13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 241 holding rows worth $319,378,000.
- Accession
- 0001085146-18-002557
- Filer
- CIK 1511137
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 241 entries on the cover page, a total value of $319,378,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,378,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK CDA COM | 780087102 | Stock | 1,610,375 | $129,136,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 169 | $54,080,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 94,528 | $27,672,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 223,867 | $17,670,000 | thousands by filing date | |
| VTI | 922908769 | COM | 84,652 | $12,667,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 61,339 | $6,855,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 67,218 | $4,769,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 47,639 | $4,313,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 53,097 | $3,999,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 21,936 | $3,549,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,954 | $3,450,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,616 | $3,236,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 11,693 | $3,051,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,537 | $2,830,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,493 | $2,800,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 13,225 | $2,683,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 21,764 | $2,551,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,843 | $2,173,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75,998 | $1,996,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,389 | $1,658,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,945 | $1,641,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,111 | $1,270,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,712 | $1,236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,585 | $1,218,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,721 | $1,069,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,599 | $1,046,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 12,432 | $993,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 18,619 | $935,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,339 | $870,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,968 | $814,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,819 | $798,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $784,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,981 | $638,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,785 | $638,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,882 | $600,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,007 | $510,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,756 | $493,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 3,428 | $473,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 9,067 | $439,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,336 | $425,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,831 | $412,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,000 | $385,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,913 | $384,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,816 | $352,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,413 | $326,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 266 | $320,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,381 | $286,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,565 | $284,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,817 | $283,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,190 | $281,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,470 | $279,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 30,646 | $270,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 12,257 | $234,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,770 | $224,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 2,193 | $190,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 517 | $182,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 482 | $181,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,570 | $180,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,181 | $178,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,679 | $163,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,430 | $162,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,361 | $160,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 597 | $160,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,155 | $157,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,611 | $148,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,229 | $141,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,553 | $141,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,281 | $135,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $132,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,213 | $131,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 799 | $130,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,166 | $129,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,964 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 733 | $126,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,305 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 563 | $114,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 703 | $112,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,670 | $104,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 290 | $104,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 591 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,086 | $89,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 624 | $87,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 749 | $86,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 521 | $83,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 38,602 | $83,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 286 | $80,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,232 | $79,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,446 | $72,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,941 | $72,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,047 | $63,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,776 | $60,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 3,000 | $58,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 917 | $56,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 929 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,288 | $56,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 125 | $55,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,758 | $54,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 415 | $54,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,134 | $53,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 230 | $52,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,814 | $52,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 404 | $50,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 322 | $50,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 410 | $46,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 170 | $45,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 215 | $45,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 843 | $44,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 700 | $43,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 223 | $41,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,460 | $41,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 170 | $40,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 85 | $40,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 215 | $36,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 410 | $35,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,012 | $34,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 420 | $34,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $34,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 250 | $33,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 194 | $33,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 199 | $33,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,625 | $33,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 326 | $33,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 327 | $32,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,125 | $32,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 425 | $31,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 412 | $30,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 200 | $30,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $29,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 778 | $28,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 500 | $28,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 107 | $28,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 389 | $27,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 600 | $27,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $27,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 320 | $26,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,685 | $26,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,671 | $26,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 500 | $25,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 330 | $25,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 701 | $21,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 396 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,000 | $21,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 245 | $20,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 490 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 757 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,000 | $18,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 110 | $17,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 125 | $17,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 154 | $17,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 350 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 420 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 545 | $15,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 52 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 78 | $13,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 241 | $13,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 265 | $13,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 746 | $13,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 61 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 56 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 215 | $12,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 682 | $11,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 77 | $10,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 237 | $9,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 56 | $8,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 669 | $8,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 470 | $8,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 340 | $8,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 136 | $7,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 94 | $7,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 204 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 507 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 100 | $6,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 75 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 41 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 75 | $6,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,600 | $6,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 35 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 210 | $5,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 245 | $5,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 60 | $5,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 57 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 55 | $4,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 50 | $4,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 24 | $4,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 60 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 102 | $4,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 75 | $4,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 90 | $4,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 335 | $4,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100 | $4,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100 | $4,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 65 | $3,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 40 | $3,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $3,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 60 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 39 | $3,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 77 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 246 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 30 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 26 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 25 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 35 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 110 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 226 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 210 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $1,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3 | $1,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2 | $1,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7 | $1,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9 | $1,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4 | $1,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 4 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 21 | $1,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11 | $1,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 40 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 28 | $1,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 22 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002557 | this filing | 2018-11-09 | acceptance time not in the bulk data set |