13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-10, with 1,325 holding rows worth $3,684,273,000.
- Accession
- 0001085146-18-001942
- Filer
- CIK 822581
- Filed
- 2018-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,325 entries on the cover page, a total value of $3,684,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,684,273,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL PMTS INC | 37940X102 | COM | 3,114 | $347,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 21,121 | $347,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,600 | $346,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 15,528 | $344,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 26,351 | $343,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 92,500 | $343,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,266 | $343,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 13,090 | $341,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 37,143 | $340,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,485 | $338,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,632 | $338,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,751 | $337,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 9,650 | $336,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,776 | $335,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,249 | $335,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 28,450 | $334,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,064 | $333,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,377 | $332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,647 | $331,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 64,800 | $329,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 28,500 | $328,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,609 | $328,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 24,034 | $328,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 12,676 | $327,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,000 | $327,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,269 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,151 | $326,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 23,934 | $326,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,026 | $325,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 23,250 | $325,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,200 | $323,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $323,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,936 | $322,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,042 | $322,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,536 | $321,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,597 | $321,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,800 | $320,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,400 | $320,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,217 | $320,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,436 | $320,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,233 | $318,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,677 | $317,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,532 | $317,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 20,956 | $317,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 28,864 | $316,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,528 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 23,540 | $314,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,927 | $314,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5,031 | $313,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,000 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,593 | $311,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,015 | $310,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,438 | $310,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,129 | $309,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 11,500 | $309,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 18,900 | $309,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 13,321 | $306,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,040 | $305,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,645 | $304,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 4,700 | $303,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 17,139 | $302,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,687 | $302,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,500 | $302,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,510 | $298,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,859 | $297,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 24,000 | $297,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 12,845 | $297,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $297,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 22,453 | $294,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,350 | $294,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,780 | $289,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,799 | $288,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,731 | $287,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,358 | $287,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 16,641 | $286,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 32,900 | $285,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 8,939 | $285,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 33,139 | $284,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,000 | $283,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,656 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,151 | $282,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,200 | $281,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 22,039 | $281,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,840 | $281,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,487 | $280,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,748 | $280,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,612 | $280,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,633 | $279,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,170 | $277,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,870 | $277,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,893 | $276,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 12,000 | $276,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,417 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,592 | $275,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,213 | $273,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,593 | $273,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,801 | $273,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,601 | $272,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,345 | $271,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,900 | $270,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,864 | $269,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,432 | $269,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,096 | $269,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,262 | $268,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,394 | $268,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,123 | $266,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 59,126 | $266,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 6,884 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,953 | $265,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 12,985 | $265,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,080 | $264,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,212 | $263,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 953 | $263,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,704 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,645 | $262,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,350 | $262,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,354 | $261,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,814 | $259,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,994 | $259,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,102 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 14,116 | $259,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,686 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,980 | $257,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,973 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,309 | $255,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 45,700 | $255,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,800 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,007 | $255,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,652 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,285 | $252,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,548 | $251,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,000 | $251,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,700 | $251,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,559 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,801 | $250,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,311 | $250,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $249,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,521 | $248,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,459 | $244,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,376 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,172 | $243,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,240 | $242,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,700 | $242,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,925 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,785 | $241,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,268 | $240,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,739 | $239,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,898 | $239,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 41,334 | $239,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 41,552 | $239,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 6,525 | $238,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,199 | $236,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $236,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,746 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,560 | $236,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,684 | $235,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 29,800 | $235,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,000 | $234,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 22,365 | $234,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 9,381 | $234,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 18,378 | $233,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,163 | $232,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,445 | $232,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 24,558 | $232,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,597 | $231,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 13,800 | $231,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,180 | $230,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,750 | $230,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,850 | $229,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,335 | $229,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,263 | $229,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 60,683 | $228,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 250 | $227,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,075 | $226,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 2,707 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,683 | $225,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 77,700 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,450 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,675 | $223,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,329 | $222,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,270 | $222,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,302 | $222,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,591 | $222,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,971 | $220,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,473 | $219,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 34,135 | $219,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,883 | $218,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,482 | $218,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,000 | $218,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,400 | $217,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 21,200 | $216,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,612 | $215,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 14,750 | $215,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,715 | $215,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,813 | $215,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 6,232 | $215,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,533 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,565 | $214,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,345 | $214,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 9,847 | $214,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 30,800 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,688 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,827 | $210,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,926 | $210,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 74,297 | $210,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 25,167 | $209,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 88,000 | $209,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,993 | $209,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,519 | $207,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,059 | $207,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 37,028 | $207,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,316 | $206,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,793 | $206,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,849 | $206,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 170 | $206,000 | thousands by filing date | principal |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,235 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,263 | $204,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,184 | $204,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,502 | $203,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 17,981 | $202,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,000 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,650 | $202,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 24,285 | $202,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,696 | $202,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,696 | $202,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 17,000 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 15,500 | $200,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $197,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 198,000 | $190,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,962 | $188,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,770 | $188,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,750 | $186,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,025 | $186,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 51,644 | $186,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,495 | $180,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,350 | $179,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 19,759 | $176,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,500 | $176,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 19,300 | $174,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 21,224 | $173,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 93,544 | $172,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,118 | $171,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 18,500 | $171,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $167,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,455 | $166,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,671 | $165,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,146 | $163,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,000 | $162,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $162,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,442 | $158,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,500 | $158,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 34,240 | $158,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,744 | $156,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,721 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,796 | $156,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,100 | $156,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,150 | $155,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 13,486 | $154,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,814 | $154,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 30,630 | $154,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 60,000 | $151,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,270 | $148,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,086 | $146,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,100 | $145,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 22,467 | $143,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,350 | $142,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,686 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,984 | $141,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,140 | $140,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,702 | $137,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,000 | $134,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,264 | $132,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,053 | $132,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,000 | $130,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 10,578 | $130,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,100 | $128,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 73,200 | $127,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,330 | $127,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,325 | $126,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,500 | $126,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,062 | $124,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,553 | $120,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,000 | $119,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,038 | $110,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,188 | $110,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,089 | $108,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 15,277 | $107,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,000 | $106,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $104,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,182 | $102,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,200 | $102,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,146 | $99,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 14,753 | $89,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 13,000 | $82,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,700 | $82,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,314 | $81,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,881 | $76,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,500 | $74,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 36,966 | $74,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,600 | $66,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,198 | $65,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 24,400 | $57,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 41,256 | $52,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 16,800 | $51,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 52,000 | $51,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 78,500 | $48,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 73,552 | $47,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,512 | $46,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,000 | $40,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 33,400 | $39,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $36,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 36,316 | $33,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,000 | $33,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,000 | $31,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 68,144 | $26,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,100 | $22,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 15,343 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $20,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 35,935 | $19,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 15,053 | $17,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 35,000 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,204 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,000 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 35,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001942 | this filing | 2018-08-10 | acceptance time not in the bulk data set |