13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-09, with 1,302 holding rows worth $6,096,922,000.
- Accession
- 0001085146-18-001930
- Filer
- CIK 1567755
- Filed
- 2018-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,302 entries on the cover page, a total value of $6,096,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,096,922,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AARONS INC | 002535300 | COM PAR $0.50 | 6,731 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 13,017 | $292,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 23,930 | $290,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 18,269 | $290,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,280 | $289,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,815 | $288,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,774 | $288,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,029 | $288,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 7,789 | $288,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 393 | $287,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 9,195 | $287,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,784 | $286,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,000 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,484 | $285,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,748 | $284,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 14,000 | $284,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,402 | $284,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,672 | $283,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,343 | $281,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,848 | $281,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 33,046 | $281,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,307 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 9,352 | $280,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 27,998 | $279,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 19,496 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 7,155 | $279,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,463 | $278,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,958 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 3,857 | $278,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,885 | $277,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 42,977 | $277,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 30,000 | $277,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,272 | $275,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 15,174 | $274,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,748 | $274,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,948 | $273,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,881 | $271,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,405 | $270,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,702 | $270,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,066 | $269,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,383 | $269,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,528 | $268,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 26,390 | $266,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,567 | $265,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 20,852 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 8,405 | $265,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 11,280 | $265,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,474 | $264,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 951 | $264,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 12,237 | $264,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,479 | $263,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 5,660 | $263,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,655 | $263,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,966 | $263,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,361 | $262,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,179 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,346 | $261,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,613 | $261,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,312 | $260,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 18,557 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,865 | $260,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,665 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,393 | $259,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,921 | $259,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 5,179 | $258,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,738 | $257,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,848 | $256,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,877 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,151 | $255,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 9,876 | $255,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 2,775 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 8,400 | $254,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,717 | $254,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,348 | $253,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 875 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,085 | $252,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,728 | $252,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,357 | $251,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,631 | $251,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,856 | $251,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 9,774 | $251,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,641 | $250,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,362 | $248,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,026 | $248,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,946 | $247,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 12,741 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,969 | $246,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,228 | $245,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,405 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,784 | $244,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,849 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 6,815 | $243,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,179 | $241,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,776 | $241,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,364 | $240,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,264 | $239,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,308 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,555 | $239,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 4,915 | $239,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,246 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,099 | $237,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 400 | $236,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,637 | $236,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 11,405 | $236,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,053 | $235,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 52,091 | $235,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 18,850 | $235,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,243 | $234,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,134 | $234,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 12,238 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,510 | $233,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 8,316 | $232,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,769 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,427 | $232,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 7,105 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,675 | $231,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 3,410 | $231,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,018 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,644 | $230,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,856 | $230,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,139 | $229,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,030 | $229,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,988 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,202 | $229,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,487 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 3,767 | $229,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,775 | $227,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,737 | $227,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,306 | $227,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,526 | $226,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,798 | $225,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16,162 | $224,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,512 | $224,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,807 | $223,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,956 | $223,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,859 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 16,179 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,557 | $223,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,183 | $221,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,587 | $221,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,787 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,945 | $219,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,332 | $218,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,779 | $217,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,807 | $217,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,337 | $216,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,755 | $215,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,940 | $214,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,991 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,073 | $213,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,351 | $213,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,110 | $213,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 12,462 | $212,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,713 | $212,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,784 | $212,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,210 | $211,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 10,662 | $211,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,480 | $210,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 9,988 | $209,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,115 | $209,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,844 | $209,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,845 | $209,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,437 | $208,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 6,366 | $208,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,350 | $208,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,445 | $208,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 11,126 | $208,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,100 | $207,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,548 | $207,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,950 | $207,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,798 | $206,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,641 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,438 | $206,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,244 | $206,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,461 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,612 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,541 | $205,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,374 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,446 | $205,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,574 | $204,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,576 | $204,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,357 | $204,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,856 | $204,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 15,539 | $204,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,710 | $204,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,366 | $203,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,656 | $203,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 17,188 | $203,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,625 | $203,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,702 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,901 | $202,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,540 | $202,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,050 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 7,747 | $202,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 9,810 | $202,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,620 | $201,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,075 | $201,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 11,521 | $201,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 67,686 | $201,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,333 | $200,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,756 | $200,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,651 | $199,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,971 | $194,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,147 | $194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,528 | $193,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,290 | $193,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 63,093 | $192,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,878 | $191,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 56,289 | $187,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 14,681 | $187,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,850 | $186,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 14,384 | $185,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 35,083 | $183,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,298 | $182,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,400 | $181,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,234 | $174,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,810 | $174,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,632 | $173,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,881 | $172,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 84,004 | $171,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 13,212 | $169,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,231 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,944 | $167,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 14,600 | $167,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,777 | $166,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 13,000 | $166,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,547 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,216 | $158,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,037 | $157,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,018 | $155,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 16,000 | $153,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 44,285 | $151,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,038 | $147,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,987 | $147,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,198 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,636 | $141,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 140,000 | $140,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 19,100 | $135,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,152 | $134,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,304 | $131,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,500 | $125,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 125,000 | $123,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 15,001 | $122,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,668 | $119,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,163 | $118,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,535 | $117,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,638 | $116,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,849 | $112,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,587 | $112,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,143 | $111,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,765 | $108,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 41,750 | $106,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,946 | $106,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,830 | $105,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,180 | $101,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,657 | $101,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,153 | $97,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $97,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 46,826 | $97,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,000 | $95,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 23,336 | $94,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,015 | $93,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 26,854 | $90,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,636 | $88,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 14,799 | $83,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 17,846 | $81,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,262 | $80,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,083 | $78,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,890 | $75,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,301 | $74,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 63,065 | $73,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 37,140 | $73,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,520 | $70,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 29,300 | $70,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,327 | $68,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,254 | $66,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,671 | $66,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,604 | $64,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,980 | $62,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 15,294 | $60,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,500 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,102 | $57,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,551 | $56,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,991 | $54,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $54,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,861 | $52,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 16,201 | $51,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,279 | $49,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,203 | $48,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,746 | $47,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,818 | $43,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 12,000 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 17,409 | $36,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 10,264 | $35,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 17,675 | $30,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 29,656 | $29,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,000 | $27,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 12,185 | $25,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,920 | $13,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 50,000 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 27,102 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 12,240 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001930 | this filing | 2018-08-09 | acceptance time not in the bulk data set |