13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 153 holding rows worth $570,794,000.
- Accession
- 0001085146-18-001962
- Filer
- CIK 1627608
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 153 entries on the cover page, a total value of $570,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $570,794,000 with VALUE read as thousands by filing date, 13F file number 028-16854. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 500,000 | $45,928,000 | thousands by filing date | principal |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 1,783,519 | $36,758,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 3,062,000 | $31,967,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 500,000 | $17,130,000 | thousands by filing date | principal |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 164,276 | $16,398,000 | thousands by filing date | principal |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 660,000 | $15,609,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 235,000 | $13,830,000 | thousands by filing date | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 400,000 | $13,584,000 | thousands by filing date | principal |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 464,100 | $12,879,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 314,235 | $12,208,000 | thousands by filing date | principal |
| GODADDY INC CL A | 380237107 | Stock | 157,032 | $11,086,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 455,000 | $10,865,000 | thousands by filing date | principal |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 367,903 | $9,117,000 | thousands by filing date | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 300,000 | $8,271,000 | thousands by filing date | principal |
| WORLDPAY INC | 981558109 | CL A | 100,000 | $8,178,000 | thousands by filing date | principal |
| CISION LTD | G1992S109 | SHS | 544,900 | $8,146,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 141,664 | $7,256,000 | thousands by filing date | principal |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 175,000 | $7,012,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 175,000 | $6,851,000 | thousands by filing date | principal |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 310,000 | $6,805,000 | thousands by filing date | principal |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 502,500 | $6,804,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 115,000 | $6,792,000 | thousands by filing date | principal |
| GLOBANT S A | L44385109 | COM | 115,000 | $6,531,000 | thousands by filing date | principal |
| GREENSKY INC | 39572G100 | CL A | 292,110 | $6,178,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907108 | COM | 250,000 | $5,918,000 | thousands by filing date | principal |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 144,322 | $5,679,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 36,000 | $5,635,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,000 | $5,566,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 500,000 | $5,100,000 | thousands by filing date | principal |
| AVALARA INC | 05338G106 | COM | 95,000 | $5,070,000 | thousands by filing date | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 300,000 | $5,049,000 | thousands by filing date | principal |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 250,000 | $4,940,000 | thousands by filing date | principal |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 475,000 | $4,655,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 245,000 | $4,361,000 | thousands by filing date | principal |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 115,000 | $4,175,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 250,000 | $4,090,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 245,000 | $4,082,000 | thousands by filing date | principal |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 400,000 | $4,076,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 365,000 | $3,993,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 160,000 | $3,867,000 | thousands by filing date | principal |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 112,000 | $3,828,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 248,190 | $3,758,000 | thousands by filing date | principal |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,700,000 | $3,618,000 | thousands by filing date | principal |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 115,000 | $3,595,000 | thousands by filing date | principal |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 130,000 | $3,483,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 124,400 | $3,465,000 | thousands by filing date | principal |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 70,000 | $3,451,000 | thousands by filing date | principal |
| DOMO INC | 257554105 | COM CL B | 125,000 | $3,413,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 41,368 | $3,342,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 175,000 | $3,185,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 110,409 | $3,152,000 | thousands by filing date | principal |
| STERLING BANCORP INC | 85917W102 | COM | 234,855 | $3,138,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 120,000 | $3,132,000 | thousands by filing date | principal |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 105,000 | $2,999,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 200,000 | $2,956,000 | thousands by filing date | principal |
| LIMONEIRA CO | 532746104 | COM | 120,064 | $2,955,000 | thousands by filing date | principal |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 154,949 | $2,941,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 85,000 | $2,912,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 75,000 | $2,849,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 100,000 | $2,798,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,295,802 | $2,755,000 | thousands by filing date | principal |
| FIRST INTERNET BANCORP | 320557101 | COM | 80,000 | $2,728,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 275,000 | $2,676,000 | thousands by filing date | principal |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 125,000 | $2,543,000 | thousands by filing date | principal |
| EVERQUOTE INC | 30041R108 | COM CL A | 140,000 | $2,537,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 140,000 | $2,512,000 | thousands by filing date | principal |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 394,600 | $2,506,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 480,851 | $2,500,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 600,000 | $2,394,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 45,000 | $2,242,000 | thousands by filing date | principal |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 75,600 | $1,995,000 | thousands by filing date | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 100,000 | $1,973,000 | thousands by filing date | principal |
| UNIVAR INC | 91336L107 | COMMON STOCK | 74,723 | $1,961,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 120,000 | $1,960,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 77,500 | $1,937,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 110,546 | $1,896,000 | thousands by filing date | principal |
| SENDGRID INC | 816883102 | COM | 70,000 | $1,856,000 | thousands by filing date | principal |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 137,500 | $1,856,000 | thousands by filing date | principal |
| CALYXT INC | 13173L107 | COM | 98,500 | $1,839,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 40,000 | $1,838,000 | thousands by filing date | principal |
| TRICIDA INC | 89610F101 | COM | 60,000 | $1,794,000 | thousands by filing date | principal |
| Uxin Ltd | 91818X108 | ADS | 196,500 | $1,776,000 | thousands by filing date | principal |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 125,000 | $1,765,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 175,000 | $1,761,000 | thousands by filing date | principal |
| ATENTO S A | L0427L105 | SHS | 255,000 | $1,747,000 | thousands by filing date | principal |
| MINDBODY INC | 60255W105 | COM CL A | 45,000 | $1,737,000 | thousands by filing date | principal |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 100,000 | $1,730,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 25,000 | $1,646,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 15,500 | $1,600,000 | thousands by filing date | principal |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 125,000 | $1,581,000 | thousands by filing date | principal |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 125,000 | $1,575,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 100,000 | $1,556,000 | thousands by filing date | principal |
| ObsEva SA | H5861P103 | COM | 100,000 | $1,514,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 150,000 | $1,424,000 | thousands by filing date | principal |
| ARDELYX INC | 039697107 | COM | 380,000 | $1,406,000 | thousands by filing date | principal |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $1,398,000 | thousands by filing date | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 80,000 | $1,276,000 | thousands by filing date | principal |
| TTOO | 89853L104 | Stock | 150,000 | $1,161,000 | thousands by filing date | principal |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 58,000 | $1,114,000 | thousands by filing date | principal |
| BLACKLINE, INC. | 09239B109 | COM | 25,000 | $1,086,000 | thousands by filing date | principal |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 70,000 | $1,065,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 100,000 | $1,065,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 67,800 | $1,058,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 100,000 | $1,023,000 | thousands by filing date | principal |
| UNITI GROUP INC | 91325V108 | COM | 50,000 | $1,002,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 19,813 | $996,000 | thousands by filing date | principal |
| JERNIGAN CAP INC | 476405105 | COM | 50,000 | $953,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 20,000 | $949,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 50,000 | $893,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 50,000 | $875,000 | thousands by filing date | principal |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 55,190 | $860,000 | thousands by filing date | principal |
| FORTY SEVEN INC | 34983P104 | COM | 53,000 | $848,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 40,000 | $837,000 | thousands by filing date | principal |
| NEURONETICS INC | 64131A105 | COM | 31,000 | $825,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 50,000 | $824,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 18,767 | $778,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 13,629 | $751,000 | thousands by filing date | principal |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 35,000 | $726,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 68,899 | $679,000 | thousands by filing date | principal |
| VERITONE INC | 92347M100 | COM | 40,000 | $673,000 | thousands by filing date | principal |
| TREMONT MTG TR | 894789106 | COM | 49,800 | $655,000 | thousands by filing date | principal |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 24,000 | $652,000 | thousands by filing date | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 40,406 | $621,000 | thousands by filing date | principal |
| MYOKARDIA INC | 62857M105 | COM | 12,000 | $596,000 | thousands by filing date | principal |
| CONNS INC | 208242107 | COM | 17,488 | $577,000 | thousands by filing date | principal |
| REV Group Inc | 749527107 | Common Stock | 33,548 | $571,000 | thousands by filing date | principal |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 23,782 | $563,000 | thousands by filing date | principal |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 57,500 | $540,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 26,306 | $539,000 | thousands by filing date | principal |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 100,000 | $536,000 | thousands by filing date | principal |
| PDL CMNTY BANCORP | 69290X101 | COM | 26,619 | $418,000 | thousands by filing date | principal |
| ELECTROCORE INC | 28531P103 | COM | 25,000 | $413,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 10,000 | $407,000 | thousands by filing date | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,500 | $389,000 | thousands by filing date | principal |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 31,865 | $379,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 249,999 | $325,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 224,999 | $324,000 | thousands by filing date | principal |
| M I ACQUISITIONS INC | 55304A104 | COM | 25,000 | $263,000 | thousands by filing date | principal |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 198,606 | $257,000 | thousands by filing date | principal |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 133,332 | $227,000 | thousands by filing date | principal |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 99,999 | $180,000 | thousands by filing date | principal |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 100,000 | $160,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $128,000 | thousands by filing date | principal |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 99,999 | $125,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 74,999 | $105,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 99,999 | $102,000 | thousands by filing date | principal |
| ALTA MESA RES INC 3 | 02133L117 | COM | 66,296 | $93,000 | thousands by filing date | principal |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 66,666 | $93,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 83,333 | $87,000 | thousands by filing date | principal |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 33,333 | $83,000 | thousands by filing date | principal |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 66,666 | $80,000 | thousands by filing date | principal |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 20,000 | $63,000 | thousands by filing date | principal |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 25,000 | $3,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001962 | this filing | 2018-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002107 | base | 2018-08-14 | acceptance time not in the bulk data set |