13F-HR filed by Forward Management, LLC
Forward Management, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 156 holding rows worth $590,597,000.
- Accession
- 0001085146-18-002522
- Filer
- CIK 1385864
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 156 entries on the cover page, a total value of $590,597,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $590,597,000 with VALUE read as thousands by filing date, 13F file number 028-12088. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBROADMARK ASSET MANAGEMENT LLC028-06435
- reports for this filerPICTET ASSET MANAGEMENT LTD028-11664
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 664,325 | $193,133,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 2,481,315 | $47,021,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 17,878,000 | $18,929,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 952,150 | $18,367,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 704,110 | $18,293,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 771,490 | $16,116,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 316,515 | $15,664,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 430,340 | $15,458,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 245,770 | $13,228,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 950,110 | $12,855,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 10,614,000 | $12,344,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 500,150 | $11,563,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 450,080 | $11,394,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 410,000 | $11,275,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 200,910 | $9,581,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 676,700 | $9,061,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 810,130 | $8,895,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 145,535 | $8,707,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 465,100 | $8,134,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 70,000 | $7,393,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 388,119 | $7,211,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 248,700 | $6,961,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,021,700 | $6,222,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 650,000 | $5,395,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 78,127 | $3,450,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 310,668 | $3,158,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 109,335 | $2,520,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 40,213 | $2,449,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,533 | $2,234,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,770 | $2,132,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 100,000 | $2,098,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22,392 | $1,929,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 111,597 | $1,928,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 26,228 | $1,846,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 49,122 | $1,739,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,575 | $1,710,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 23,528 | $1,594,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,556 | $1,592,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,157 | $1,505,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,388 | $1,428,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 14,052 | $1,428,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 19,248 | $1,410,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,801 | $1,373,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,770 | $1,366,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,974 | $1,298,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 23,790 | $1,264,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 12,790 | $1,248,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,627 | $1,239,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,224 | $1,226,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,629 | $1,198,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,185 | $1,149,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 29,845 | $1,125,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,330 | $1,091,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 127,946 | $1,091,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 55,494 | $1,081,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,002 | $1,070,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,340 | $1,069,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,676 | $1,061,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 47,000 | $999,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,305 | $998,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 7,910 | $982,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,500 | $952,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 14,340 | $951,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 14,025 | $944,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 7,400 | $936,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 33,370 | $935,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 7,415 | $933,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 61,680 | $931,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,431 | $928,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,629 | $922,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 24,700 | $921,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 48,110 | $898,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,985 | $888,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 16,340 | $888,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,229 | $887,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,830 | $880,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,210 | $872,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 14,748 | $840,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,839 | $830,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,608 | $808,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,696 | $766,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,484 | $763,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,765 | $725,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 15,654 | $719,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,188 | $690,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,754 | $661,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 6,406 | $648,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,816 | $637,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,293 | $632,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 93,700 | $628,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,197 | $599,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 13,637 | $579,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,600 | $568,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,205 | $566,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,407 | $565,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 30,200 | $552,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,857 | $543,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,690 | $540,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,010 | $529,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 10,092 | $520,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,480 | $494,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,498 | $487,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,761 | $462,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,301 | $458,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,403 | $442,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 20,887 | $427,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,954 | $418,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,189 | $412,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,973 | $391,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,840 | $388,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 35,940 | $381,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 11,454 | $321,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 8,117 | $308,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,811 | $304,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,571 | $298,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,974 | $297,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,401 | $292,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,427 | $282,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,688 | $259,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,860 | $249,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,539 | $246,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,148 | $232,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,414 | $220,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,799 | $218,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,260 | $217,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,549 | $197,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 619 | $195,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,093 | $193,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,962 | $191,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,432 | $183,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 8,234 | $122,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 305 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 405 | $30,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,416 | $27,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 426 | $20,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 166 | $14,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 35 | $6,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 299 | $6,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 20 | $4,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 110 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 152 | $2,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 10 | $2,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 50 | $2,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 60 | $2,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 80 | $2,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 50 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 50 | $1,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 20 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 80 | $1,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 15 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 20 | $1,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 40 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002522 | this filing | 2018-11-07 | acceptance time not in the bulk data set |