13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 154 holding rows worth $135,771,000.
- Accession
- 0001085146-18-001974
- Filer
- CIK 1511137
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 154 entries on the cover page, a total value of $135,771,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,771,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 169 | $47,665,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 94,067 | $25,687,000 | thousands by filing date | |
| VTI | 922908769 | COM | 72,247 | $10,147,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 67,111 | $4,072,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,996 | $3,682,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,954 | $3,399,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 22,339 | $3,395,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 47,452 | $2,932,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,468 | $2,610,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,125 | $2,407,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75,810 | $2,016,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 18,241 | $1,993,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,290 | $1,986,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,794 | $1,902,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,258 | $1,716,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,889 | $1,496,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,493 | $1,159,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,266 | $1,150,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 12,432 | $838,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,968 | $740,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,872 | $721,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $671,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,785 | $598,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,882 | $582,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,981 | $556,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,290 | $552,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,252 | $552,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,929 | $489,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 259 | $440,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,578 | $434,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,317 | $425,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,792 | $405,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,903 | $371,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,732 | $350,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,145 | $331,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,000 | $327,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,476 | $325,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,402 | $273,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,321 | $271,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,817 | $260,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 222 | $251,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,770 | $235,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,700 | $202,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 178 | $199,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 2,193 | $178,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,301 | $165,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,111 | $155,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,679 | $155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 990 | $146,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,150 | $146,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,611 | $141,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,400 | $138,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,281 | $138,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,538 | $136,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 467 | $136,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,369 | $129,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,964 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 733 | $119,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,000 | $114,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 280 | $110,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,086 | $110,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,305 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 562 | $106,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,670 | $105,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 589 | $96,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 479 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,086 | $90,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 290 | $89,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 250 | $86,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 690 | $86,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,228 | $78,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,446 | $66,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,602 | $63,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,047 | $61,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 386 | $57,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 917 | $52,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 104 | $52,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 410 | $49,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 929 | $48,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 175 | $46,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,141 | $44,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 743 | $41,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 654 | $40,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 700 | $39,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $39,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 200 | $39,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 259 | $38,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 300 | $38,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 281 | $38,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 200 | $35,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 240 | $33,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 250 | $32,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 417 | $32,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $31,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 194 | $31,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 326 | $30,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 855 | $28,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 350 | $28,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 425 | $26,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 389 | $24,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 355 | $23,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 164 | $22,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 97 | $20,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 500 | $20,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 490 | $20,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 337 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,000 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 757 | $18,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 67 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 419 | $15,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $15,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 200 | $14,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 183 | $14,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 413 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 56 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 265 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 215 | $12,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 61 | $11,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 63 | $10,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 69 | $10,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 187 | $10,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 39 | $10,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 150 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 77 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 237 | $9,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 93 | $8,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 126 | $8,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 54 | $8,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 48 | $8,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 31 | $8,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 58 | $8,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,600 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 73 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 136 | $7,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 76 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 56 | $7,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 63 | $6,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 81 | $6,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 68 | $6,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 40 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 123 | $5,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 46 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 39 | $3,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 35 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 226 | $2,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 135 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 81 | $1,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001974 | this filing | 2018-08-10 | acceptance time not in the bulk data set |