13F-HR filed by Brown Advisory Securities, LLC
Brown Advisory Securities, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 425 holding rows worth $622,492,000.
- Accession
- 0001085146-18-002580
- Filer
- CIK 1389479
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 425 entries on the cover page, a total value of $622,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $622,492,000 with VALUE read as thousands by filing date, 13F file number 028-12353. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 157,660 | $35,610,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,958 | $27,944,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 97,954 | $21,805,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 169,403 | $19,368,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 51,489 | $15,070,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,215 | $12,311,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 77,951 | $10,768,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 69,165 | $10,396,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 181,439 | $8,918,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 41,544 | $8,897,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,342 | $8,775,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 98,500 | $8,653,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 80,067 | $8,551,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 89,788 | $7,647,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 67,431 | $7,615,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 100,820 | $7,261,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 102,293 | $7,252,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 136,735 | $6,475,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 37,950 | $6,461,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 71,075 | $5,911,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 74,039 | $5,835,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 57,645 | $5,740,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 62,645 | $5,471,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,255 | $5,466,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 47,041 | $5,262,000 | thousands by filing date | |
| IJH | 464287507 | COM | 25,820 | $5,184,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 33,762 | $5,106,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 30,916 | $4,923,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 98,694 | $4,796,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,480 | $4,789,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 33,917 | $4,743,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 35,330 | $4,654,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 34,625 | $4,521,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 31,052 | $4,515,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 76,205 | $4,340,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 80,259 | $4,280,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 43,947 | $4,151,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 38,271 | $4,042,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,027 | $4,032,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 19,174 | $3,928,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 53,181 | $3,902,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 86,918 | $3,828,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,119 | $3,753,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 32,694 | $3,556,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,614 | $3,556,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,185 | $3,352,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25,606 | $3,241,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 45,865 | $3,228,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 28,177 | $3,087,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 53,404 | $3,003,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,214 | $2,992,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 48,186 | $2,907,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 96,787 | $2,852,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,949 | $2,801,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 43,409 | $2,786,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 12,850 | $2,767,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,460 | $2,673,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,005 | $2,580,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,953 | $2,533,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 83,407 | $2,525,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 47,829 | $2,475,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 13,151 | $2,448,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 13,565 | $2,411,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,062 | $2,319,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,995 | $2,287,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 24,501 | $2,118,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 45,680 | $2,104,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 19,510 | $2,076,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17,429 | $2,043,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 25,922 | $2,002,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 46,054 | $1,980,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 12,085 | $1,968,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,490 | $1,962,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 54,284 | $1,957,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 60,535 | $1,954,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 41,756 | $1,951,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 17,608 | $1,921,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 65,328 | $1,874,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,119 | $1,857,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 16,041 | $1,809,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 46,643 | $1,803,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,437 | $1,712,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,860 | $1,668,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,458 | $1,667,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 12,711 | $1,664,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,451 | $1,663,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 18,960 | $1,602,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,218 | $1,570,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 81,154 | $1,549,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 29,850 | $1,524,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,559 | $1,493,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 15,000 | $1,485,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,504 | $1,459,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,656 | $1,452,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,374 | $1,428,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,364 | $1,422,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 32,975 | $1,415,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 10,543 | $1,403,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 32,459 | $1,388,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,819 | $1,363,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,852 | $1,362,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,909 | $1,326,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 27,023 | $1,323,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 20,902 | $1,274,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,402 | $1,254,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 17,818 | $1,250,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,225 | $1,239,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 621 | $1,235,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 31,744 | $1,209,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 15,091 | $1,207,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 26,586 | $1,204,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 104,072 | $1,176,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 19,347 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,805 | $1,162,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,991 | $1,143,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 20,464 | $1,138,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,014 | $1,129,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 10,380 | $1,115,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,305 | $1,107,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 7,200 | $1,107,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,555 | $1,103,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,817 | $1,085,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,554 | $1,074,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,690 | $1,071,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,371 | $1,070,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,370 | $1,061,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,733 | $1,049,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,212 | $1,023,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,206 | $1,021,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,868 | $1,008,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 24,870 | $992,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 8,284 | $974,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,573 | $970,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,515 | $940,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,310 | $933,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 275,000 | $924,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,701 | $920,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,831 | $916,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,869 | $907,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25,644 | $905,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,914 | $905,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,002 | $904,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,420 | $902,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,178 | $901,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,053 | $890,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,703 | $890,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,501 | $889,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,153 | $882,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 37,155 | $870,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 18,856 | $861,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 6,830 | $850,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,278 | $846,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 36,000 | $833,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,448 | $825,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 43,715 | $822,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,994 | $820,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,020 | $819,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,738 | $809,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 678 | $808,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,525 | $805,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,382 | $795,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,012 | $789,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,113 | $787,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 33,165 | $785,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 8,406 | $766,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,838 | $760,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 26,698 | $757,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,200 | $731,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,567 | $725,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,559 | $712,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,346 | $706,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,409 | $698,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,716 | $693,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,957 | $689,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,867 | $686,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,280 | $685,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,501 | $684,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,678 | $682,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,487 | $673,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 36,010 | $671,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,880 | $670,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 13,557 | $658,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,495 | $650,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,005 | $648,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 4,045 | $648,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,976 | $619,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,076 | $617,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,577 | $595,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11,644 | $593,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,270 | $592,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 31,987 | $587,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,649 | $578,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,274 | $578,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,533 | $576,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 8,968 | $573,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,410 | $570,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,521 | $565,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 24,510 | $554,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,040 | $546,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,335 | $546,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,565 | $544,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,431 | $535,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,949 | $530,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,528 | $529,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,303 | $524,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,978 | $522,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,837 | $514,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,186 | $513,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 22,100 | $513,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,155 | $507,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 54,533 | $505,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,130 | $497,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 8,625 | $497,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,542 | $494,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,418 | $491,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,839 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,434 | $490,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,618 | $487,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,219 | $485,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 41,858 | $480,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,518 | $469,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,477 | $466,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,280 | $460,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,347 | $458,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,100 | $454,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,962 | $446,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,950 | $445,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,656 | $442,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,933 | $440,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,613 | $437,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,415 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,200 | $432,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,381 | $432,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 27,884 | $428,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,581 | $423,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,190 | $422,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,000 | $420,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 27,503 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,604 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 7,592 | $407,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,675 | $406,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,429 | $406,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 47,800 | $404,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,391 | $399,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,863 | $398,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 15,670 | $395,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,800 | $395,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,239 | $395,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,609 | $393,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,446 | $392,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,993 | $389,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,559 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,229 | $385,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 18,000 | $381,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,282 | $373,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,500 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,819 | $370,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,291 | $369,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,086 | $368,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 13,355 | $366,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,385 | $364,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,934 | $364,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 49,900 | $359,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,552 | $358,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,690 | $357,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,857 | $355,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,000 | $354,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,904 | $353,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,920 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,234 | $347,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,162 | $347,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,220 | $346,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 48,838 | $346,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 40,000 | $339,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,348 | $337,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,079 | $337,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,050 | $337,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,379 | $334,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,745 | $331,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,392 | $330,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,461 | $326,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,133 | $326,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,850 | $325,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,027 | $323,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,569 | $322,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,117 | $318,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,277 | $317,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,000 | $316,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,504 | $315,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,093 | $313,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,500 | $312,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,940 | $311,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,206 | $307,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 22,180 | $305,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,072 | $303,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,875 | $302,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,163 | $298,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 833 | $298,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,163 | $295,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 15,012 | $291,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,757 | $289,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,248 | $287,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,046 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,133 | $286,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,791 | $286,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,617 | $285,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,464 | $283,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,937 | $283,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,641 | $282,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,347 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,249 | $276,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,841 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,500 | $273,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,969 | $265,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 6,400 | $264,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,637 | $263,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,057 | $262,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,967 | $262,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,302 | $261,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,516 | $260,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 879 | $259,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,812 | $259,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,738 | $257,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,812 | $255,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,748 | $254,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,671 | $249,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,620 | $248,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,981 | $246,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,089 | $244,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,285 | $241,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,326 | $239,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,000 | $239,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,310 | $238,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,506 | $237,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 645 | $237,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,601 | $234,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,919 | $234,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,815 | $233,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 19,950 | $228,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,800 | $226,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,039 | $225,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,295 | $225,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,072 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,119 | $224,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,991 | $224,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,030 | $223,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,259 | $221,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,973 | $220,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,500 | $219,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 968 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 5,000 | $215,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 765 | $214,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,264 | $214,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,200 | $214,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,671 | $213,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,217 | $213,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,101 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,272 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3,979 | $212,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,532 | $211,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,072 | $210,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,366 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,441 | $203,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,969 | $202,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,276 | $200,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 41,800 | $187,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 37,579 | $184,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 17,300 | $175,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,587 | $161,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,950 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,245 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,340 | $117,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 15,337 | $114,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,000 | $113,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,470 | $113,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,513 | $91,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 21,000 | $85,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 38,000 | $72,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 20,000 | $72,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,000 | $69,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 26,000 | $62,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,960 | $61,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 38,000 | $61,000 | thousands by filing date | principal |
| ARQULE INC | 04269E107 | COM | 10,500 | $60,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 37,000 | $59,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 45,000 | $59,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 36,000 | $57,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 34,000 | $55,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 47,000 | $47,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 34,000 | $47,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 48,000 | $47,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 28,000 | $46,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 35,000 | $45,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 35,000 | $44,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 28,000 | $43,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 43,000 | $43,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 32,000 | $40,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 35,000 | $39,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 37,000 | $38,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 26,000 | $38,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 36,000 | $37,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 32,000 | $35,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 34,000 | $35,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 35,000 | $35,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,000 | $32,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 32,000 | $32,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 31,000 | $31,000 | thousands by filing date | principal |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 18,600 | $31,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,000 | $30,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 24,000 | $25,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 22,000 | $22,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 20,000 | $20,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 14,000 | $18,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $18,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 14,000 | $18,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,000 | $16,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 13,000 | $16,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 16,000 | $16,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 10,955 | $14,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 14,000 | $14,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 13,000 | $13,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002580 | this filing | 2018-11-13 | acceptance time not in the bulk data set |