13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-06, with 1,192 holding rows worth $14,440,620,000.
- Accession
- 0001085146-18-001850
- Filer
- CIK 61227
- Filed
- 2018-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 2,281 entries on the cover page, a total value of $14,440,620,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,440,620,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIDGE BANCORP INC | 108035106 | COM | 23,543 | $847,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 36,500 | $837,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 34,623 | $831,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 21,300 | $830,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 47,400 | $829,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 11,500 | $825,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 17,600 | $825,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 830,000 | $824,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941109 | COM | 13,500 | $817,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 24,213 | $809,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 55,000 | $801,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 8,900 | $801,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 620,000 | $800,000 | thousands by filing date | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 42,800 | $796,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 21,014 | $794,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,580 | $787,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 17,200 | $784,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 550,000 | $782,000 | thousands by filing date | principal |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 19,337 | $775,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 630,000 | $774,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 2,661 | $768,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,400 | $758,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 16,697 | $756,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 17,242 | $751,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 43,663 | $737,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 134,900 | $727,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,733 | $716,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,097 | $715,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 15,700 | $710,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 685,000 | $708,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 685,000 | $690,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 5,500 | $689,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 602,000 | $688,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,607 | $687,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 28,908 | $684,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 30,098 | $677,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 450,000 | $675,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 103,900 | $660,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 50,400 | $660,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 737,000 | $652,000 | thousands by filing date | principal |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 58,200 | $647,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 31,575 | $645,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 30,484 | $643,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 523,000 | $643,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 59,000 | $640,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 43,900 | $639,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 21,200 | $636,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 28,514 | $635,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 7,953 | $622,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 20,748 | $622,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 18,300 | $618,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 16,621 | $615,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 53,200 | $608,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,500 | $605,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 37,730 | $601,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 37,600 | $596,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,600 | $595,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 590,000 | $595,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 13,510 | $593,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 27,900 | $592,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 13,700 | $590,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 20,500 | $590,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 20,570 | $590,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 23,500 | $588,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 6,300 | $584,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 20,100 | $581,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 22,700 | $580,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,593 | $580,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 625,000 | $576,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,966 | $573,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 7,400 | $572,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 560,000 | $571,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 8,100 | $570,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 25,300 | $568,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 17,802 | $568,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 17,119 | $565,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 40,100 | $563,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 10,300 | $561,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,400 | $559,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,600 | $558,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 21,000 | $558,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 15,053 | $557,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,330 | $557,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 562,000 | $556,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 10,100 | $553,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 450,000 | $551,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 138,100 | $550,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,934 | $545,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 25,563 | $541,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 138,800 | $539,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 10,500 | $537,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 53,600 | $536,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 28,643 | $534,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 324,732 | $529,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 53,900 | $526,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 17,605 | $519,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 19,000 | $518,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,416 | $513,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 580,000 | $509,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,611 | $505,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 7,100 | $504,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,400 | $493,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 84,500 | $487,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 19,140 | $481,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,700 | $478,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 31,450 | $475,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20,000 | $469,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,100 | $464,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,162 | $462,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 50,500 | $462,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,034 | $461,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 10,300 | $461,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 95,800 | $461,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,900 | $452,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 40,100 | $451,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 43,158 | $445,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 45,700 | $445,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 52,600 | $445,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 18,800 | $437,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 16,200 | $435,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 805,000 | $425,000 | thousands by filing date | principal |
| XO GROUP INC | 983772104 | COM | 13,200 | $423,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 11,300 | $421,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 11,000 | $421,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 16,900 | $416,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 5,550 | $415,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 61,700 | $411,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 9,169 | $407,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,500 | $403,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 13,100 | $402,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,200 | $401,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 8,181 | $399,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 23,800 | $391,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 249,100 | $389,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 77,400 | $387,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 34,600 | $386,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 6,300 | $385,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 28,200 | $371,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 11,817 | $366,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 32,800 | $366,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 375,000 | $365,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 6,300 | $360,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 20,700 | $354,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,400 | $353,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 27,200 | $352,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 202,600 | $352,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,290 | $345,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 12,200 | $341,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 21,400 | $339,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,000 | $331,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 11,231 | $318,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,400 | $316,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,789 | $307,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,600 | $305,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 13,805 | $298,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,496 | $298,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,900 | $295,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,087 | $285,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,100 | $284,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 30,900 | $269,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,303 | $257,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 50,100 | $257,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 157,000 | $253,000 | thousands by filing date | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 15,425 | $247,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,500 | $242,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,372 | $242,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,125 | $241,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 6,900 | $241,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,541 | $240,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,744 | $239,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 18,100 | $231,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 27,800 | $230,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 9,500 | $227,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 7,800 | $226,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,600 | $219,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,600 | $214,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 23,400 | $208,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 700 | $205,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,398 | $204,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 13,100 | $197,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 18,671 | $192,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 21,700 | $188,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 29,800 | $160,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 13,150 | $147,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,700 | $134,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,400 | $132,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 17,200 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,000 | $120,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 28,900 | $120,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,600 | $97,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,500 | $74,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 17,100 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001850 | this filing | 2018-08-06 | acceptance time not in the bulk data set |