13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 150 holding rows worth $472,169,000.
- Accession
- 0001085146-18-002584
- Filer
- CIK 1627608
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 150 entries on the cover page, a total value of $472,169,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $472,169,000 with VALUE read as thousands by filing date, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,980,167 | $34,630,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 605,000 | $21,108,000 | thousands by filing date | principal |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 172,500 | $19,403,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670,000 | $18,526,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 125,000 | $17,390,000 | thousands by filing date | principal |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 613,879 | $15,359,000 | thousands by filing date | principal |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 550,000 | $14,729,000 | thousands by filing date | principal |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 45,000 | $14,422,000 | thousands by filing date | principal |
| CYRUSONE INC | 23283R100 | COM | 175,000 | $11,095,000 | thousands by filing date | principal |
| CISION LTD | G1992S109 | SHS | 593,888 | $9,977,000 | thousands by filing date | principal |
| DOCUSIGN INC COM | 256163106 | Stock | 170,000 | $8,937,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 190,000 | $8,907,000 | thousands by filing date | principal |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300,000 | $8,148,000 | thousands by filing date | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 155,000 | $8,105,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 800,000 | $8,104,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 450,000 | $7,020,000 | thousands by filing date | principal |
| ANAPTYSBIO INC | 032724106 | COM | 68,000 | $6,784,000 | thousands by filing date | principal |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 60,000 | $6,746,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 65,000 | $6,600,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 600,000 | $6,138,000 | thousands by filing date | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 250,000 | $5,700,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 104,600 | $5,603,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,295,802 | $5,143,000 | thousands by filing date | principal |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 187,500 | $5,106,000 | thousands by filing date | principal |
| ALLAKOS INC | 01671P100 | COM | 110,095 | $4,953,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 110,000 | $4,879,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 90,000 | $4,781,000 | thousands by filing date | principal |
| PETIQ INC | 71639T106 | COMMON STOCK | 111,000 | $4,363,000 | thousands by filing date | principal |
| CHAMPION HOMES INC | 830830105 | COM | 150,000 | $4,286,000 | thousands by filing date | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 200,000 | $3,896,000 | thousands by filing date | principal |
| EVENTBRITE INC | 29975E109 | COM CL A | 102,000 | $3,873,000 | thousands by filing date | principal |
| EVO PMTS INC | 26927E104 | CL A COM | 150,000 | $3,585,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 350,000 | $3,553,000 | thousands by filing date | principal |
| TILLYS INC | 886885102 | CL A | 185,000 | $3,506,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 180,000 | $3,136,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 75,000 | $3,091,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 170,000 | $3,019,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 100,000 | $3,017,000 | thousands by filing date | principal |
| INTRICON CORP | 46121H109 | COM | 52,883 | $2,972,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 188,004 | $2,869,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 140,000 | $2,855,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 20,000 | $2,825,000 | thousands by filing date | principal |
| RA MED SYS INC | 74933X104 | COM | 151,000 | $2,748,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 125,000 | $2,700,000 | thousands by filing date | principal |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 2,600,000 | $2,672,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 160,986 | $2,622,000 | thousands by filing date | principal |
| CLIPPER REALTY INC | 18885T306 | COM | 189,913 | $2,570,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 67,844 | $2,562,000 | thousands by filing date | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 154,359 | $2,548,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 38,629 | $2,546,000 | thousands by filing date | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 255,000 | $2,476,000 | thousands by filing date | principal |
| ATENTO S A | L0427L105 | SHS | 322,400 | $2,418,000 | thousands by filing date | principal |
| NUVECTRA CORP | 67075N108 | COM | 110,000 | $2,418,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 52,710 | $2,236,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 30,000 | $2,181,000 | thousands by filing date | principal |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 110,000 | $2,129,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 480,851 | $2,116,000 | thousands by filing date | principal |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 169,646 | $2,039,000 | thousands by filing date | principal |
| ULTRALIFE CORP | 903899102 | COM | 250,000 | $2,038,000 | thousands by filing date | principal |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 200,000 | $2,026,000 | thousands by filing date | principal |
| ARVINAS INC | 04335A105 | COM | 120,000 | $2,024,000 | thousands by filing date | principal |
| OLD POINT FINL CORP | 680194107 | COM | 66,219 | $1,980,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 82,500 | $1,973,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 342,190 | $1,827,000 | thousands by filing date | principal |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 93,142 | $1,827,000 | thousands by filing date | principal |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 62,500 | $1,826,000 | thousands by filing date | principal |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 67,800 | $1,801,000 | thousands by filing date | principal |
| HAMILTON LANE INC | 407497106 | CL A | 40,000 | $1,771,000 | thousands by filing date | principal |
| INSTRUCTURE INC | 45781U103 | COM | 50,000 | $1,770,000 | thousands by filing date | principal |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 80,000 | $1,769,000 | thousands by filing date | principal |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 160,000 | $1,760,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 25,000 | $1,750,000 | thousands by filing date | principal |
| MACKINAC FINL CORP | 554571109 | COM | 107,998 | $1,750,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 100,000 | $1,744,000 | thousands by filing date | principal |
| SENDGRID INC | 816883102 | COM | 47,207 | $1,737,000 | thousands by filing date | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 75,000 | $1,728,000 | thousands by filing date | principal |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 300,000 | $1,719,000 | thousands by filing date | principal |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 138,334 | $1,715,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 30,000 | $1,703,000 | thousands by filing date | principal |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 1,431,300 | $1,703,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 110,546 | $1,647,000 | thousands by filing date | principal |
| BANK7 CORP | 06652N107 | COMMON STOCK | 82,922 | $1,596,000 | thousands by filing date | principal |
| SUTRO BIOPHARMA INC | 869367102 | COM | 105,000 | $1,575,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 40,000 | $1,570,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 61,508 | $1,540,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 95,500 | $1,531,000 | thousands by filing date | principal |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 75,000 | $1,485,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 70,000 | $1,484,000 | thousands by filing date | principal |
| NLIGHT INC | 65487K100 | COM | 66,000 | $1,466,000 | thousands by filing date | principal |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 70,000 | $1,430,000 | thousands by filing date | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 52,000 | $1,395,000 | thousands by filing date | principal |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100,000 | $1,380,000 | thousands by filing date | principal |
| DATAWATCH CORP | 237917208 | COM NEW | 118,296 | $1,378,000 | thousands by filing date | principal |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 108,872 | $1,334,000 | thousands by filing date | principal |
| BIONANO GENOMICS INC | 09075F107 | COM | 163,265 | $1,300,000 | thousands by filing date | principal |
| LAIX INC | 50736W105 | ADS | 100,000 | $1,255,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 230,000 | $1,244,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 53,574 | $1,233,000 | thousands by filing date | principal |
| CONNS INC | 208242107 | COM | 33,500 | $1,184,000 | thousands by filing date | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 82,500 | $1,175,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 45,000 | $1,168,000 | thousands by filing date | principal |
| PROPETRO HLDG CORP | 74347M108 | COM | 70,000 | $1,154,000 | thousands by filing date | principal |
| GREENSKY INC | 39572G100 | CL A | 59,383 | $1,069,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 80,000 | $1,056,000 | thousands by filing date | principal |
| ASHFORD INC | 044104107 | COM | 13,422 | $1,018,000 | thousands by filing date | principal |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 58,023 | $986,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 182,500 | $984,000 | thousands by filing date | principal |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 68,811 | $976,000 | thousands by filing date | principal |
| DNB Financial Corporation | 233237106 | Common Stock | 25,655 | $947,000 | thousands by filing date | principal |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 97,500 | $908,000 | thousands by filing date | principal |
| UR-ENERGY INC | 91688R108 | COM | 1,000,000 | $800,000 | thousands by filing date | principal |
| EVERQUOTE INC | 30041R108 | COM CL A | 52,200 | $776,000 | thousands by filing date | principal |
| DOMO INC | 257554105 | COM CL B | 35,000 | $751,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 68,899 | $737,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 74,999 | $731,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 19,813 | $730,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,000 | $720,000 | thousands by filing date | principal |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 50,000 | $636,000 | thousands by filing date | principal |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 52,500 | $630,000 | thousands by filing date | principal |
| TREMONT MTG TR | 894789106 | COM | 49,800 | $585,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 200,000 | $540,000 | thousands by filing date | principal |
| ROSETTA RES INC COM | 777385105 | Stock | 85,000 | $519,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 35,000 | $516,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 50,000 | $501,000 | thousands by filing date | principal |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 200,000 | $470,000 | thousands by filing date | principal |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 42,945 | $442,000 | thousands by filing date | principal |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 60,000 | $432,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 102,190 | $393,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 65,056 | $391,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 249,999 | $362,000 | thousands by filing date | principal |
| PRESIDIO INC | 74102M103 | COM | 23,469 | $358,000 | thousands by filing date | principal |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 11,364 | $350,000 | thousands by filing date | principal |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 19,263 | $337,000 | thousands by filing date | principal |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 163,265 | $336,000 | thousands by filing date | principal |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 30,000 | $333,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 74,644 | $322,000 | thousands by filing date | principal |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 198,605 | $303,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 133,332 | $233,000 | thousands by filing date | principal |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 133,332 | $220,000 | thousands by filing date | principal |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,220 | $218,000 | thousands by filing date | principal |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 14,056 | $204,000 | thousands by filing date | principal |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 116,666 | $174,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $140,000 | thousands by filing date | principal |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 99,999 | $107,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 83,333 | $107,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 75,000 | $98,000 | thousands by filing date | principal |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 49,999 | $65,000 | thousands by filing date | principal |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 200,000 | $40,000 | thousands by filing date | principal |
| ALTA MESA RES INC 3 | 02133L117 | COM | 66,296 | $33,000 | thousands by filing date | principal |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 25,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002584 | this filing | 2018-11-13 | acceptance time not in the bulk data set |