13F-HR filed by AQR Arbitrage LLC
AQR Arbitrage LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 444 holding rows worth $8,132,114,000.
- Accession
- 0001085146-18-002139
- Filer
- CIK 1167456
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 444 entries on the cover page, a total value of $8,132,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,132,114,000 with VALUE read as thousands by filing date, 13F file number 028-10114. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 113,392,000 | $588,836,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 3,417,904 | $250,225,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,053,954 | $224,436,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,524,698 | $205,346,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 84,083,000 | $201,513,000 | thousands by filing date | principal |
| CAVIUM INC | 14964U108 | COM | 2,098,271 | $181,500,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 54,129,000 | $177,140,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 85,200,000 | $169,347,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 96,500,000 | $168,616,000 | thousands by filing date | principal |
| ANDEAVOR | 03349M105 | COM | 1,222,201 | $160,328,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,705,423 | $151,356,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 3,378,501 | $148,722,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,902,065 | $146,858,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,104,656 | $142,275,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,305,000 | $140,435,000 | thousands by filing date | principal |
| AVISTA CORP COM | 05379B107 | Stock | 2,631,857 | $138,594,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 55,525,000 | $134,727,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 681,915 | $125,131,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,919,967 | $107,422,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,643,784 | $101,839,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 48,400,000 | $90,107,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 1,185,397 | $84,697,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,553,395 | $84,339,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,353,886 | $83,670,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 30,660,000 | $82,853,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,357,568 | $81,336,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,884,391 | $80,475,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,407,467 | $77,758,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,731,146 | $76,188,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 44,275,000 | $75,834,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,456,202 | $72,359,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 70,725,000 | $72,054,000 | thousands by filing date | principal |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,056,000 | $68,703,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 55,941,000 | $66,705,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 1,533,388 | $66,120,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 33,950,000 | $64,522,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 43,500,000 | $56,148,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 51,075,000 | $53,845,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,815,449 | $53,396,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,346,790 | $51,542,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,033,939 | $50,333,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 50,175,000 | $49,808,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,476,305 | $49,796,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 40,900,000 | $49,726,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 26,500,000 | $49,512,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 654,306 | $44,827,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 312,321 | $44,459,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 31,525,000 | $41,872,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 30,725,000 | $40,975,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 33,075,000 | $40,705,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,868,810 | $39,910,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,099,596 | $38,156,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 795,125 | $37,275,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 268,929 | $36,763,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,695,069 | $36,461,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 38,925,000 | $36,245,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 31,625,000 | $35,376,000 | thousands by filing date | principal |
| MITEL NETWORKS CORP | 60671Q104 | COM | 3,206,720 | $35,178,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,406,766 | $35,067,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 32,975,000 | $33,746,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 33,500,000 | $33,382,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 33,175,000 | $32,731,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 25,200,000 | $32,639,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 26,700,000 | $32,302,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 20,000,000 | $30,862,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 900,000 | $30,807,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 1,106,266 | $30,223,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 622,963 | $29,092,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 700,000 | $29,050,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 26,076,000 | $28,321,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 638,179 | $28,163,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 162,242 | $27,386,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 601,418 | $27,004,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 789,198 | $26,359,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,816,614 | $25,152,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 25,543,000 | $24,877,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 26,150,000 | $24,501,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 23,600,000 | $24,336,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 22,650,000 | $24,227,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 1,370,019 | $23,660,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 15,325,000 | $23,068,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 466,806 | $22,962,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 23,955,000 | $22,603,000 | thousands by filing date | principal |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,416,945 | $21,753,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 561,874 | $21,610,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 579,414 | $21,490,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 19,300,000 | $21,184,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 21,150,000 | $21,119,000 | thousands by filing date | principal |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 2,100,000 | $20,496,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 23,000,000 | $20,348,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 19,814,000 | $19,813,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 20,325,000 | $19,744,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000,000 | $19,484,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 19,925,000 | $19,406,000 | thousands by filing date | principal |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 1,999,998 | $19,300,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 459,482 | $19,183,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 16,980,000 | $18,985,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,288,716 | $18,970,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 12,550,000 | $18,700,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 14,025,000 | $18,669,000 | thousands by filing date | principal |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 510,187 | $18,607,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 281,523 | $18,579,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 998,907 | $18,150,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 1,800,000 | $18,072,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 18,575,000 | $18,057,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 17,475,000 | $17,742,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 18,992,000 | $17,698,000 | thousands by filing date | principal |
| EVERGY INC COM | 30034W106 | Stock | 309,075 | $17,355,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 294,710 | $17,338,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,800,000 | $17,172,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 374,830 | $17,040,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 12,778,000 | $17,038,000 | thousands by filing date | principal |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 672,194 | $16,872,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 170,926 | $16,870,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 390,124 | $16,803,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 217,277 | $16,754,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,725,000 | $16,629,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 16,000,000 | $15,766,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 509,892 | $15,618,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 127,239 | $15,523,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 15,075,000 | $15,317,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,500,000 | $15,300,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 14,075,000 | $15,124,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 7,409 | $15,019,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 93,134 | $14,821,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,550,359 | $14,792,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 481,563 | $14,736,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,943,549 | $14,577,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 1,500,000 | $14,430,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 13,806,000 | $14,344,000 | thousands by filing date | principal |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 1,485,000 | $14,286,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 117,898 | $13,595,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 362,769 | $13,477,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 247,441 | $13,250,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 930,458 | $12,998,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 1,341,100 | $12,995,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 13,250,000 | $12,886,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 13,050,000 | $12,171,000 | thousands by filing date | principal |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 1,200,000 | $12,084,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 1,200,000 | $12,072,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 1,250,000 | $12,038,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 12,101,000 | $11,994,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 888,331 | $11,628,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 289,682 | $11,608,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,275,000 | $11,189,000 | thousands by filing date | principal |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 162,800 | $10,864,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 4,725,000 | $10,791,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 334,756 | $10,146,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 1,000,000 | $10,050,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 10,000,000 | $9,919,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 999,996 | $9,750,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,000,000 | $9,650,000 | thousands by filing date | |
| AMYRIS INC | 03236MAF8 | NOTE 9.500 4/1 | 9,626,000 | $9,638,000 | thousands by filing date | principal |
| SCHULMAN (A.) INC | 808194104 | COM | 212,976 | $9,477,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 10,000,000 | $9,240,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 899,960 | $8,838,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 430,699 | $8,442,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 8,500,000 | $8,267,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 850,000 | $8,211,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 112,000 | $8,053,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 799,998 | $7,776,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 775,000 | $7,642,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 312,435 | $7,636,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 7,500,000 | $7,501,000 | thousands by filing date | principal |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 775,000 | $7,409,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 730,582 | $7,204,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 7,000,000 | $7,114,000 | thousands by filing date | principal |
| PENTAIR PLC SHS | G7S00T104 | Stock | 168,126 | $7,075,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 62,125 | $6,980,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,625,000 | $6,727,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 6,750,000 | $6,713,000 | thousands by filing date | principal |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 699,996 | $6,706,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 78,422 | $6,510,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,000,000 | $6,359,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,000,000 | $6,337,000 | thousands by filing date | principal |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 614,900 | $6,321,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 636,600 | $6,309,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 637,500 | $6,279,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 202,285 | $6,028,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 280,344 | $6,022,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 614,900 | $5,977,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 595,031 | $5,932,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 6,000,000 | $5,895,000 | thousands by filing date | principal |
| ZENDESK INC | 98936J101 | COM | 103,849 | $5,659,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 52,150 | $5,440,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 4,000,000 | $5,206,000 | thousands by filing date | principal |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 522,777 | $5,102,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 176,282 | $5,005,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 450,000 | $4,865,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 72,810 | $4,821,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,945,000 | $4,588,000 | thousands by filing date | principal |
| OKTAINCCLASSA | 679295105 | STOK | 82,870 | $4,174,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 4,000,000 | $4,073,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 400,000 | $4,056,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $4,005,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 123,624 | $3,968,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 399,999 | $3,904,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 149,398 | $3,862,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 3,725,000 | $3,703,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 64,837 | $3,699,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 3,000,000 | $3,544,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,275,000 | $3,491,000 | thousands by filing date | principal |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 349,500 | $3,478,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,220 | $3,411,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,059 | $3,107,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 303,100 | $3,025,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 45,559 | $2,976,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 2,000,000 | $2,975,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,150,000 | $2,908,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 2,000,000 | $2,855,000 | thousands by filing date | principal |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 270,000 | $2,714,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,950,000 | $2,596,000 | thousands by filing date | principal |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 5,000,000 | $2,511,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 32,009 | $2,478,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 250,000 | $2,453,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 250,000 | $2,428,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 2,500,000 | $2,319,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 148,243 | $2,298,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 41,200 | $2,287,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 336,445 | $2,251,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 2,000,000 | $2,088,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 17,312 | $2,081,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 198,700 | $2,063,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 210,000 | $2,052,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 2,000,000 | $2,003,000 | thousands by filing date | principal |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 200,000 | $1,978,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 17,975 | $1,948,000 | thousands by filing date | |
| AEGEAN MARINE PETE NETWORK I | 00773VAB2 | NOTE 4.250%12/1 | 5,000,000 | $1,750,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,500,000 | $1,741,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,583 | $1,739,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,102 | $1,704,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 2,500,000 | $1,625,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 2,500,000 | $1,600,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 150,000 | $1,508,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 41,658 | $1,503,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 150,000 | $1,503,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 70,461 | $1,415,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 18,709 | $1,370,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 1,240,000 | $1,327,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 125,000 | $1,220,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 537,067 | $1,214,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 16,899 | $1,180,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 19,642 | $1,160,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 950,000 | $1,140,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 862,500 | $1,104,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 700,000 | $1,085,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,184 | $1,048,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 54,600 | $1,040,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 50,171 | $1,029,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 2,500,000 | $1,000,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100,000 | $988,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 675,000 | $940,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 1,800,000 | $918,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 27,936 | $887,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 1,700,000 | $884,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 666,666 | $867,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 16,307 | $860,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,646 | $817,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 46,900 | $802,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 500,000 | $800,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 23,115 | $789,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 19,436 | $789,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 21,785 | $783,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,000,000 | $775,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,760 | $768,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 808,712 | $768,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 20,221 | $745,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 69,000 | $729,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 28,190 | $719,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 573,250 | $717,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 29,751 | $703,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 15,900 | $689,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 1,500,000 | $675,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,657 | $667,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 34,400 | $667,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 524,259 | $654,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 12,745 | $651,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 500,000 | $650,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 1,175,000 | $646,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 1,500,000 | $645,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 15,100 | $642,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 22,100 | $625,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 24,333 | $618,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 39,709 | $617,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 32,600 | $615,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 16,900 | $599,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 30,300 | $597,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 12,341 | $597,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 489,600 | $588,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 13,864 | $585,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 233,332 | $583,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 699,980 | $581,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 34,119 | $575,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 40,794 | $563,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 850,000 | $553,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 600,000 | $543,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 375,000 | $540,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 34,700 | $534,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 750,000 | $533,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 24,165 | $529,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 13,821 | $526,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 768,000 | $526,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 30,068 | $512,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 1,125,000 | $506,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 22,409 | $497,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 45,400 | $496,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 1,000,000 | $490,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 375,000 | $488,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 13,800 | $485,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 41,402 | $481,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 333,332 | $464,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 1,000,000 | $460,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 166,667 | $458,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 308,333 | $432,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 500,000 | $415,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 15,700 | $407,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 378,003 | $404,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 30,150 | $401,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,379 | $401,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,071 | $400,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 1,250,000 | $400,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 191,430 | $396,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 17,439 | $395,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 61,375 | $392,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 29,080 | $389,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 29,380 | $388,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 250,000 | $378,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 266,666 | $373,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 17,500 | $367,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,000,000 | $359,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 26,742 | $348,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 15,930 | $343,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 28,547 | $342,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 25,727 | $338,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 614,900 | $338,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 26,595 | $331,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 27,335 | $327,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,085 | $326,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 25,011 | $326,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 26,229 | $321,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 500,000 | $320,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 26,609 | $317,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 26,601 | $315,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 12,125 | $314,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,387 | $313,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 500,000 | $300,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 250,000 | $300,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 700,000 | $294,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 23,217 | $293,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,119 | $288,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 22,620 | $286,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 22,006 | $271,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,223 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 20,134 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 20,404 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 21,284 | $268,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 21,488 | $267,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 20,152 | $266,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 21,403 | $266,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 19,469 | $266,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 24,105 | $266,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,865 | $262,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 18,376 | $257,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 36,153 | $256,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,700 | $256,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,347 | $256,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 21,074 | $256,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 20,184 | $256,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,601 | $255,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 18,797 | $255,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 20,120 | $251,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 18,059 | $251,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,367 | $247,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 133,333 | $247,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 17,259 | $243,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,745 | $242,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 750,000 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,911 | $239,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 1,000,000 | $238,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 10,000 | $237,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 19,152 | $236,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 19,956 | $235,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 20,346 | $232,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,149 | $229,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 21,358 | $228,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,159 | $226,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 28,887 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,071 | $214,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 24,079 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,142 | $208,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,742 | $206,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,880 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 15,672 | $203,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,354 | $203,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 14,076 | $202,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,618 | $192,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 14,515 | $192,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 29,026 | $191,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,628 | $191,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,022 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 15,238 | $186,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,922 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,114 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,681 | $181,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,163 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,316 | $179,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 23,617 | $179,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,174 | $178,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 15,611 | $177,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 27,391 | $176,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,644 | $173,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,189 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,901 | $167,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 12,175 | $151,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 83,334 | $150,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,498 | $148,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,292 | $142,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,844 | $134,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,586 | $133,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,963 | $132,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 12,150 | $132,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 9,282,097 | $102,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 225,000 | $95,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 487,260 | $93,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,966 | $92,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 200,000 | $90,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 210,000 | $90,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 10,923 | $89,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 250,000 | $89,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 150,000 | $88,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 225,000 | $86,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 125,000 | $81,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,786 | $78,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 487,260 | $78,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 210,000 | $74,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 10,569 | $55,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 75,000 | $55,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 42,000 | $53,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 150,000 | $50,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 100,000 | $38,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 174,000 | $31,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 174,000 | $30,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 1,933,070 | $19,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 114,185 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002139 | this filing | 2018-08-14 | acceptance time not in the bulk data set |