13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 704 holding rows worth $4,819,746,000.
- Accession
- 0001085146-18-002570
- Filer
- CIK 743127
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 704 entries on the cover page, a total value of $4,819,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,819,746,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,134 | $583,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 50,755 | $579,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 27,152 | $575,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,532 | $569,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,732 | $561,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 15,421 | $546,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,602 | $543,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 11,555 | $534,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,327 | $528,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 20,875 | $524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,105 | $522,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 17,993 | $521,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,100 | $521,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 14,545 | $514,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 11,050 | $505,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,913 | $504,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,400 | $498,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,300 | $498,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 15,350 | $498,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 14,100 | $485,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 18,395 | $480,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,594 | $477,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,277 | $476,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 6,405 | $468,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,725 | $459,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,467 | $454,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 38,105 | $453,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,200 | $449,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,510 | $445,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,510 | $444,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,341 | $444,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,328 | $441,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,962 | $439,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,808 | $428,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $428,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,723 | $427,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 18,363 | $425,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,075 | $425,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,181 | $423,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,120 | $420,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 45,215 | $418,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 35,068 | $418,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,450 | $418,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,900 | $417,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,057 | $417,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,523 | $412,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,262 | $406,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 82,019 | $402,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,500 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 12,257 | $400,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,870 | $399,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 13,779 | $393,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,304 | $393,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 61,537 | $389,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,582 | $388,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,426 | $387,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 15,225 | $387,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,492 | $385,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,136 | $385,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,435 | $382,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18,503 | $382,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,134 | $379,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 16,967 | $378,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,112 | $376,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 90,650 | $375,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 13,851 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,728 | $372,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,817 | $369,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,030 | $366,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,300 | $365,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,862 | $363,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,967 | $358,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 55,528 | $357,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,400 | $352,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 33,770 | $350,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,925 | $347,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,525 | $347,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,305 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,700 | $343,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,900 | $343,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,500 | $342,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,953 | $340,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,603 | $337,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 6,177 | $335,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 46,750 | $334,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,275 | $332,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 19,550 | $330,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,075 | $327,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 59,917 | $327,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $326,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 17,400 | $326,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,521 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,430 | $315,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,207 | $314,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,390 | $311,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,983 | $311,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,311 | $311,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,181 | $311,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,567 | $304,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,597 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 7,335 | $303,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,375 | $303,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,315 | $300,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,335 | $294,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 8,900 | $294,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,685 | $293,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,805 | $293,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 94,500 | $293,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,675 | $292,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,797 | $290,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 32,225 | $288,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 3,905 | $287,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,172 | $286,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,419 | $286,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,796 | $285,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,391 | $284,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,075 | $282,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,227 | $282,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,544 | $281,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,241 | $281,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 6,387 | $278,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,149 | $277,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8,200 | $277,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 18,335 | $276,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,097 | $273,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,700 | $270,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,046 | $269,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,469 | $264,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,525 | $263,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,925 | $262,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 40,297 | $262,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,996 | $260,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,000 | $259,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,166 | $257,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7,525 | $257,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,894 | $250,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,693 | $249,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,405 | $249,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,000 | $249,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 22,240 | $246,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $245,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,797 | $244,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,227 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,501 | $239,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,130 | $238,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,326 | $232,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,910 | $232,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,700 | $232,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,550 | $232,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,200 | $231,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,758 | $231,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,038 | $230,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 14,230 | $225,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 13,986 | $223,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 640 | $222,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,215 | $221,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,413 | $221,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 42,025 | $221,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 14,820 | $220,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,632 | $219,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,865 | $219,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,158 | $219,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,160 | $216,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,505 | $216,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,525 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,124 | $215,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $214,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,275 | $213,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,142 | $213,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,890 | $211,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 705 | $209,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,802 | $207,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,950 | $204,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,400 | $203,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,600 | $201,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,510 | $200,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,950 | $200,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,600 | $195,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,204 | $191,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,599 | $182,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,150 | $178,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,422 | $178,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 15,530 | $175,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 84,252 | $173,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $166,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,600 | $164,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 25,796 | $142,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 15,250 | $140,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 29,160 | $114,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 32,899 | $95,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,350 | $95,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 34,090 | $93,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,356 | $91,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 10,000 | $89,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,600 | $88,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,600 | $71,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,971 | $70,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,700 | $69,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 23,950 | $65,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,080 | $62,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $45,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,300 | $40,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 15,000 | $40,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,000 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002570 | this filing | 2018-11-13 | acceptance time not in the bulk data set |