13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 2,270 holding rows worth $17,852,551,000.
- Accession
- 0001085146-18-002089
- Filer
- CIK 1084580
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 2,270 entries on the cover page, a total value of $17,852,551,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,852,551,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,705 | $214,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,119 | $214,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 6,754 | $214,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,092 | $214,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,300 | $213,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,000 | $213,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,000 | $213,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,771 | $212,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,077 | $212,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,000 | $212,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,014 | $211,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,028 | $211,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 33,800 | $211,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,300 | $211,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,900 | $210,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 2,200 | $209,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,223 | $209,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,397 | $209,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,154 | $208,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,685 | $208,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,180 | $208,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,357 | $208,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 195,000 | $208,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 7,076 | $207,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,043 | $206,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,964 | $205,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,950 | $204,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,093 | $203,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,200 | $202,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 160,000 | $202,000 | thousands by filing date | principal |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,000 | $201,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 14,358 | $201,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,188 | $200,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,400 | $200,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 8,771 | $200,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,050 | $199,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 13,054 | $199,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,500 | $193,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 27,377 | $192,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 4,701 | $191,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,200 | $190,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,659 | $188,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,825 | $187,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 54,600 | $187,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 13,800 | $187,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 900 | $186,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,000 | $186,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 12,900 | $184,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 147,000 | $184,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 17,365 | $183,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,800 | $183,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,800 | $181,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 847 | $181,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 27,939 | $178,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 12,631 | $178,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $177,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,179 | $177,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,700 | $176,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,000 | $174,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 2,000 | $170,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,088 | $170,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,400 | $170,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,500 | $168,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 55,024 | $168,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,200 | $167,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 69,869 | $163,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 10,400 | $163,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 175,000 | $163,000 | thousands by filing date | principal |
| VIACOM INC | 92553P201 | CL B | 5,375 | $162,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,500 | $162,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 24,103 | $161,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 21,474 | $158,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,658 | $157,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 20,900 | $155,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,290 | $155,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 44,380 | $154,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,100 | $153,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 25,300 | $152,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 80,000 | $152,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,000 | $151,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,742 | $150,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 71,812 | $150,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,511 | $147,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 34,700 | $147,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,287 | $146,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 110,301 | $146,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 41,945 | $144,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 23,455 | $143,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 600 | $142,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 21,800 | $142,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,700 | $141,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 86,820 | $141,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 279,320 | $141,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 671 | $140,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,138 | $139,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 61,400 | $139,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 88,000 | $137,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 27,417 | $137,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,000 | $136,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 38,900 | $133,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 43,900 | $132,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,200 | $130,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 31,400 | $129,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,500 | $126,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,239 | $124,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 600 | $124,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 1,693 | $123,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 43,200 | $122,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 10,851 | $121,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 35,600 | $119,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 7,044 | $118,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 25,100 | $118,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,036 | $118,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 2,596 | $114,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 33,006 | $114,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,528 | $113,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 17,114 | $112,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 3,648 | $110,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,300 | $110,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,396 | $109,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,300 | $109,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,650 | $109,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,002 | $109,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,950 | $108,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 24,200 | $108,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,074 | $106,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,286 | $106,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 5,558 | $106,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 21,400 | $106,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,209 | $105,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 10,000 | $104,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 300 | $103,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,300 | $101,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 4,600 | $101,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,997 | $100,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 680 | $99,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,400 | $99,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 19,251 | $99,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,600 | $99,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 21,500 | $99,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,840 | $97,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,553 | $96,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,400 | $95,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 87,000 | $95,000 | thousands by filing date | principal |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,000 | $94,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 81,000 | $93,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 158,999 | $93,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 15,385 | $92,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 4,507 | $92,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,800 | $92,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 461 | $91,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,400 | $91,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 49,000 | $91,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 1,209 | $90,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,119 | $90,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 5,000 | $90,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 12,800 | $90,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,100 | $89,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 968 | $88,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,500 | $87,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,090 | $84,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 16,000 | $83,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 102,000 | $83,000 | thousands by filing date | principal |
| FTD COS INC | 30281V108 | COM | 17,600 | $82,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 81,000 | $81,000 | thousands by filing date | principal |
| SCHEIN HENRY INC | 806407102 | COM | 1,100 | $80,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,357 | $78,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 5,019 | $77,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,836 | $75,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,700 | $75,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 700 | $74,000 | thousands by filing date | put |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 34,000 | $73,000 | thousands by filing date | principal |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,800 | $72,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 47,000 | $72,000 | thousands by filing date | principal |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 11,264 | $72,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 43,000 | $72,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 77,000 | $70,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 41,000 | $70,000 | thousands by filing date | principal |
| ARDELYX INC | 039697107 | COM | 18,300 | $68,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 7,242 | $68,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,000 | $67,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 101,489 | $67,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $66,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $66,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,154 | $66,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 31,522 | $65,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,800 | $63,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,605 | $63,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 500 | $62,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $59,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,551 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 57,000 | $58,000 | thousands by filing date | principal |
| TJX Companies Inc | 872540109 | COM | 600 | $57,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 23,000 | $53,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 697 | $51,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,800 | $50,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 2,533 | $48,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,773 | $48,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,520 | $47,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 19,000 | $45,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 355 | $44,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 315 | $43,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 254 | $42,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,811 | $42,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 475 | $41,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 35,000 | $41,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,299 | $41,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,000 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,400 | $40,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 400 | $39,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 79,000 | $39,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 36,000 | $39,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 89,523 | $37,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,194 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,116 | $35,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 35,000 | $35,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $34,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 900 | $34,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,100 | $34,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 27,157 | $34,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 147 | $33,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,100 | $33,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,700 | $33,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 750 | $32,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 500 | $32,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 87 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,100 | $30,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,401 | $29,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 29,000 | $29,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 300 | $27,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 882,000 | $26,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 17,000 | $25,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,700 | $23,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 517 | $23,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 10,000 | $23,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 154 | $22,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 38,968 | $22,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,300 | $20,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 200 | $20,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 800 | $19,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 15,000 | $16,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,300 | $15,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $14,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,200 | $13,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 600 | $13,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 13,000 | $13,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 188 | $13,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100 | $12,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $12,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,600 | $12,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 14,700 | $12,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $10,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 14,086 | $10,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 400 | $9,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 400 | $9,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100 | $7,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,400 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,600 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 216 | $4,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 66 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 600 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 164 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 600 | $1,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 12,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 10,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTIV PLC | G6095L109 | SHS | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002089 | this filing | 2018-08-14 | acceptance time not in the bulk data set |