13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-29, with 1,439 holding rows worth $613,685,000.
- Accession
- 0001085146-18-002425
- Filer
- CIK 1416692
- Filed
- 2018-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 1,822 entries on the cover page, a total value of $613,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $613,685,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V787 | YLD OPTIM BD | 620 | $15,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,850 | $15,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 472 | $15,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 950 | $15,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 206 | $14,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $14,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $14,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 300 | $14,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 306 | $14,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $14,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $14,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 435 | $14,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 160 | $14,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $14,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,342 | $14,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,492 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 300 | $14,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 563 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 500 | $14,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 300 | $14,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 314 | $14,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 670 | $14,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $14,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 92 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 416 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 264 | $14,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 695 | $14,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $14,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $14,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,206 | $14,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,000 | $13,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 344 | $13,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 205 | $13,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $13,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 122 | $13,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 122 | $13,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $13,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 500 | $13,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,000 | $13,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 200 | $13,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 274 | $13,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $13,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 450 | $13,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 500 | $13,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 678 | $13,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 300 | $13,000 | thousands by filing date | principal |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,120 | $13,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,000 | $13,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 2,000 | $13,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 6 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 178 | $12,000 | thousands by filing date | principal |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 349 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $12,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 161 | $12,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 369 | $12,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,200 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $12,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 225 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $12,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $12,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 111 | $12,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,500 | $12,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 250 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 258 | $12,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 300 | $12,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,300 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 305 | $12,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 200 | $12,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,729 | $12,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 3,310 | $12,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 189 | $12,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,700 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 211 | $12,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $12,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,650 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,000 | $12,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,400 | $12,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,000 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 85 | $11,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 400 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 696 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 112 | $11,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,015 | $11,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 129 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 165 | $11,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 342 | $11,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 550 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,000 | $11,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,100 | $11,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $11,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,181 | $11,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,000 | $11,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,900 | $11,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,400 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 800 | $11,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $10,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 180 | $10,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 300 | $10,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 34 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $10,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 775 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $10,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 350 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 303 | $10,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 168 | $10,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,839 | $10,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 263 | $10,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 200 | $10,000 | thousands by filing date | call |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 190 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 252 | $10,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 289 | $10,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 6,710 | $10,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,100 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 150 | $10,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 54 | $9,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 183 | $9,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 107 | $9,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 325 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 245 | $9,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $9,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 350 | $9,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $9,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 850 | $9,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 65 | $9,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $9,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 625 | $9,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 50 | $9,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 168 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 200 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $9,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,000 | $9,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 500 | $9,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,850 | $9,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 525 | $9,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $9,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,700 | $9,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,353 | $9,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $8,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $8,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 221 | $8,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 200 | $8,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 114 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 300 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 95 | $8,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 212 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,050 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 400 | $8,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 111 | $8,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $8,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 1,000 | $8,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 90 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 225 | $8,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,000 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 350 | $8,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 123 | $7,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 143 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 104 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 338 | $7,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 415 | $7,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 468 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 100 | $7,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 500 | $7,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $7,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 550 | $7,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $7,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,000 | $7,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $7,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,000 | $7,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 200 | $7,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,400 | $7,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $6,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $6,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 107 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 15 | $6,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $6,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 250 | $6,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $6,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 315 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 125 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 36 | $6,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 93 | $6,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 140 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 315 | $6,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,042 | $6,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,400 | $6,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,800 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 700 | $6,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,184 | $5,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $5,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 52 | $5,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 62 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 200 | $5,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 62 | $5,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 100 | $5,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 48 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 64 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 216 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 80 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 40 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $5,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $5,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 100 | $5,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 250 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 300 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 70 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 675 | $5,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 26 | $5,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 71 | $5,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 29 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $5,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 188 | $5,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,950 | $5,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 125 | $5,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| AURORA MOBILE LTD | 051857100 | ADS | 700 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 95 | $4,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,250 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 101 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 233 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 109 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 100 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $4,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 100 | $4,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 110 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 170 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 137 | $4,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 250 | $4,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 200 | $4,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 300 | $4,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,900 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 250 | $4,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 100 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 122 | $4,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,350 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 300 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 148 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 71 | $4,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 466 | $4,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $4,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 500 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $4,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,500 | $4,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $4,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,000 | $4,000 | thousands by filing date | principal |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 100 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 576 | $3,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 22 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 44 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 119 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 100 | $3,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 55 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 150 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 75 | $3,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $3,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 200 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 550 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 216 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 77 | $3,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25 | $3,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 79 | $3,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 342 | $3,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 201 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 58 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,000 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,247 | $3,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 200 | $3,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 90 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 15 | $2,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 11 | $2,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 18 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $2,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 31 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 19 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 25 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $2,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 18 | $2,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 101 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 125 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 250 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 37 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2 | $2,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 76 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $2,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 20 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8 | $2,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 17 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 100 | $2,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 41 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $2,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 496 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108 | $2,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 200 | $2,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 200 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 800 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 400 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 150 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12 | $1,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 32 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 158 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 9 | $1,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 21 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 11 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 12 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14 | $1,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 9 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 13 | $1,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 13 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 23 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 13 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 15 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 33 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 15 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 193 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 80 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 50 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $1,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 282 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,145 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 400 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 100 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 125 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 200 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 800 | $1,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 24 | $1,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 160 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 50 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,600 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 700 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 80 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC | 761123405 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002425 | this filing | 2018-10-29 | acceptance time not in the bulk data set |