13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-01, with 1,584 holding rows worth $4,878,322,000.
- Accession
- 0001085146-18-002466
- Filer
- CIK 1567755
- Filed
- 2018-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,584 entries on the cover page, a total value of $4,878,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,878,322,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,220 | $155,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,049 | $153,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,008 | $152,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,134 | $151,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,672 | $148,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 82,953 | $148,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,846 | $147,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,628 | $146,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,951 | $145,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,155 | $143,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,766 | $141,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 24,687 | $141,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 18,600 | $139,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,198 | $138,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,330 | $138,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,796 | $137,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 13,000 | $137,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 25,392 | $136,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,279 | $135,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,531 | $134,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 11,877 | $134,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 37,500 | $134,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,187 | $133,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 12,786 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,183 | $131,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,000 | $131,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,180 | $127,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,200 | $125,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 13,800 | $125,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 125,000 | $120,000 | thousands by filing date | principal |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,843 | $113,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,610 | $112,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,765 | $112,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,180 | $107,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,066 | $107,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 20,500 | $105,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,029 | $102,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 33,032 | $100,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 10,269 | $98,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,158 | $97,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,300 | $96,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,828 | $96,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 21,014 | $96,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,429 | $96,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,492 | $92,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 41,750 | $90,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,953 | $88,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 31,147 | $87,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,591 | $85,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,192 | $85,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 89,949 | $84,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,230 | $80,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,800 | $79,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $74,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,175 | $74,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 15,001 | $70,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 71,740 | $69,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,394 | $68,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 13,183 | $65,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,937 | $59,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,990 | $57,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 24,524 | $53,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,251 | $48,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,852 | $43,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 34,507 | $40,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,385 | $38,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,100 | $38,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,000 | $38,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,000 | $34,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 32,623 | $33,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 31,356 | $32,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,575 | $29,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 12,185 | $28,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 13,777 | $28,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,535 | $26,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,512 | $26,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,668 | $23,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 24,872 | $23,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,000 | $22,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 12,120 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,605 | $11,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,000 | $10,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 13,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002466 | this filing | 2018-11-01 | acceptance time not in the bulk data set |