13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 96 holding rows worth $120,935,000.
- Accession
- 0001085146-18-001992
- Filer
- CIK 1696778
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 96 entries on the cover page, a total value of $120,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,935,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerPCJ Investment Counsel Ltd.028-12690
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 7,640,000 | $18,476,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 8,004,000 | $13,616,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 7,579,000 | $10,371,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,691,000 | $6,354,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 5,668,000 | $5,200,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,971,000 | $5,142,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,588,000 | $4,370,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000,000 | $4,089,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,695,000 | $3,658,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 12,252 | $3,422,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 187,100 | $3,198,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,730,000 | $3,033,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33,000 | $2,577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 82,000 | $2,473,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 1,550,000 | $2,331,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,890,000 | $2,315,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 852,000 | $1,939,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,705 | $1,753,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,695,000 | $1,518,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,634 | $1,443,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,763 | $1,349,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 11,522 | $1,259,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,014 | $1,253,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,820 | $1,056,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 260,504 | $940,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 53,111 | $825,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 85,644 | $787,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 697,000 | $676,000 | thousands by filing date | principal |
| APPTIO INC | 03835C108 | CL A | 17,850 | $646,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,160 | $599,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,905 | $562,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 13,270 | $543,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,250 | $528,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,105 | $493,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 39,522 | $492,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,117 | $491,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 425 | $474,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,328 | $453,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,466 | $451,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 40,547 | $448,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,493 | $442,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 9,316 | $438,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,427 | $436,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 14,500 | $416,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,461 | $395,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,858 | $366,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,287 | $361,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 22,128 | $339,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 5,089 | $322,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,616 | $321,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,620 | $318,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 47,064 | $302,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,560 | $290,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,235 | $270,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,340 | $268,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,290 | $267,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 51,322 | $267,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 16,230 | $266,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,000 | $255,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,050 | $252,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,160 | $230,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 354,556 | $227,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,500 | $225,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,620 | $218,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 94,000 | $217,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,875 | $205,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,930 | $201,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 89,000 | $183,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 10,339 | $172,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,000 | $113,000 | thousands by filing date | put |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 84,600 | $89,000 | thousands by filing date | principal |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 29,500 | $83,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 29,500 | $78,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 80,500 | $75,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 208,900 | $73,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 31,000 | $68,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 6,200 | $54,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 8,400 | $41,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 85,500 | $38,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 27,500 | $29,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 15,100 | $26,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 22,400 | $23,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 19,300 | $17,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,000 | $13,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,800 | $10,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 22,300 | $9,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 171,600 | $6,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,200 | $5,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 50,000 | $5,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 3,900 | $3,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 30,700 | $2,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,000 | $1,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 2,100 | $1,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 59,200 | $1,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001992 | this filing | 2018-08-13 | acceptance time not in the bulk data set |