13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 215 holding rows worth $313,833,000.
- Accession
- 0001085146-18-001945
- Filer
- CIK 1533954
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 215 entries on the cover page, a total value of $313,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,833,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 61,914 | $15,451,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 55,080 | $10,211,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 77,516 | $7,656,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,385 | $6,347,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,737 | $6,205,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 54,465 | $6,027,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 24,719 | $6,021,000 | thousands by filing date | |
| VTI | 922908769 | COM | 42,000 | $5,904,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,038 | $5,473,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 16,081 | $5,396,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,383 | $5,325,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 90,360 | $4,414,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 47,908 | $3,979,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 131,463 | $3,699,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 32,739 | $3,612,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 99,754 | $3,182,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 42,042 | $3,080,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 22,262 | $2,996,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 43,662 | $2,881,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 37,463 | $2,856,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 40,200 | $2,820,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 25,024 | $2,811,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,164 | $2,787,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 484,565 | $2,733,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 31,299 | $2,710,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 15,406 | $2,507,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 34,492 | $2,479,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 64,472 | $2,349,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 29,722 | $2,324,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 36,425 | $2,317,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 29,588 | $2,317,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 264,689 | $2,297,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,664 | $2,290,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,948 | $2,276,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 40,257 | $2,268,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,849 | $2,266,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,300 | $2,238,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,477 | $2,234,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,162 | $2,100,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 31,226 | $2,094,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 189,430 | $2,087,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 78,574 | $2,080,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,249 | $2,052,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,178 | $2,041,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,240 | $2,028,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 67,570 | $1,992,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,317 | $1,944,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,161 | $1,918,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 19,124 | $1,875,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 22,217 | $1,857,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 35,659 | $1,820,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 27,912 | $1,761,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 15,722 | $1,749,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,781 | $1,740,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,074 | $1,733,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 43,885 | $1,729,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,473 | $1,644,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 20,465 | $1,630,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 37,903 | $1,622,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 13,017 | $1,609,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 23,760 | $1,606,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 31,984 | $1,588,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,736 | $1,588,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 30,503 | $1,585,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,799 | $1,532,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,342 | $1,514,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 24,202 | $1,509,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 27,476 | $1,509,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,126 | $1,502,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,844 | $1,479,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,265 | $1,423,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105,330 | $1,422,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 34,037 | $1,370,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,876 | $1,353,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 78,092 | $1,352,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 16,905 | $1,348,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,707 | $1,343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 14,713 | $1,330,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,920 | $1,290,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 235,094 | $1,290,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 29,859 | $1,285,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 126,611 | $1,279,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 31,936 | $1,278,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 60,929 | $1,270,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,972 | $1,245,000 | thousands by filing date | |
| SPINNAKER ETF TR | 84858T103 | FIELDSTONE MERLN | 41,859 | $1,222,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,994 | $1,215,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 18,278 | $1,214,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 14,324 | $1,212,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 11,326 | $1,188,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,801 | $1,151,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,132 | $1,149,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,444 | $1,139,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,903 | $1,138,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,621 | $1,136,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 24,558 | $1,133,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 57,327 | $1,109,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 25,497 | $1,086,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,587 | $1,075,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 13,280 | $1,075,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,214 | $1,074,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 12,362 | $1,060,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,052 | $1,057,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 18,952 | $1,046,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 16,739 | $1,044,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 28,808 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 23,288 | $1,039,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 138,971 | $1,020,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,457 | $1,014,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,660 | $1,003,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,169 | $978,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,871 | $970,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 41,700 | $969,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 163,438 | $965,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 20,073 | $957,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 16,325 | $944,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,486 | $939,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 40,045 | $922,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 32,789 | $915,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 51,061 | $910,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14,458 | $904,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,804 | $865,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 36,500 | $844,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 17,565 | $828,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 86,146 | $813,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 12,935 | $809,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 10,084 | $784,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 20,771 | $777,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 27,161 | $777,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,434 | $768,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,119 | $756,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,151 | $753,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 16,725 | $731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 15,088 | $719,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 16,823 | $705,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 14,113 | $697,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,544 | $693,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 42,059 | $692,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 18,996 | $689,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 26,192 | $688,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 21,179 | $683,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 22,678 | $674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 18,655 | $667,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,940 | $661,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,590 | $631,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,325 | $623,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,982 | $621,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 12,333 | $610,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 11,459 | $604,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,018 | $600,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 14,648 | $587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,753 | $581,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,355 | $569,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,910 | $568,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 14,817 | $567,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 13,706 | $551,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,402 | $542,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 11,634 | $541,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 27,157 | $532,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,284 | $526,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 19,248 | $518,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 10,664 | $512,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 31,015 | $506,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 15,851 | $504,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 78,415 | $504,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 10,425 | $497,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 22,224 | $495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,645 | $490,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,422 | $483,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 23,209 | $482,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,109 | $479,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,652 | $464,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 13,140 | $462,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 19,749 | $456,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,399 | $452,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 48,527 | $436,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 16,179 | $429,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 10,912 | $424,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,143 | $417,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 10,991 | $398,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 43,744 | $391,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 38,701 | $388,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,360 | $378,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,197 | $377,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 22,305 | $374,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 29,115 | $368,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,924 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 11,415 | $351,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 19,287 | $341,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 20,748 | $332,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 14,302 | $322,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,077 | $319,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 18,932 | $316,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,261 | $310,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 10,500 | $293,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 22,366 | $291,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,083 | $291,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 43,100 | $278,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 35,544 | $278,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,778 | $272,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 27,027 | $257,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 11,664 | $255,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 44,204 | $250,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 32,953 | $248,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,702 | $245,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,530 | $234,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 127,184 | $221,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,893 | $209,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,756 | $207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,100 | $142,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 4,517 | $21,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 6,700 | $20,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 7,400 | $18,000 | thousands by filing date | put |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 14,400 | $4,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001945 | this filing | 2018-08-10 | acceptance time not in the bulk data set |