargate Capital Management LP028-18662
- included managerRAMIUS ADVISORS LLC028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKWELL COLLINS INC | 774341101 | COM | 559,968 | $78,659,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 288,592 | $58,541,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,024,715 | $45,241,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 566,995 | $33,702,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 665,274 | $31,275,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,079,755 | $27,091,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 169,055 | $24,280,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,106,088 | $23,681,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 276,214 | $20,871,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 397,839 | $19,335,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 197,987 | $18,811,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 398,281 | $18,452,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 367,905 | $16,857,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 116,220 | $16,563,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,770 | $15,563,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,897,000 | $15,233,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,328,780 | $13,487,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 306,957 | $13,334,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 71,633 | $12,985,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 529,809 | $12,578,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 150,678 | $12,535,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 66,407 | $12,008,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 98,492 | $11,518,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,001,000 | $10,611,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,070 | $10,487,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 75,188 | $10,375,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,035,491 | $10,262,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 37,306 | $10,071,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 468,586 | $9,808,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,564,243 | $9,683,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 823,000 | $9,613,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 921,567 | $9,410,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 959,546 | $9,356,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 900,200 | $9,119,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 861,114 | $8,697,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 190,412 | $8,629,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 97,600 | $8,410,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 38,557 | $8,314,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 50,062 | $7,961,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 740,774 | $7,526,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 61,071 | $6,985,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 32,751 | $6,964,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 650,095 | $6,696,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 654,300 | $6,622,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 139,355 | $6,381,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 417,317 | $6,260,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 16,819 | $6,255,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 611,755 | $6,124,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50,016 | $6,047,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 115,000 | $6,013,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 595,600 | $5,932,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 71,060 | $5,697,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,707 | $5,681,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 28,472 | $5,570,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,454 | $5,502,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 106,460 | $5,383,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 34,122 | $5,325,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14,151 | $5,294,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 500,001 | $5,224,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 300,000 | $5,085,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 500,000 | $5,065,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 588,706 | $5,051,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 144,832 | $5,014,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 85,500 | $4,815,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 437,064 | $4,476,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 90,000 | $4,447,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 32,540 | $4,347,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 50,588 | $4,285,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 61,214 | $4,170,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 400,002 | $4,128,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 707,643 | $4,012,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 100,000 | $3,959,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 40,678 | $3,951,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,568,224 | $3,897,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 173,615 | $3,861,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 58,934 | $3,820,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 71,357 | $3,259,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 318,969 | $3,253,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 58,492 | $3,215,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 318,971 | $3,177,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 498,000 | $3,147,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 65,975 | $3,127,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 80,664 | $3,120,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 296,667 | $3,026,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 88,700 | $2,979,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 300,044 | $2,970,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 61,170 | $2,877,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,681,000 | $2,865,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 350,100 | $2,783,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 250,001 | $2,750,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 255,811 | $2,654,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 40,962 | $2,584,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,231 | $2,535,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 379,200 | $2,480,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 250,035 | $2,420,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 28,689 | $2,407,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 33,700 | $2,296,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 205,800 | $2,091,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 203,842 | $2,081,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 199,177 | $2,020,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 97,836 | $1,957,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 15,300 | $1,944,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 39,000 | $1,940,000 | thousands by filing date | call |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 178,699 | $1,939,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,057 | $1,907,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 30,000 | $1,883,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 387,419 | $1,813,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 366,313 | $1,758,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 41,403 | $1,730,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 62,200 | $1,721,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 174,196 | $1,690,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 36,417 | $1,665,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,810 | $1,633,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 22,821 | $1,602,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 244,645 | $1,544,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 31,600 | $1,537,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 620,500 | $1,533,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 20,000 | $1,527,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 137,478 | $1,501,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 141,896 | $1,458,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 136,450 | $1,445,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 148,513 | $1,414,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 27,420 | $1,398,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 136,250 | $1,379,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 128,771 | $1,335,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 29,570 | $1,331,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 127,800 | $1,298,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 16,000 | $1,249,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 243,200 | $1,217,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 67,500 | $1,195,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 113,854 | $1,167,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 113,859 | $1,161,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 49,657 | $1,157,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,143,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 17,000 | $1,108,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 34,400 | $1,101,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 91,345 | $1,092,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 898,317 | $1,078,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 107,895 | $1,063,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 100,000 | $1,030,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 102,753 | $1,018,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 100,036 | $1,018,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 266,537 | $1,016,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 100,000 | $1,014,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 94,096 | $1,011,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 102,551 | $974,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 140,200 | $973,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 224,000 | $969,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 25,000 | $950,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 96,556 | $938,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,000 | $929,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 761 | $908,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 27,438 | $908,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 150,000 | $908,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 632,628 | $854,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 75,000 | $847,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $838,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 1,644,255 | $822,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,900 | $796,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 69,300 | $772,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 78,275 | $746,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 73,439 | $743,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 76,137 | $739,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 26,900 | $730,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 24,691 | $715,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 417,243 | $709,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 35,692 | $694,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 118,241 | $693,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 68,123 | $687,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 65,907 | $685,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 813,100 | $682,000 | thousands by filing date | call |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 577,630 | $682,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 16,500 | $639,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 3,000 | $620,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 81,900 | $611,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 62,688 | $608,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 43,500 | $600,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 57,996 | $596,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 50,000 | $558,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 400,837 | $557,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,700 | $553,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 16,666 | $552,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 31,843 | $546,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 896,600 | $545,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 11,000 | $541,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8,742 | $524,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 50,002 | $519,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,300 | $499,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 68,300 | $498,000 | thousands by filing date | put |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 655,973 | $492,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 66,500 | $488,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 48,335 | $482,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 49,044 | $477,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,500 | $476,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $475,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 438,200 | $473,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827128 | CL A | 45,151 | $455,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,971 | $447,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 350,048 | $445,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 8,500 | $436,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,029,020 | $432,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,250 | $415,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 40,578 | $391,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 8,600 | $376,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 162,700 | $366,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,494 | $348,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 120,000 | $343,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 400 | $338,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 191,500 | $336,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,985 | $336,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,000 | $335,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 740,000 | $333,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 11,500 | $318,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 32,235 | $315,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 28,600 | $315,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,076 | $312,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 31,688 | $309,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 175,000 | $305,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 200,000 | $300,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 729,676 | $292,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 224,403 | $292,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 22,500 | $290,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 2,500 | $285,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 30,000 | $285,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 27,517 | $285,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,077 | $274,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 25,000 | $271,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,750 | $268,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,000 | $259,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 35,750 | $257,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,400 | $255,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 112,757 | $253,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,800 | $252,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 170,951 | $248,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 23,400 | $237,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,946 | $236,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 660,635 | $231,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 225,000 | $228,000 | thousands by filing date | put |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 22,978 | $226,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 150,000 | $225,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 300,000 | $225,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 8,700 | $224,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 205,835 | $220,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,558 | $215,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 254,400 | $209,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 547,800 | $206,000 | thousands by filing date | put |
| ONE MADISON CORP | G6772P100 | COM CL A | 21,000 | $204,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 35,000 | $203,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 170,000 | $202,000 | thousands by filing date | put |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 118,591 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 160,000 | $201,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 5,500 | $201,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 180,935 | $199,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 142,737 | $198,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 24,900 | $197,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,350 | $196,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 128,738 | $191,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 522,262 | $188,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 18,600 | $186,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,600 | $183,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 10,448 | $182,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 124,340 | $182,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 10,300 | $181,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 167,921 | $180,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,500 | $179,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 101,000 | $177,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 250,000 | $175,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 4,000 | $169,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 146,000 | $165,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 195,000 | $162,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40,000 | $160,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 40,000 | $155,000 | thousands by filing date | put |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 100,966 | $154,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 15,582 | $152,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 20,000 | $150,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 58,500 | $149,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 4,000 | $147,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 14,859 | $142,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 312,788 | $141,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 70,942 | $140,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,600 | $134,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,500 | $133,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,100 | $132,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,500 | $132,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 110,000 | $129,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 23,200 | $127,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 39,600 | $126,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 77,100 | $123,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 43,700 | $123,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 123,135 | $123,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 22,500 | $122,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 45,700 | $117,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 54,922 | $116,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,400 | $113,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 85,000 | $113,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 11,548 | $112,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 238,200 | $111,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,040 | $109,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,700 | $106,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 71,600 | $102,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 113,300 | $99,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 10,100 | $99,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,200 | $98,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 75,000 | $95,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 35,000 | $95,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 7,900 | $94,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 125,000 | $94,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,100 | $90,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,006 | $89,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 199,014 | $89,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 198,522 | $89,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 168,789 | $88,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 287,500 | $86,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 35,000 | $85,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 75,000 | $83,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 222,167 | $82,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 232,002 | $81,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 97,952 | $78,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,500 | $75,000 | thousands by filing date | put |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 62,968 | $75,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 23,200 | $74,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100,000 | $70,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 24,300 | $70,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 10,000 | $69,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,700 | $69,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,200 | $68,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 15,000 | $68,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 41,207 | $68,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 34,800 | $67,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,300 | $66,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 5,600 | $66,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 500 | $65,000 | thousands by filing date | call |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 178,856 | $64,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,800 | $63,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 110,000 | $63,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 3,500 | $62,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 7,300 | $62,000 | thousands by filing date | call |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 171,295 | $62,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,700 | $61,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 45,000 | $61,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 19,100 | $61,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 93,500 | $61,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 10,000 | $58,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 126,800 | $57,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,000 | $56,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 233,180 | $56,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 119,724 | $56,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 23,871 | $56,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,900 | $53,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 85,600 | $53,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 1,000 | $53,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 49,900 | $53,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,500 | $52,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 80,000 | $50,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 50,000 | $49,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 10,300 | $49,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 14,800 | $48,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 71,700 | $48,000 | thousands by filing date | call |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 31,239 | $47,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,600 | $46,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 33,100 | $45,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 42,000 | $45,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 5,900 | $44,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 54,700 | $44,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 7,500 | $44,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 7,000 | $44,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 3,900 | $43,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 10,000 | $42,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 9,300 | $41,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 65,000 | $41,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,500 | $41,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,600 | $40,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 9,800 | $40,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 3,600 | $39,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 5,200 | $39,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 7,600 | $38,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 6,600 | $38,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $37,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,500 | $36,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 9,500 | $36,000 | thousands by filing date | call |
| VISTRA CORP | 92840M128 | COM | 24,120 | $36,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 70,000 | $36,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,700 | $34,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,600 | $33,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 50,000 | $33,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 20,000 | $33,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $33,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 82,661 | $33,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,800 | $32,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 20,700 | $31,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 25,000 | $31,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 8,900 | $30,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 56,517 | $30,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 48,639 | $30,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 50,200 | $30,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $29,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 12,900 | $29,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,400 | $28,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 300 | $28,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 700 | $28,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 30,000 | $28,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40,000 | $28,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 54,625 | $28,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,400 | $27,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 13,000 | $27,000 | thousands by filing date | put |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 125,556 | $27,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 59,016 | $27,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,500 | $26,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,300 | $26,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 6,800 | $26,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 30,000 | $26,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 7,500 | $25,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,400 | $25,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100,000 | $25,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 17,700 | $25,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,000 | $25,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 2,900 | $24,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 7,900 | $24,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $24,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,300 | $23,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 50,000 | $23,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 11,300 | $22,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,500 | $22,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 11,300 | $22,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 4,000 | $21,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 84,200 | $21,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 121,100 | $21,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 14,500 | $20,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40,000 | $20,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 6,800 | $20,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 37,960 | $20,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 27,200 | $19,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 50,000 | $19,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 37,400 | $19,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 99,600 | $19,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 7,000 | $18,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,900 | $18,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,600 | $18,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 7,100 | $18,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,500 | $18,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 30,362 | $18,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,600 | $17,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 11,600 | $17,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 345,000 | $17,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 13,400 | $17,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 34,867 | $17,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 82,000 | $16,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 13,048 | $16,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 44,909 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $15,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 226,000 | $15,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 149,500 | $15,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 26,082 | $14,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 11,203 | $14,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 13,300 | $13,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 5,000 | $13,000 | thousands by filing date | put |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 29,080 | $12,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 151,500 | $11,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 30,000 | $9,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 60,400 | $9,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 600 | $9,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $9,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 74,100 | $9,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 68,400 | $9,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 20,043 | $9,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,800 | $8,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,600 | $8,000 | thousands by filing date | call |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 22,473 | $8,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 29,300 | $7,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 35,300 | $7,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,000 | $6,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,000 | $6,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 9,700 | $6,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 5,000 | $5,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,000 | $5,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $5,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 95,200 | $5,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $4,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 31,000 | $4,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 6,500 | $4,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 100,000 | $4,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 10,000 | $4,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 41 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,500 | $3,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 24,600 | $3,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 40 | $3,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 28,600 | $3,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 469,034 | $3,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5 | $1,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 50,000 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 25,000 | $1,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 25,000 | $1,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 700 | $1,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 300 | $1,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20,000 | $1,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 200 | $1,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 42,700 | $1,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 2,300 | $1,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 10,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002631 | this filing | 2018-11-13 | acceptance time not in the bulk data set |