13F-HR filed by Transform Wealth, LLC
Transform Wealth, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-25, with 194 holding rows worth $576,512,000.
- Accession
- 0001085146-18-002390
- Filer
- CIK 1682266
- Filed
- 2018-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 194 entries on the cover page, a total value of $576,512,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $576,512,000 with VALUE read as thousands by filing date, 13F file number 028-17533. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 1,231,207 | $20,832,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 141,521 | $16,186,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 68,575 | $15,480,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 62,148 | $11,011,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 39,675 | $10,555,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 90,175 | $10,545,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 351,136 | $9,684,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 198,046 | $9,635,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 107,889 | $9,358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 137,540 | $9,284,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,528 | $9,069,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 184,856 | $8,749,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 40,379 | $8,645,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 73,312 | $8,492,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 117,878 | $8,457,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 22,388 | $8,326,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 56,472 | $8,176,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 47,036 | $8,005,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 67,701 | $7,640,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,200 | $7,617,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 427,719 | $7,575,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,058 | $7,230,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,102 | $6,776,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 34,475 | $6,689,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 69,150 | $6,540,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 144,498 | $6,368,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 134,114 | $6,342,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,881 | $6,339,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 63,600 | $6,278,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30,274 | $6,275,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,350 | $5,872,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 159,754 | $5,793,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 50,899 | $5,702,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 217,694 | $5,610,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 55,932 | $5,579,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 85,423 | $5,494,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 69,007 | $5,410,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 99,887 | $5,333,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 77,594 | $5,297,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 31,897 | $5,246,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 99,100 | $5,234,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 55,248 | $5,098,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 50,212 | $5,032,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 46,100 | $5,010,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,117 | $4,970,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 113,298 | $4,946,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 19,948 | $4,869,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 249,070 | $4,757,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 63,194 | $4,607,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 47,724 | $4,541,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 102,800 | $4,534,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 38,651 | $4,397,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 49,606 | $4,376,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 82,600 | $4,320,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15,539 | $4,259,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 84,144 | $4,123,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 40,000 | $4,092,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 55,626 | $4,075,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 82,841 | $4,021,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 129,747 | $3,822,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 73,238 | $3,734,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 39,043 | $3,709,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 38,676 | $3,632,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 23,919 | $3,629,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 56,256 | $3,622,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 41,824 | $3,319,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 55,800 | $3,270,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 12,862 | $3,174,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 36,300 | $3,020,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,481 | $3,005,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 28,100 | $2,992,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 30,500 | $2,919,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 33,447 | $2,882,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,172 | $2,859,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 98,992 | $2,845,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35,497 | $2,839,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,356 | $2,396,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 29,250 | $2,340,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,391 | $2,329,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 24,747 | $2,313,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 52,400 | $2,296,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,667 | $2,258,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 58,853 | $2,251,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 60,267 | $2,229,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 69,749 | $2,150,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 18,938 | $2,068,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 65,889 | $2,050,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,431 | $2,046,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,048 | $2,027,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,690 | $2,005,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 9,533 | $1,985,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,000 | $1,936,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13,710 | $1,917,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 32,357 | $1,874,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 25,369 | $1,868,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 30,667 | $1,774,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,877 | $1,649,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 14,600 | $1,646,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,770 | $1,632,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 33,823 | $1,575,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 17,892 | $1,499,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 47,947 | $1,490,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,600 | $1,408,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,780 | $1,403,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 23,400 | $1,396,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,716 | $1,354,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,588 | $1,325,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 22,225 | $1,319,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,640 | $1,314,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,685 | $1,312,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11,937 | $1,309,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,711 | $1,283,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 27,400 | $1,246,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,530 | $1,219,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,942 | $1,160,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50,400 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,163 | $1,111,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 41,367 | $1,111,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,300 | $1,110,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 13,478 | $1,090,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,168 | $1,089,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,640 | $1,066,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,300 | $1,058,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,334 | $1,043,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,897 | $1,010,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 18,869 | $1,000,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,352 | $923,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 25,350 | $895,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,000 | $894,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 38,458 | $860,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,200 | $858,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,092 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,404 | $719,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,539 | $711,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,192 | $707,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,080 | $704,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 9,040 | $675,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,600 | $674,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,414 | $600,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,026 | $583,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,442 | $562,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,244 | $542,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,586 | $525,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,019 | $513,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 17,606 | $505,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,156 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 16,400 | $470,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,318 | $450,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,579 | $435,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,884 | $426,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,650 | $415,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,860 | $414,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,375 | $412,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 93,988 | $389,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,626 | $333,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 51,900 | $318,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,300 | $310,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,060 | $309,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 41,700 | $309,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 695 | $304,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,216 | $297,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,650 | $297,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,238 | $294,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,062 | $292,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,198 | $283,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,699 | $277,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,404 | $275,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,402 | $260,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,400 | $258,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,697 | $257,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,804 | $255,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,665 | $250,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,478 | $249,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 125 | $248,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,200 | $244,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,924 | $240,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,545 | $233,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,000 | $225,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 630 | $223,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,305 | $218,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,700 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,730 | $205,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,494 | $205,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 19,858 | $205,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,171 | $148,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,280 | $143,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,100 | $136,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,414 | $135,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,355 | $131,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 205,481 | $104,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,353 | $90,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,328 | $67,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 22,000 | $61,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 106,245 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002390 | this filing | 2018-10-25 | acceptance time not in the bulk data set |