Skip to content

13F-HR filed by Dakota Wealth Management

Dakota Wealth Management filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-09, with 202 holding rows worth $359,749,000.

Accession
0001085146-18-001931
Filed
2018-08-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2018

A holdings report, 202 entries on the cover page, a total value of $359,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $359,749,000 with VALUE read as thousands by filing date, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPDR S&P Midcap 400 ETF Trust78467Y107SHS55,915$19,851,000thousands by filing date
ESSEX PPTY TR INC COM297178105REIT82,000$19,604,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF240,090$16,079,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK103,493$14,883,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138G508SR LN ETF463,103$10,605,000thousands by filing date
iShares Russell 2000 ETF464287655SHS61,305$10,040,000thousands by filing date
ISHARES TR464288687COM244,482$9,219,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF197,791$8,570,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM99,665$7,784,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF277,322$7,568,000thousands by filing date
Apple Inc037833100COM39,951$7,395,000thousands by filing date
SPY78462F103SHS25,398$6,890,000thousands by filing date
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF141,160$6,791,000thousands by filing date
Microsoft Corp594918104COM60,976$6,013,000thousands by filing date
Amazon.com, Inc023135106COM3,411$5,798,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS67,149$5,577,000thousands by filing date
ISHARES RUSSELL 1000 ETF464287622ETF36,616$5,565,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF25,060$5,120,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS82,424$4,273,000thousands by filing date
Johnson & Johnson478160104COM34,640$4,203,000thousands by filing date
Visa Inc92826C839COM30,514$4,041,000thousands by filing date
Vanguard FTSE Europe ETF922042874SHS68,039$3,819,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS54,841$3,810,000thousands by filing date
Vanguard S&P 500 ETF922908363COM14,584$3,639,000thousands by filing date
ISHARES TR464287564SELECT US REIT36,273$3,623,000thousands by filing date
JPMorgan Chase & Co46625H100COM34,622$3,607,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS30,609$3,507,000thousands by filing date
Walt Disney Co254687106COM29,924$3,136,000thousands by filing date
Amgen Inc.031162100COM16,063$2,965,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF34,048$2,897,000thousands by filing date
Home Depot, Inc437076102COM14,627$2,854,000thousands by filing date
Chevron Corporation166764100COM21,719$2,746,000thousands by filing date
LYONDELLBASELL INDUSTRIES NV SHS - A -N53745100Stock24,980$2,744,000thousands by filing date
Salesforce.com, Inc79466L302COM19,431$2,650,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM2,297$2,594,000thousands by filing date
Automatic Data Processing,Inc.053015103COM18,494$2,481,000thousands by filing date
iShares Floating Rate Bond ETF46429B655SHS48,642$2,481,000thousands by filing date
Philip Morris International Inc.718172109COM29,904$2,414,000thousands by filing date
INVESCO QQQ TR46090E103COM14,032$2,409,000thousands by filing date
VTI922908769COM17,075$2,398,000thousands by filing date
Intel Corp458140100COM48,176$2,394,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM16,963$2,350,000thousands by filing date
META PLATFORMS INC CL A30303M102COM11,424$2,220,000thousands by filing date
Adobe Inc00724F101COM9,007$2,196,000thousands by filing date
BECTON DICKINSON & CO075887109COM9,104$2,181,000thousands by filing date
VWO922042858SHS48,261$2,036,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS12,763$1,986,000thousands by filing date
DOWDUPONT INC26078J100COM29,845$1,967,000thousands by filing date
Vanguard Growth922908736COM12,804$1,918,000thousands by filing date
iShares Russell Midcap ETF464287499SHS8,827$1,873,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF17,758$1,842,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM1,599$1,784,000thousands by filing date
PENSARE ACQUISITION CORP70957E105COM175,500$1,736,000thousands by filing date
ISHARES TR464288638ISHS 5-10YR INVT15,866$1,686,000thousands by filing date
Cisco Systems,Inc.17275R102COM36,429$1,568,000thousands by filing date
Pfizer Inc.717081103COM43,153$1,566,000thousands by filing date
Verizon Communications Inc92343V104COM30,539$1,536,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock13,842$1,534,000thousands by filing date
EXXON MOBIL CORP30231G102COM18,229$1,508,000thousands by filing date
UnitedHealth Group Inc91324P102COM6,084$1,492,000thousands by filing date
CLOROX CO DEL189054109COM10,949$1,481,000thousands by filing date
AbbVie,Inc.00287Y109COM15,452$1,432,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS4,903$1,339,000thousands by filing date
WISDOMTREE TR97717W604US SMALLCAP DIVD45,081$1,337,000thousands by filing date
Caterpillar Inc.149123101COM9,790$1,328,000thousands by filing date
NIKE,Inc. Class B654106103COM16,407$1,307,000thousands by filing date
SPDR SERIES TRUST78468R739ST NUVE TERM ETF26,946$1,293,000thousands by filing date
HYD92189F361ETF40,937$1,288,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH11,505$1,263,000thousands by filing date
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF19,911$1,249,000thousands by filing date
PHILLIPS 66 COM718546104Stock10,999$1,236,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS14,230$1,188,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS6,310$1,170,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF8,871$1,170,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q837ULTRA SHRT ETF22,530$1,129,000thousands by filing date
Boeing Company097023105COM3,324$1,115,000thousands by filing date
Walmart Inc.931142103COM12,479$1,069,000thousands by filing date
Bank of America Corp060505104COM37,421$1,055,000thousands by filing date
MasterCard, Inc57636Q104COM5,297$1,041,000thousands by filing date
HENRY JACK & ASSOC INC426281101COM7,923$1,033,000thousands by filing date
AT&T Inc00206R102COM32,149$1,032,000thousands by filing date
Eaton Corp. PlcG29183103COM13,803$1,032,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM8,107$1,013,000thousands by filing date
Lowes Companies,Inc.548661107COM10,555$1,008,000thousands by filing date
Procter & Gamble Co742718109COM12,679$989,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF17,934$853,000thousands by filing date
Vanguard Real Estate922908553SHS10,233$834,000thousands by filing date
CONSTELLATION BRANDS INC CL A21036P108Stock3,668$803,000thousands by filing date
Texas Instruments Incorporated882508104COM7,183$792,000thousands by filing date
Honeywell Technologies438516106COM5,455$786,000thousands by filing date
Altria Group Inc02209S103COM13,634$775,000thousands by filing date
iShares TIPS Bond ETF464287176SHS6,769$764,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS6,324$751,000thousands by filing date
KKR & CO LP48248M102COMMON STOCK30,076$747,000thousands by filing date
RAYTHEON CO755111507COM NEW3,822$738,000thousands by filing date
ROOKLINE BANCORP INC DEL11373M107COM39,626$737,000thousands by filing date
Charles Schwab Corp808513105COM14,380$735,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF6,050$734,000thousands by filing date
ZOETIS INC CL A98978V103Stock8,268$704,000thousands by filing date
Medtronic PlcG5960L103COM8,134$696,000thousands by filing date
PepsiCo,Inc.713448108COM6,347$691,000thousands by filing date
SPDR SERIES TRUST78464A797ST STR SP BANK14,208$670,000thousands by filing date
EMERSON ELEC CO COM291011104Stock9,667$668,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B9,021$655,000thousands by filing date
HP INC COM40434L105Stock28,698$651,000thousands by filing date
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR13,712$644,000thousands by filing date
Costco Wholesale Corporation22160K105COM3,053$638,000thousands by filing date
iShares MSCI ACWI ex U.S. ETF464288240SHS13,357$631,000thousands by filing date
ISHARES TR464287580US CONSUM DISCRE3,251$630,000thousands by filing date
WISDOMTREE TR97717W422INDIA ERNGS FD24,765$623,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E784EMRNG MKT SVRG22,128$587,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON11,002$567,000thousands by filing date
Vanguard FTSE Pacific ETF922042866SHS8,041$563,000thousands by filing date
Union Pacific Corporation907818108COM3,948$559,000thousands by filing date
Coca-Cola Company191216100COM12,504$548,000thousands by filing date
Oracle Corporation68389X105COM12,445$548,000thousands by filing date
EOG RES INC COM26875P101Stock4,382$545,000thousands by filing date
INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF46137V357COM5,302$540,000thousands by filing date
Accenture Plc Class AG1151C101COM3,259$533,000thousands by filing date
Deere & Company244199105COM3,810$533,000thousands by filing date
BAXTER INTL INC071813109COM7,000$517,000thousands by filing date
ConocoPhillips20825C104COM7,407$516,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock9,520$513,000thousands by filing date
NEW RELIC INC64829B100COMMON STOCK5,100$513,000thousands by filing date
Wells Fargo & Company949746101COM9,139$507,000thousands by filing date
NVIDIA Corp67066G104COM2,114$501,000thousands by filing date
BB & T CORP054937107COM9,835$496,000thousands by filing date
iShares Global Tech ETF464287291SHS2,981$490,000thousands by filing date
iShares MSCI Japan ETF46434G822SHS8,176$473,000thousands by filing date
Merck & Co.,Inc.58933Y105COM7,791$473,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock2,455$458,000thousands by filing date
3M CO COM88579Y101Stock2,308$454,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS4,198$446,000thousands by filing date
Schlumberger Limited806857108COM6,563$440,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK5,274$439,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM4,716$434,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS9,981$429,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM5,212$427,000thousands by filing date
SSGA ACTIVE TR78470P200ST STR TOTAL ETF8,575$418,000thousands by filing date
Eli Lilly and Company532457108COM4,750$406,000thousands by filing date
Comcast Corp20030N101COM12,274$403,000thousands by filing date
CUMMINS INC COM231021106Stock3,007$400,000thousands by filing date
Berkshire Hathaway Inc084670702COM2,096$391,000thousands by filing date
TWENTY FIRST CENTY FOX INC90130A101CL A7,740$385,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR4,995$378,000thousands by filing date
FIDELITY COVINGTON TRUST316092501MSCI FINLS IDX9,560$375,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138G862FLOAT RATE ETF15,000$374,000thousands by filing date
M & T BK CORP COM55261F104Stock2,185$372,000thousands by filing date
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF464288158ETF3,500$368,000thousands by filing date
FIRST REPUBLIC BANK/SAN FRANCI33616C100COM3,807$368,000thousands by filing date
Chubb LimitedH1467J104COM2,889$367,000thousands by filing date
ISHARES TR464288828US HLTHCR PR ETF2,020$355,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock8,897$351,000thousands by filing date
GENERAL ELEC CO369604103COM25,512$348,000thousands by filing date
TOTAL SYS SVCS INC891906109COM4,106$347,000thousands by filing date
CM SEVEN STAR ACQUISITION COG2345N102SHS34,825$344,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM4,072$341,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM2,000$340,000thousands by filing date
METLIFE INC COM59156R108Stock7,688$335,000thousands by filing date
LENNAR CORP CL A526057104Stock6,204$326,000thousands by filing date
Starbucks Corporation855244109COM6,607$323,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM5,349$321,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM640$319,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM2,879$306,000thousands by filing date
STANLEY BLACK & DECKER INC COM854502101Stock2,294$305,000thousands by filing date
Bristol-Myers Squibb Company110122108COM5,415$299,000thousands by filing date
V F CORP COM918204108Stock3,638$296,000thousands by filing date
McDonalds Corporation580135101COM1,872$294,000thousands by filing date
ISHARES TR46434V738CORE MSCI EURO6,150$293,000thousands by filing date
Broadcom Inc.11135F101COM1,205$292,000thousands by filing date
JOHNSON CTLS INTL PLC SHSG51502105Stock8,636$289,000thousands by filing date
AKAMAI TECHNOLOGIES INC COM00971T101Stock3,872$284,000thousands by filing date
KROGER CO COM501044101Stock9,906$282,000thousands by filing date
ONEMAIN HLDGS INC COM68268W103Stock8,035$267,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock3,500$267,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS4,197$266,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD8,275$266,000thousands by filing date
ISHARES INC464286509MSCI CDA ETF9,134$260,000thousands by filing date
ALIGN TECHNOLOGY INC COM016255101Stock749$256,000thousands by filing date
GALLAGHER ARTHUR J & CO COM363576109Stock3,865$252,000thousands by filing date
ALLY FINL INC COM02005N100Stock9,445$248,000thousands by filing date
Analog Devices,Inc.032654105COM2,578$247,000thousands by filing date
GLOBAL PMTS INC37940X102COM2,168$242,000thousands by filing date
BROADRIDGE FINL SOLUTIONS INC COM11133T103Stock2,003$231,000thousands by filing date
GENERAL MILLS INC COM370334104Stock5,200$230,000thousands by filing date
GIGCAPITAL INC37518N106COM23,325$230,000thousands by filing date
ATLANTIC ACQUISITION CORP048206106COM22,200$223,000thousands by filing date
Citigroup Inc.172967424COM3,301$221,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock808$221,000thousands by filing date
Abbott Laboratories002824100COM3,544$216,000thousands by filing date
Morgan Stanley617446448COM4,540$215,000thousands by filing date
GARTNERINC366651107STOK1,587$211,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS2,513$210,000thousands by filing date
ISHARES RUSSELL MID-CAP VALUE ETF464287473ETF2,334$207,000thousands by filing date
Southern Company842587107COM4,320$200,000thousands by filing date
MODERN MEDIA ACQUISITION60765P103COM19,875$198,000thousands by filing date
INDUSTREA ACQUISITION CORP45579J104CL A18,950$187,000thousands by filing date
DRIVE SHACK INC262077100COM20,000$154,000thousands by filing date
OPES ACQUISITION CORP68373P100COM15,400$149,000thousands by filing date
MODEL PERFORMANCE ACQUISIT-A57682V106Common14,675$145,000thousands by filing date
UNION ACQUISITION CORPG9366W101SHS11,925$116,000thousands by filing date
GLOBALSTAR INC378973408COM15,000$7,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-18-001931this filing2018-08-09acceptance time not in the bulk data set