13F-HR filed by Alpha Cubed Investments, LLC
Alpha Cubed Investments, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-25, with 320 holding rows worth $858,360,000.
- Accession
- 0001085146-18-002383
- Filer
- CIK 1580830
- Filed
- 2018-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 320 entries on the cover page, a total value of $858,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $858,360,000 with VALUE read as thousands by filing date, 13F file number 028-16098. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 200,760 | $44,029,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 351,727 | $27,357,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 250,720 | $27,243,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 104,046 | $20,996,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 191,748 | $20,692,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 247,160 | $20,260,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 366,353 | $20,113,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 432,442 | $20,035,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 152,767 | $19,658,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 168,421 | $19,619,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 140,940 | $19,598,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 116,660 | $19,539,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 429,614 | $18,903,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 56,114 | $18,413,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 213,380 | $16,492,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 163,531 | $16,371,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 120,202 | $15,785,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 307,017 | $15,646,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 165,987 | $15,646,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 325,846 | $15,181,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 263,572 | $15,153,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 242,069 | $14,539,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 267,911 | $12,544,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 265,106 | $12,020,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,874 | $12,017,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 204,689 | $10,046,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 29,297 | $9,746,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 183,715 | $9,717,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75,479 | $8,974,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 47,293 | $8,183,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,592 | $8,100,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 284,919 | $8,069,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 41,344 | $8,000,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 198,259 | $7,310,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 59,978 | $7,025,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 97,494 | $6,902,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,003 | $6,631,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 67,073 | $6,591,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,894 | $6,590,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,853 | $6,328,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 56,849 | $5,809,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40,657 | $5,695,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 62,873 | $5,489,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 52,083 | $5,436,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 96,607 | $5,023,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 44,596 | $4,960,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 32,235 | $4,931,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,465 | $4,924,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,204 | $4,812,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 29,118 | $4,486,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132,378 | $4,411,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,142 | $4,326,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 61,907 | $4,046,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 36,000 | $4,032,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 33,953 | $3,563,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 23,728 | $3,542,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 47,089 | $3,498,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,396 | $3,129,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,949 | $3,074,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 112,817 | $3,009,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,908 | $2,946,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,200 | $2,942,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,084 | $2,858,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 82,530 | $2,810,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 22,351 | $2,677,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 69,390 | $2,643,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 37,245 | $2,598,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 33,070 | $2,566,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,016 | $2,525,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 80,654 | $2,445,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 41,189 | $2,416,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,022 | $2,406,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,169 | $2,378,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 84,184 | $2,286,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 39,457 | $2,203,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,341 | $2,201,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 29,986 | $2,197,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 23,175 | $2,152,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 19,560 | $2,088,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,893 | $2,042,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 31,497 | $2,008,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 62,800 | $1,969,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 18,255 | $1,946,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,548 | $1,837,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,387 | $1,795,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 51,848 | $1,778,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 37,257 | $1,773,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 101,795 | $1,727,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,918 | $1,647,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,375 | $1,593,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,948 | $1,586,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,228 | $1,562,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,216 | $1,523,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,488 | $1,495,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,545 | $1,403,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,531 | $1,365,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 107,129 | $1,346,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,602 | $1,319,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 24,164 | $1,307,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 18,349 | $1,295,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,123 | $1,237,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,683 | $1,232,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,368 | $1,223,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 13,164 | $1,195,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,970 | $1,157,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 95,960 | $1,106,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,845 | $1,087,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 18,160 | $1,062,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 117,350 | $1,054,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,901 | $1,006,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18,106 | $983,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,884 | $983,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,581 | $979,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,767 | $906,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 29,481 | $879,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,833 | $831,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 14,987 | $810,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,017 | $801,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,734 | $792,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 22,992 | $789,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,446 | $788,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,644 | $787,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,866 | $780,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 18,867 | $764,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,746 | $760,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,953 | $734,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,820 | $730,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,590 | $718,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,648 | $713,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,172 | $696,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,378 | $689,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 18,970 | $683,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,798 | $667,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,434 | $664,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,539 | $664,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,158 | $660,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 14,029 | $658,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 44,375 | $657,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,735 | $643,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 35,410 | $637,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 14,146 | $629,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $629,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,217 | $627,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,521 | $618,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,321 | $587,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,170 | $584,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 67,637 | $575,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 11,725 | $575,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 31,502 | $559,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,734 | $558,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,781 | $549,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,285 | $526,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,864 | $523,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,057 | $516,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,578 | $512,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,050 | $511,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,689 | $509,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,006 | $507,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 996 | $502,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,469 | $501,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,278 | $500,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,443 | $494,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,285 | $493,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,443 | $492,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 9,150 | $490,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,959 | $484,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,566 | $483,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,171 | $479,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,011 | $478,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,875 | $476,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,513 | $476,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,567 | $466,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 30,862 | $463,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,512 | $458,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,508 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,494 | $447,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,467 | $441,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,800 | $437,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,454 | $436,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,475 | $429,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,644 | $429,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4,277 | $428,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 12,592 | $423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,257 | $413,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,862 | $411,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,174 | $410,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,797 | $406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 8,544 | $406,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 14,834 | $406,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,925 | $404,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,913 | $402,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,530 | $397,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,250 | $389,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,969 | $387,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,815 | $387,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,682 | $385,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,741 | $385,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 10,600 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,781 | $374,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,927 | $369,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,438 | $366,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,915 | $365,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,195 | $361,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,479 | $358,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,916 | $355,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,514 | $353,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,600 | $352,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,700 | $351,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,202 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,169 | $346,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,674 | $344,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,960 | $343,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,990 | $342,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,046 | $340,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,643 | $339,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,151 | $338,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 5,556 | $336,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,984 | $334,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,573 | $332,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,093 | $331,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,345 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,629 | $330,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,184 | $329,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,393 | $326,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 956 | $326,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 12,370 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,957 | $324,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,725 | $315,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,020 | $313,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,521 | $312,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,208 | $312,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,507 | $305,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,370 | $301,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,280 | $300,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,604 | $299,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,662 | $294,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 22,684 | $294,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,572 | $294,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,700 | $291,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,442 | $286,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,014 | $286,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,941 | $283,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,284 | $282,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,078 | $282,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,225 | $281,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 29,600 | $281,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,900 | $276,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,844 | $272,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,500 | $271,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,641 | $270,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,192 | $268,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,500 | $267,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,520 | $266,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,857 | $265,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,328 | $265,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,000 | $262,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,766 | $260,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,098 | $259,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,068 | $259,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,788 | $259,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,797 | $259,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,100 | $256,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,600 | $255,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,693 | $254,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,032 | $252,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 16,655 | $250,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,719 | $249,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,863 | $249,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,614 | $247,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,165 | $245,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,476 | $244,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,211 | $244,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,004 | $243,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,257 | $241,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,443 | $238,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,226 | $233,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,946 | $231,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,617 | $230,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,785 | $230,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,666 | $229,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,311 | $228,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,093 | $226,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 830 | $222,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,824 | $221,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,694 | $221,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,252 | $216,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,971 | $215,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,890 | $212,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,765 | $212,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,000 | $212,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,366 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,179 | $207,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 114 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 8,910 | $206,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 9,105 | $206,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,674 | $204,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,811 | $204,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,499 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,725 | $203,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 7,080 | $201,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,487 | $200,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,100 | $199,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,500 | $191,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,000 | $188,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,695 | $166,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 12,000 | $161,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,087 | $153,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,000 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,000 | $125,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,700 | $113,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,767 | $106,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,500 | $75,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 19,363 | $56,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,503 | $54,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,177 | $53,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $41,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 33,000 | $28,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $27,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,525 | $27,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 30,000 | $23,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002383 | this filing | 2018-10-25 | acceptance time not in the bulk data set |