13F-HR filed by Caprock Group, LLC
Caprock Group, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-17, with 407 holding rows worth $491,781,000.
- Accession
- 0001085146-18-002335
- Filer
- CIK 1610769
- Filed
- 2018-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 407 entries on the cover page, a total value of $491,781,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $491,781,000 with VALUE read as thousands by filing date, 13F file number 028-16427. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 362,775 | $54,547,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 916,803 | $39,816,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 81,047 | $21,741,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 119,691 | $13,689,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 78,470 | $12,943,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 54,158 | $12,227,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 59,836 | $9,767,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 118,316 | $7,480,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,602 | $7,185,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 62,100 | $6,919,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 99,067 | $6,736,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 41,040 | $6,544,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,939 | $5,889,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 35,911 | $4,962,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 30,141 | $4,896,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 31,029 | $4,429,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 103,593 | $4,293,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 48,670 | $4,051,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 78,974 | $3,842,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 70,966 | $3,711,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 69,478 | $3,695,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 31,183 | $3,550,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 29,076 | $3,546,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,668 | $3,430,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,809 | $3,391,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 71,338 | $3,144,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 60,626 | $3,126,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 91,200 | $2,949,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,342 | $2,860,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 16,897 | $2,729,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 23,266 | $2,721,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,655 | $2,606,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,077 | $2,586,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,477 | $2,585,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,649 | $2,448,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,744 | $2,363,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,985 | $2,346,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 41,688 | $2,226,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,783 | $2,207,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,222 | $2,174,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,707 | $2,166,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 45,164 | $2,139,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,831 | $2,083,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,048 | $1,973,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,749 | $1,971,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 19,522 | $1,930,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 17,511 | $1,879,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,054 | $1,841,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,452 | $1,799,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,533 | $1,798,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 38,003 | $1,797,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,711 | $1,736,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,758 | $1,704,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,710 | $1,615,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,138 | $1,612,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 65,934 | $1,609,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,978 | $1,594,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 14,863 | $1,588,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,175 | $1,538,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 24,700 | $1,523,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,223 | $1,460,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,126 | $1,436,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,424 | $1,426,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,905 | $1,424,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,848 | $1,411,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,060 | $1,373,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,860 | $1,358,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 5,586 | $1,346,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 172,635 | $1,345,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 19,638 | $1,309,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,884 | $1,294,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,151 | $1,275,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,494 | $1,272,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 42,985 | $1,266,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,733 | $1,263,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 20,783 | $1,260,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,380 | $1,256,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,795 | $1,252,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,622 | $1,220,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,713 | $1,191,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 11,897 | $1,165,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,554 | $1,152,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,191 | $1,127,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,305 | $1,119,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,787 | $1,119,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,771 | $1,113,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 23,592 | $1,112,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,968 | $1,101,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,856 | $1,101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 36,684 | $1,087,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,269 | $1,077,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 18,560 | $1,076,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,994 | $1,070,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 170,000 | $1,040,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,513 | $1,035,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,090 | $1,034,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,955 | $999,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,089 | $975,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 40,103 | $967,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,751 | $962,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,525 | $939,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 16,468 | $929,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 23,978 | $918,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,918 | $917,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,622 | $915,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,977 | $908,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,841 | $902,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 8,936 | $887,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,916 | $872,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,859 | $855,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,168 | $828,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 18,584 | $818,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,774 | $806,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,534 | $804,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,982 | $804,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,500 | $799,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 69,810 | $797,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,405 | $795,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,292 | $793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,179 | $780,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,726 | $777,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,687 | $771,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,670 | $765,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 11,806 | $759,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 13,191 | $733,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,273 | $728,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,579 | $721,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,602 | $713,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,484 | $703,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 9,203 | $698,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,160 | $697,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,259 | $681,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,485 | $676,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 13,498 | $663,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,712 | $662,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,884 | $656,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,205 | $648,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,376 | $648,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 13,333 | $647,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,386 | $644,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,863 | $642,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,145 | $642,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,297 | $640,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $640,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,653 | $631,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,590 | $630,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,619 | $629,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,081 | $625,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,606 | $619,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,466 | $608,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,929 | $608,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,560 | $606,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,677 | $599,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,341 | $598,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 8,722 | $598,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 12,528 | $590,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,507 | $584,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,518 | $577,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,954 | $566,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 11,678 | $553,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,611 | $549,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,790 | $536,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 12,112 | $533,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 18,866 | $522,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 23,857 | $522,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,726 | $521,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,728 | $515,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,071 | $514,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,301 | $487,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,415 | $487,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,872 | $483,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,235 | $483,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,737 | $477,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,297 | $474,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,280 | $466,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,673 | $465,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,724 | $456,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 30,293 | $456,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,233 | $452,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,116 | $450,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,594 | $447,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 9,235 | $447,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,400 | $446,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,396 | $446,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,624 | $446,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 19,045 | $443,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,358 | $442,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 31,364 | $439,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 68,069 | $438,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,892 | $437,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,915 | $435,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,215 | $432,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,883 | $431,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,744 | $430,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,606 | $429,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,459 | $429,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,926 | $427,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,062 | $422,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 9,648 | $419,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,161 | $418,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,119 | $416,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 12,125 | $413,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 15,748 | $411,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,430 | $409,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 21,192 | $404,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,519 | $403,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 201 | $399,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,699 | $394,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,065 | $394,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,566 | $393,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 26,782 | $391,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,490 | $389,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,596 | $388,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,039 | $384,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,204 | $382,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,554 | $382,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,697 | $381,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,931 | $381,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,431 | $380,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,281 | $377,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,953 | $377,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,941 | $376,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,513 | $375,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,936 | $374,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,517 | $373,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,229 | $370,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,332 | $370,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,997 | $368,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 8,039 | $368,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,039 | $365,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 8,985 | $364,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 64,918 | $362,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,974 | $361,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,160 | $359,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,743 | $356,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 11,142 | $353,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,532 | $350,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,679 | $349,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 12,201 | $348,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 11,200 | $347,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,871 | $346,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 939 | $345,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,680 | $344,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,901 | $342,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,248 | $341,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,721 | $341,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,388 | $340,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,771 | $340,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,795 | $334,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 34,000 | $334,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,029 | $331,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,650 | $328,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,098 | $328,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 961 | $326,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,383 | $325,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 7,820 | $325,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,633 | $325,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,806 | $322,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,072 | $322,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,455 | $319,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,768 | $319,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,103 | $318,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,426 | $316,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,994 | $315,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 8,770 | $315,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,113 | $312,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 8,458 | $312,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,358 | $311,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 38,731 | $311,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,575 | $309,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,479 | $306,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 5,055 | $303,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,114 | $303,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 928 | $302,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,570 | $301,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 639 | $301,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,016 | $300,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,880 | $296,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,959 | $293,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,113 | $291,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,881 | $289,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,584 | $286,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 129,875 | $286,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,412 | $284,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,690 | $283,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,740 | $281,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,894 | $280,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,458 | $280,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,782 | $277,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,798 | $276,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,409 | $275,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,483 | $275,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,081 | $274,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,867 | $272,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,828 | $272,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,078 | $272,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,142 | $272,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,916 | $270,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 904 | $268,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,155 | $268,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 16,709 | $263,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 12,900 | $261,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,143 | $261,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,270 | $260,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,360 | $260,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 22,162 | $255,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 5,113 | $255,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,465 | $251,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 697 | $249,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 784 | $249,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 25,825 | $249,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,276 | $248,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,634 | $248,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 7,487 | $246,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,819 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,082 | $244,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,791 | $244,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,989 | $242,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,320 | $241,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,110 | $240,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,268 | $239,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 8,205 | $237,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,506 | $235,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,981 | $234,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,193 | $233,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,839 | $232,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 929 | $232,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 5,257 | $232,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,499 | $230,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,225 | $228,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,622 | $228,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 3,307 | $227,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,614 | $226,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 10,300 | $226,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,704 | $225,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,252 | $224,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,107 | $224,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,465 | $224,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,973 | $222,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,967 | $221,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,438 | $220,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,619 | $220,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,429 | $219,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,782 | $219,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,246 | $217,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,800 | $217,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 5,051 | $214,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,360 | $214,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,113 | $212,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 570 | $211,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,240 | $211,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,606 | $210,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 731 | $210,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,815 | $210,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,858 | $209,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,350 | $209,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,116 | $209,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,395 | $208,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,356 | $208,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,282 | $207,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,835 | $207,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,160 | $207,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,323 | $206,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,251 | $206,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,813 | $205,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,260 | $205,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,458 | $205,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,991 | $204,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,077 | $204,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 6,080 | $203,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,545 | $203,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,266 | $203,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,025 | $202,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,358 | $200,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 30,519 | $192,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 22,117 | $188,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 29,629 | $183,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 14,151 | $176,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,190 | $171,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,894 | $157,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 39,000 | $156,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 14,015 | $148,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 40,000 | $144,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 26,062 | $140,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,000 | $139,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,378 | $138,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,348 | $136,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,000 | $135,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,070 | $133,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,569 | $123,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 24,514 | $117,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 19,735 | $112,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,000 | $111,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,240 | $110,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,815 | $101,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,000 | $87,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,000 | $84,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,658 | $79,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 21,789 | $76,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 30,000 | $67,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,306 | $65,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,010 | $54,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 29,860 | $53,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 18,400 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,390 | $51,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,000 | $21,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 15,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002335 | this filing | 2018-10-17 | acceptance time not in the bulk data set |