13F-HR filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-23, with 153 holding rows worth $78,148,000.
- Accession
- 0001085146-18-001568
- Filer
- CIK 1741426
- Filed
- 2018-05-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 153 entries on the cover page, a total value of $78,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,148,000 with VALUE read as thousands by filing date, 13F file number 028-18795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 29,898 | $5,017,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 205,769 | $4,006,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 375,710 | $1,962,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,003 | $1,472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,006 | $1,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 51,745 | $1,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,919 | $1,434,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 21,415 | $1,370,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,631 | $1,294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 26,896 | $1,288,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 104,844 | $1,247,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,377 | $1,150,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,130 | $1,141,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,684 | $1,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 25,108 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 36,584 | $1,047,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 105,785 | $997,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 159,838 | $959,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 15,671 | $937,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,874 | $921,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,533 | $919,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,367 | $855,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 135,741 | $849,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 16,864 | $848,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 37,704 | $828,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,562 | $825,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 19,336 | $818,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,588 | $789,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 19,558 | $777,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 77,216 | $766,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,999 | $765,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 25,288 | $752,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 61,645 | $730,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,590 | $727,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 47,232 | $714,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,207 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 12,049 | $666,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 13,818 | $660,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 12,737 | $657,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,002 | $656,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,200 | $656,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 44,188 | $642,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,137 | $608,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,840 | $588,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,664 | $571,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,904 | $520,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 15,554 | $519,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 10,116 | $502,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 21,677 | $466,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,607 | $464,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,020 | $439,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,340 | $429,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,292 | $428,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,807 | $420,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 18,880 | $420,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,426 | $419,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 35,188 | $416,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,497 | $412,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 31,056 | $406,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 64,666 | $397,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,922 | $393,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,622 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 25,400 | $366,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 30,977 | $362,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,800 | $359,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,429 | $354,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,457 | $352,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,955 | $350,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,169 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 15,335 | $335,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,570 | $332,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,115 | $328,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,264 | $324,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,021 | $311,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 50,014 | $305,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,106 | $299,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,510 | $298,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,839 | $296,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,573 | $292,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,173 | $291,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,273 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,139 | $287,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,435 | $283,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,824 | $282,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 39,421 | $281,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,946 | $280,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 8,936 | $276,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,018 | $272,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 44,917 | $271,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,400 | $270,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,562 | $268,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 33,353 | $266,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,560 | $265,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,124 | $264,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,310 | $264,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,565 | $255,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,529 | $253,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,001 | $251,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 243 | $249,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,120 | $245,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,981 | $245,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,923 | $244,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,479 | $243,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,803 | $239,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,738 | $238,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 9,063 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,077 | $234,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,071 | $233,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,446 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 9,000 | $225,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,118 | $224,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,956 | $223,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 8,324 | $223,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 30,038 | $221,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,776 | $220,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,484 | $220,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,541 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,803 | $218,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 8,919 | $216,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,119 | $209,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 24,166 | $208,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 900 | $205,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,204 | $205,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,732 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,574 | $202,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,878 | $201,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,390 | $192,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,137 | $189,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 16,370 | $184,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,113 | $177,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,447 | $176,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,998 | $175,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,187 | $174,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,000 | $174,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,775 | $174,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 16,164 | $171,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,280 | $165,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 34,284 | $165,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,318 | $163,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,196 | $162,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 16,201 | $159,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,485 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,247 | $152,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 10,283 | $150,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,792 | $143,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,000 | $139,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,989 | $110,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,262 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,634 | $106,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,745 | $94,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,864 | $91,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,258 | $65,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,922 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001568 | this filing | 2018-05-23 | acceptance time not in the bulk data set |