13F-HR filed by NewEdge Advisors, LLC
NewEdge Advisors, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-29, with 651 holding rows worth $1,301,810,000.
- Accession
- 0001085146-18-002428
- Filer
- CIK 1633516
- Filed
- 2018-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 651 entries on the cover page, a total value of $1,301,810,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,301,810,000 with VALUE read as thousands by filing date, 13F file number 028-16626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,770 | $292,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,049 | $290,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 7,335 | $290,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 502 | $288,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,673 | $288,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,357 | $288,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,584 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,242 | $285,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 41,250 | $284,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,061 | $284,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 13,404 | $283,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,400 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,494 | $281,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,915 | $280,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,858 | $279,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,253 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,241 | $278,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,237 | $276,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,302 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 9,941 | $274,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 3,815 | $273,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,187 | $272,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,508 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,879 | $269,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,044 | $269,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 12,457 | $268,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,935 | $266,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,953 | $266,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 39,093 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 9,168 | $264,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,229 | $262,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,601 | $261,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,471 | $260,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,446 | $258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,851 | $257,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,762 | $257,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,369 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,864 | $255,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,708 | $255,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 12,133 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 8,694 | $250,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,888 | $249,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,153 | $249,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,920 | $248,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 731 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,891 | $245,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 276,900 | $245,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,484 | $244,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,658 | $244,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,051 | $243,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,189 | $242,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,472 | $242,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,041 | $242,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,619 | $241,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,048 | $240,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 8,734 | $240,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,036 | $239,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,872 | $239,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 12,700 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,132 | $238,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,110 | $238,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,169 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,995 | $237,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,496 | $237,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 856 | $237,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,635 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,609 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,109 | $235,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,317 | $235,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,831 | $235,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 6,083 | $235,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,844 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,004 | $233,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,190 | $233,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,147 | $233,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 9,150 | $230,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,045 | $229,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 6,422 | $229,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,949 | $228,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,604 | $228,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 11,250 | $227,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,219 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,876 | $225,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,274 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,815 | $224,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,820 | $223,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,369 | $221,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,883 | $220,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,738 | $220,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,449 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,815 | $219,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 968 | $218,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,189 | $218,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,184 | $217,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,242 | $217,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,329 | $215,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,395 | $214,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,530 | $214,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,224 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,445 | $213,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,860 | $212,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,048 | $211,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,272 | $211,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,442 | $210,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,530 | $207,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,702 | $206,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,144 | $206,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 749 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,546 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,109 | $205,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,194 | $205,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,858 | $204,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,296 | $203,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,243 | $203,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,706 | $202,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,887 | $202,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,760 | $202,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 200,000 | $202,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,956 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,288 | $201,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,181 | $187,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 11,722 | $174,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,490 | $173,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 26,843 | $170,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,019 | $160,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,318 | $152,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,523 | $148,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 26,950 | $144,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,862 | $140,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,467 | $125,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,530 | $123,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,937 | $121,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,478 | $117,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 18,597 | $113,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,522 | $112,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,884 | $94,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,336 | $94,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,051 | $89,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,500 | $89,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 12,761 | $77,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,871 | $76,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,000 | $71,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 65,000 | $65,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 368,000 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,737 | $63,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,000 | $62,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 72,300 | $58,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,581 | $47,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,400 | $44,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 45,000 | $38,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,500 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002428 | this filing | 2018-10-29 | acceptance time not in the bulk data set |