13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 491 holding rows worth $2,356,273,000.
- Accession
- 0001085146-18-002116
- Filer
- CIK 1466538
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 560 entries on the cover page, a total value of $2,356,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,356,273,000 with VALUE read as thousands by filing date, 13F file number 028-14571. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Investment Management LLC028-13626
- included managerMargate Capital Management LP028-18662
- included managerRAMIUS ADVISORS LLC028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DROPBOX INC CL A | 26210C104 | Stock | 14,000 | $453,880,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DROPBOX INC CL A | 26210C104 | Stock | 14,000 | $125,300,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 1,804,621 | $100,969,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 959,000 | $78,373,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 553,700 | $78,082,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 379,222 | $64,012,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 464,244 | $60,900,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 893,976 | $59,655,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 534,500 | $58,405,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 365,974 | $49,289,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 358,466 | $39,170,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 249,600 | $35,199,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 796,091 | $35,036,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 178,827 | $32,815,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 818,013 | $27,019,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 187,300 | $25,548,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 407,642 | $25,192,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 114,600 | $25,082,000 | thousands by filing date | call |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 568,409 | $19,457,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 145,600 | $18,804,000 | thousands by filing date | put |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,052,422 | $18,207,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 122,429 | $17,265,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 204,800 | $17,054,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 10,013 | $17,020,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 206,105 | $15,913,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 338,421 | $15,246,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 457,500 | $14,692,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 305,126 | $13,142,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 53,192 | $12,969,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 108,093 | $12,794,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 196,400 | $12,778,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 85,500 | $12,566,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 691,200 | $12,309,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 45,222 | $12,268,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 85,511 | $11,664,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 350,000 | $10,619,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,011,308 | $10,518,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 114,586 | $10,500,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 1,004,926 | $10,452,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 47,600 | $10,418,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 802,390 | $10,054,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 66,000 | $9,701,000 | thousands by filing date | put |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 905,803 | $9,156,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 203,667 | $8,965,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 181,000 | $8,918,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 126,952 | $8,789,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 581,255 | $8,341,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 106,100 | $8,325,000 | thousands by filing date | call |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 832,637 | $8,226,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 779,214 | $7,913,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 152,344 | $7,674,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 638,744 | $7,346,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 726,475 | $7,344,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 408,400 | $7,132,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 157,116 | $7,083,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,610 | $7,061,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 41,482 | $6,979,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 212,093 | $6,810,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 87,600 | $6,763,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 80,900 | $6,737,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 90,800 | $6,647,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 44,500 | $6,540,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,152,000 | $6,509,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 147,917 | $6,406,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 601,600 | $6,317,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 82,000 | $6,262,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 46,180 | $6,205,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,600 | $6,106,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 56,300 | $6,098,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 33,200 | $6,092,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 43,900 | $6,074,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 534,397 | $5,868,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 90,000 | $5,855,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100,000 | $5,731,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 549,904 | $5,684,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 58,100 | $5,531,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 16,397 | $5,501,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 530,132 | $5,381,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,711,575 | $5,275,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 30,248 | $5,217,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 662,643 | $5,169,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 500,100 | $5,056,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 111,800 | $5,044,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 766,778 | $5,023,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 142,200 | $4,954,000 | thousands by filing date | put |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 499,769 | $4,873,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 74,300 | $4,834,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 109,944 | $4,778,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 76,500 | $4,760,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 446,160 | $4,760,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 171,100 | $4,673,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 225,000 | $4,597,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 447,066 | $4,502,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 817,028 | $4,445,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 87,441 | $4,345,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 203,708 | $4,345,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 42,834 | $4,245,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 125,000 | $4,101,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 401,767 | $4,045,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 400,001 | $4,036,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,369 | $3,965,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 368,877 | $3,947,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 97,000 | $3,932,000 | thousands by filing date | call |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 376,361 | $3,831,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 36,200 | $3,717,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 377,633 | $3,640,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 139,628 | $3,616,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 107,588 | $3,614,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 861,155 | $3,574,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 150,000 | $3,551,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 149,500 | $3,539,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 69,139 | $3,483,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 155,014 | $3,465,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 47,500 | $3,415,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 20,000 | $3,399,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,000 | $3,325,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 152,994 | $3,274,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 65,000 | $3,203,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,215 | $3,153,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 309,241 | $3,145,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 76,100 | $3,085,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 80,000 | $3,057,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50,000 | $3,028,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 300,000 | $3,006,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 146,000 | $2,909,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 123,110 | $2,808,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 119,185 | $2,796,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 272,944 | $2,770,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 25,756 | $2,699,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 20,000 | $2,694,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 20,000 | $2,694,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 28,100 | $2,675,000 | thousands by filing date | call |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 250,001 | $2,588,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,544 | $2,563,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 250,000 | $2,563,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 125,000 | $2,491,000 | thousands by filing date | put |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 246,180 | $2,474,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 14,500 | $2,464,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 224,773 | $2,436,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 146,600 | $2,405,000 | thousands by filing date | call |
| KEMPHARM INC COM NEW | 488445107 | Stock | 366,313 | $2,381,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 21,500 | $2,311,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 222,294 | $2,270,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 60,000 | $2,208,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,500 | $2,182,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,200 | $2,176,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 90,273 | $2,167,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 34,000 | $2,158,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,000 | $2,153,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,750 | $2,134,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 124,933 | $2,131,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,000 | $2,113,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 133,700 | $2,088,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 206,469 | $2,081,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,231 | $2,079,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 28,200 | $1,968,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 85,000 | $1,896,000 | thousands by filing date | put |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 185,172 | $1,844,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 188,767 | $1,820,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 177,577 | $1,794,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 26,773 | $1,747,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 179,891 | $1,731,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,000 | $1,700,000 | thousands by filing date | call |
| Yogaworks, Inc. | 986005106 | com | 935,000 | $1,683,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 205,600 | $1,667,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 166,400 | $1,667,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 167,050 | $1,648,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 55,100 | $1,642,000 | thousands by filing date | put |
| COBIZ FINANCIAL INC | 190897108 | COM | 75,400 | $1,620,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 20,000 | $1,612,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 14,700 | $1,593,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 47,400 | $1,555,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 27,500 | $1,543,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 20,000 | $1,537,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,600 | $1,464,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 12,000 | $1,464,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 136,450 | $1,460,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 138,890 | $1,420,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,820 | $1,379,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,419 | $1,371,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 17,500 | $1,351,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 21,800 | $1,324,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 102,150 | $1,317,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 38,014 | $1,311,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 129,700 | $1,303,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 573,156 | $1,295,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 67,600 | $1,286,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000,000 | $1,276,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 13,100 | $1,235,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 94,200 | $1,233,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 25,000 | $1,232,000 | thousands by filing date | call |
| MTGE INVT CORP COM | 55378A105 | REIT | 62,473 | $1,224,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,221,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 10,000 | $1,220,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,500 | $1,207,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 71,600 | $1,204,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 123,831 | $1,196,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 26,200 | $1,152,000 | thousands by filing date | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 41,000 | $1,138,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 25,000 | $1,130,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 107,387 | $1,128,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 115,432 | $1,122,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 40,000 | $1,110,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 100,000 | $1,099,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 107,724 | $1,080,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 66,500 | $1,077,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 30,000 | $1,072,000 | thousands by filing date | call |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 27,488 | $1,051,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15,000 | $1,046,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 99,002 | $1,035,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 106,713 | $1,033,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 100,100 | $1,023,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 41,604 | $1,020,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 20,000 | $993,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 100,000 | $987,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 90,594 | $951,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,234 | $948,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,000 | $942,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 95,111 | $940,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 55,000 | $923,000 | thousands by filing date | put |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 93,281 | $910,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 519,400 | $899,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40,000 | $858,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 761 | $849,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $843,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,500 | $839,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $835,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 30,000 | $830,000 | thousands by filing date | put |
| ALTA MESA RES INC 3 | 02133L117 | COM | 589,266 | $825,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 75,000 | $815,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 110,800 | $803,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 36,212 | $779,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 100,000 | $770,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 39,000 | $748,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 407,176 | $733,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 52,000 | $728,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 20,200 | $725,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 20,200 | $725,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 71,876 | $709,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,900 | $707,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 19,500 | $700,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,000 | $698,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,000 | $698,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 9,600 | $691,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 250,000 | $679,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $676,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 180,000 | $666,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 12,500 | $656,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 50,000 | $649,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 118,100 | $641,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 8,383 | $635,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,450 | $622,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $615,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,600 | $595,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 21,700 | $595,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 13,000 | $586,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 55,159 | $568,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 171,079 | $565,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 50,001 | $558,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 25,000 | $553,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 54,947 | $532,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 52,495 | $528,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 50,000 | $522,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,257 | $517,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 92,500 | $503,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,000 | $497,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,207 | $487,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 28,500 | $473,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 120,000 | $462,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $460,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,000 | $451,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 45,000 | $451,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 44,200 | $445,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 317,661 | $445,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 36,930 | $435,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,000 | $431,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 4,500 | $430,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 298,950 | $430,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 66,500 | $428,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 324,477 | $389,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,803 | $387,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,000 | $385,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 24,500 | $383,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 20,000 | $383,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 508,466 | $377,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,000 | $375,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 10,000 | $374,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 70,000 | $371,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,000 | $368,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 22,700 | $364,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 36,157 | $348,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 34,746 | $344,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15,000 | $336,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 260,500 | $321,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,495 | $317,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 25,100 | $301,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 277,596 | $297,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 42,517 | $288,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 94,200 | $286,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 6,500 | $286,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $282,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 17,500 | $277,000 | thousands by filing date | put |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 20,000 | $272,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 168,355 | $269,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 814,466 | $261,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 137,511 | $254,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 375,000 | $249,000 | thousands by filing date | put |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 23,941 | $242,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 813,500 | $241,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,500 | $239,000 | thousands by filing date | call |
| UNION ACQUISITION CORP | G9366W101 | SHS | 24,522 | $238,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,040 | $231,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 11,250 | $231,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 200,000 | $231,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,800 | $229,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 35,000 | $229,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 100,000 | $225,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 400 | $224,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 20,671 | $222,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 594,393 | $220,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,800 | $210,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,600 | $208,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 681,132 | $203,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 175 | $198,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 50,765 | $198,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,000 | $194,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 324,095 | $194,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 19,548 | $189,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,000 | $187,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 526,376 | $187,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 75,000 | $185,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 422,500 | $182,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,000 | $180,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 275,039 | $176,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 120,000 | $169,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,600 | $169,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 290,017 | $166,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 100,000 | $163,000 | thousands by filing date | put |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 407,239 | $163,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,500 | $157,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 800 | $157,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,100 | $156,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,000 | $155,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,500 | $154,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,000 | $150,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,900 | $149,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 1,800 | $145,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,000 | $138,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $134,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 13,051 | $130,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,500 | $129,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 900 | $126,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,300 | $122,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,669 | $122,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 11,845 | $117,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,500 | $115,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 69,105 | $111,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,100 | $108,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 10,200 | $107,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 5,400 | $106,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 30,000 | $103,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 7,500 | $97,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 7,000 | $95,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,000 | $94,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 216,478 | $92,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,700 | $91,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,200 | $87,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,200 | $86,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 12,950 | $85,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,700 | $84,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,700 | $83,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 29,900 | $82,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 74,518 | $80,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,200 | $75,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 941 | $73,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,700 | $68,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 1,500 | $65,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,200 | $65,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 16,348 | $64,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,600 | $60,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 9,700 | $60,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,280 | $57,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $57,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,400 | $56,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 4,000 | $56,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,600 | $55,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,000 | $53,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,000 | $53,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 7,400 | $52,000 | thousands by filing date | put |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 120,481 | $52,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,000 | $49,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 6,400 | $48,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 9,800 | $48,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 13,300 | $47,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,400 | $46,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 6,000 | $46,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 9,700 | $45,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 4,500 | $42,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 3,100 | $42,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,000 | $42,000 | thousands by filing date | put |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 50,911 | $42,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 32,950 | $41,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,800 | $40,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 5,300 | $39,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,858,817 | $39,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,100 | $38,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 11,500 | $38,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 700 | $37,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 9,400 | $36,000 | thousands by filing date | call |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 120,256 | $35,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 500 | $34,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $33,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 7,100 | $33,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,500 | $33,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 9,800 | $31,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 6,100 | $31,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 62,863 | $31,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,300 | $30,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 5,900 | $30,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 3,400 | $30,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 5,300 | $29,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 3,600 | $29,000 | thousands by filing date | call |
| VISTRA CORP | 92840M128 | COM | 24,120 | $29,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,200 | $28,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 13,800 | $28,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 500 | $28,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 20,813 | $27,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 19,700 | $27,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 21,488 | $27,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 500 | $26,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 6,700 | $26,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 4,000 | $26,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 6,000 | $26,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 600 | $26,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,500 | $25,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 5,500 | $25,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 2,800 | $25,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,600 | $25,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 1,400 | $25,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,200 | $24,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 13,000 | $24,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,600 | $24,000 | thousands by filing date | call |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 17,426 | $24,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 48,376 | $24,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,900 | $23,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 9,200 | $23,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 20,200 | $23,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 13,000 | $22,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 5,200 | $22,000 | thousands by filing date | put |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 25,078 | $21,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $20,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 6,900 | $20,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 4,700 | $20,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 1,000 | $19,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 10,800 | $19,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,600 | $19,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 2,800 | $19,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 37,900 | $19,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,100 | $18,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,400,000 | $18,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 13,908 | $18,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 26,016 | $18,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 39,652 | $18,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 57,474 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,700 | $17,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,800 | $17,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 37,660 | $17,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,100 | $16,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 34,867 | $16,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,100 | $15,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,000 | $15,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 13,719 | $15,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 50,000 | $14,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 11,000 | $13,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 3,000 | $13,000 | thousands by filing date | put |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 37,372 | $12,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 34,619 | $12,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 27,548 | $12,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 700 | $11,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,100 | $10,000 | thousands by filing date | call |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 27,002 | $10,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 400 | $9,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 100 | $9,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 200,000 | $9,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 180,000 | $9,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 16,476 | $6,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 104,100 | $5,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 30,000 | $2,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 19,100 | $2,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002116 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002175 | base | 2018-08-17 | acceptance time not in the bulk data set |