13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 837 holding rows worth $1,999,567,000.
- Accession
- 0001085146-18-002132
- Filer
- CIK 1534468
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 837 entries on the cover page, a total value of $1,999,567,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,999,567,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENCORA INC COM | 03073E105 | Stock | 5,424 | $463,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,806 | $463,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,988 | $458,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 39,527 | $457,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,684 | $456,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,378 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 34,420 | $453,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,730 | $451,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,743 | $451,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,483 | $450,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 11,110 | $445,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,785 | $443,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 28,350 | $443,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,635 | $440,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 8,178 | $440,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 17,664 | $439,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,918 | $437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,903 | $435,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,072 | $432,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,675 | $432,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,273 | $431,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 36,317 | $429,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 17,772 | $429,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,517 | $428,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,488 | $428,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 45,075 | $426,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,317 | $423,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,726 | $423,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 34,900 | $423,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24,525 | $421,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 17,828 | $420,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,806 | $417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,956 | $414,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 43,645 | $413,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,238 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 11,509 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 15,250 | $409,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 13,521 | $408,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 33,934 | $408,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 19,301 | $405,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 6,244 | $402,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 19,150 | $402,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 28,573 | $399,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,368 | $398,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 7,656 | $397,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,825 | $394,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 13,621 | $394,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,250 | $392,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,280 | $391,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 18,096 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7,974 | $391,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 16,010 | $389,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 61,650 | $388,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 21,604 | $385,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,818 | $385,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 35,706 | $384,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,094 | $383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 3,284 | $379,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,621 | $377,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 22,650 | $377,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 20,586 | $375,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 53,724 | $374,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,076 | $373,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 14,699 | $370,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,250 | $370,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 55,513 | $370,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,817 | $369,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,156 | $369,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 12,333 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,067 | $368,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,042 | $368,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,327 | $366,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 15,208 | $366,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,448 | $365,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,544 | $364,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,448 | $364,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 24,839 | $364,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,782 | $363,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 18,878 | $363,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,958 | $359,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,288 | $358,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,771 | $357,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,347 | $357,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 15,088 | $357,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,231 | $355,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,592 | $355,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 11,820 | $354,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,711 | $353,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,320 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,948 | $347,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 6,137 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,938 | $345,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,557 | $345,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,084 | $343,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,011 | $342,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 23,545 | $342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 9,700 | $339,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,902 | $337,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,876 | $336,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,384 | $335,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,496 | $335,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,641 | $334,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,702 | $331,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 22,385 | $330,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,664 | $329,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 5,926 | $328,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 5,897 | $328,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,663 | $327,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,225 | $327,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,990 | $326,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 13,757 | $323,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,100 | $322,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 35,943 | $321,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,785 | $317,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 26,588 | $317,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,422 | $316,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,643 | $316,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 8,219 | $315,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 25,015 | $314,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,835 | $314,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,238 | $312,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,098 | $311,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,474 | $311,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,586 | $310,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,648 | $310,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 16,400 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,897 | $307,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,812 | $307,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,165 | $305,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,401 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 11,475 | $303,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 27,254 | $303,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,381 | $303,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,907 | $302,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,010 | $302,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,018 | $300,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 25,574 | $300,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,314 | $299,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,335 | $298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 19,008 | $298,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,654 | $298,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 12,142 | $298,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,492 | $298,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,158 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,897 | $297,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 19,642 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,124 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 14,363 | $296,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 26,650 | $296,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,052 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14,297 | $294,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4,008 | $294,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20,728 | $293,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,173 | $292,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 8,550 | $290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,308 | $289,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,970 | $287,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,994 | $286,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 26,662 | $286,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,752 | $285,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,012 | $283,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,157 | $282,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,691 | $281,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,334 | $279,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,857 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,180 | $279,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,780 | $279,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,549 | $275,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,616 | $275,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,677 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 10,577 | $274,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,217 | $273,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,251 | $273,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 570 | $272,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,636 | $270,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,726 | $270,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,248 | $269,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 28,884 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,778 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 9,001 | $268,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 10,429 | $267,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,306 | $266,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,890 | $266,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,516 | $266,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 9,700 | $266,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,271 | $263,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,958 | $262,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,327 | $260,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,240 | $259,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,862 | $259,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,909 | $258,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,220 | $258,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,214 | $257,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,444 | $257,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 32,222 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 9,445 | $257,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 47,671 | $257,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,877 | $256,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,926 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 13,412 | $255,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,620 | $254,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,105 | $254,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,360 | $253,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,428 | $252,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,279 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,239 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 9,784 | $252,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,177 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,701 | $251,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 8,459 | $250,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,998 | $249,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,613 | $248,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,124 | $247,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,501 | $246,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 23,298 | $244,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 12,056 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,059 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,204 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,228 | $240,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,822 | $239,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,368 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,934 | $237,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,466 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,482 | $236,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,423 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,831 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 9,142 | $230,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,875 | $229,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 902 | $228,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,137 | $227,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,843 | $226,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,847 | $226,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,913 | $225,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,099 | $225,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,404 | $224,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 207 | $224,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,763 | $224,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 17,500 | $224,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,680 | $223,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,819 | $223,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,560 | $223,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,226 | $222,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,384 | $222,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,816 | $221,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 8,450 | $221,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,774 | $219,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 11,065 | $219,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,220 | $219,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 18,872 | $219,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,011 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,733 | $217,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 720 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,278 | $215,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 33,721 | $215,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,941 | $214,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 21,015 | $214,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,360 | $213,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,443 | $213,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,686 | $212,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,165 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,185 | $212,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,259 | $211,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,306 | $210,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,900 | $209,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,741 | $209,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,718 | $209,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 10,763 | $209,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 8,454 | $209,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,142 | $208,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,190 | $208,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 10,150 | $208,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,155 | $208,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,400 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 5,761 | $207,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,419 | $206,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 915 | $206,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,470 | $205,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,384 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,095 | $205,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,788 | $204,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,025 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,330 | $204,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,935 | $201,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,280 | $201,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 8,270 | $201,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 23,588 | $198,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,216 | $195,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,042 | $185,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,100 | $183,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,794 | $182,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,137 | $179,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,459 | $166,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,711 | $164,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,975 | $163,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 28,350 | $158,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,301 | $155,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,600 | $155,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,226 | $154,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,607 | $150,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,245 | $150,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 12,624 | $148,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,500 | $145,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,781 | $143,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,707 | $143,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,955 | $143,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,466 | $143,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,206 | $131,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,350 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,137 | $128,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $127,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 13,096 | $127,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 20,747 | $125,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,025 | $125,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,471 | $118,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 16,383 | $115,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 17,509 | $110,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 18,380 | $110,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,275 | $109,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,451 | $102,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,324 | $100,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 29,228 | $100,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 120,500 | $96,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 25,000 | $93,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,854 | $89,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 31,000 | $89,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,333 | $88,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $85,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,505 | $75,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $53,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,924 | $40,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 11,184 | $31,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,409 | $25,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $15,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 14,000 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $8,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 11,000 | $3,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 15,600 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002132 | this filing | 2018-08-14 | acceptance time not in the bulk data set |