13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-26, with 1,138 holding rows worth $4,513,635,000.
- Accession
- 0001085146-18-002415
- Filer
- CIK 1269119
- Filed
- 2018-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 3,639 entries on the cover page, a total value of $4,513,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,513,635,000 with VALUE read as thousands by filing date, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- reports for this filerBirch Grove Capital LP028-17364
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerApex Capital
- included managerAtalanta Sosnoff Capital
- included managerAthena Invest
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerCambridge Financial Group
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerConfluence Investment Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDeRoy & Deveraux
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerFayez Sarofim & Co.
- included managerFPA First Pacific Advisors
- included managerGood Harbor Financial
- included managerGlobalt Investments
- included managerGW&K Investment Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerMount Lucas Management
- included managerOak Ridge Investments
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSage Advisory Services
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerSeaview Global Advisors
- included managerSecurity Capital
- included managerSovereign Asset Mgmt
- included managerStephens Inv Mgt
- included managerSterling
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included managerTorray
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerWedgewood Partners
- included managerWestend Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIL-QUIP INC | 262037104 | COM | 5,080 | $265,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,083 | $264,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,083 | $263,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 29,391 | $263,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,789 | $262,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 8,808 | $262,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,996 | $260,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,401 | $260,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,403 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,957 | $258,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,087 | $258,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,164 | $257,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 36,709 | $257,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,631 | $256,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,246 | $255,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,582 | $255,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 3,106 | $253,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,167 | $253,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,723 | $253,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 5,176 | $252,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,664 | $251,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,116 | $249,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,017 | $249,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 13,520 | $249,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,025 | $247,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,845 | $247,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,643 | $245,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 16,128 | $245,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 10,378 | $244,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,948 | $243,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,842 | $240,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,449 | $238,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 16,047 | $238,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,099 | $237,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,536 | $236,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,396 | $235,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,090 | $235,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 11,289 | $235,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 9,571 | $235,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,107 | $234,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,508 | $234,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,446 | $232,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,655 | $231,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,526 | $230,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,758 | $229,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 6,463 | $229,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,700 | $228,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,440 | $227,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,473 | $226,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 54,000 | $224,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 194,097 | $223,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 11,022 | $222,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,093 | $221,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 15,639 | $221,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,273 | $221,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,076 | $220,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,807 | $218,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,553 | $218,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,936 | $218,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,284 | $218,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,529 | $215,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,692 | $215,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,479 | $214,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 9,901 | $214,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 24,116 | $214,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 4,320 | $213,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,656 | $213,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,585 | $210,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,782 | $209,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,472 | $207,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,228 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 9,982 | $207,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 9,943 | $207,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 19,610 | $206,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,224 | $206,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,739 | $205,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,340 | $202,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,925 | $200,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,879 | $200,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 16,446 | $196,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,535 | $194,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 17,867 | $185,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 99,000 | $183,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 50,000 | $182,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,000 | $176,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 12,980 | $175,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,207 | $173,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,176 | $160,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 113,000 | $152,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 98,000 | $149,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 95,000 | $149,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 61,000 | $140,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 18,766 | $132,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 14,302 | $131,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 85,000 | $129,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 75,000 | $128,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 12,371 | $126,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,225 | $123,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 131,000 | $123,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 10,071 | $121,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 75,000 | $115,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,055 | $114,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 79,000 | $113,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 72,000 | $109,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,707 | $108,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 109,000 | $104,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 82,000 | $104,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 104,000 | $104,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 69,000 | $103,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 93,000 | $99,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 80,000 | $96,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 78,000 | $95,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 87,000 | $95,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 16,146 | $93,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 79,000 | $91,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 77,000 | $89,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 81,000 | $88,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 79,000 | $85,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 81,000 | $83,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,660 | $81,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 75,000 | $74,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 58,000 | $67,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 81,693 | $60,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 53,000 | $56,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 50,000 | $54,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 50,000 | $53,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,000 | $51,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 36,000 | $51,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 33,000 | $49,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 17,259 | $48,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 16,830 | $45,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 50,000 | $45,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 38,000 | $43,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 31,000 | $39,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 31,000 | $39,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 36,000 | $36,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 29,000 | $36,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 34,000 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002415 | this filing | 2018-10-26 | acceptance time not in the bulk data set |