13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 251 holding rows worth $653,657,000.
- Accession
- 0001085146-18-001397
- Filer
- CIK 1569356
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 251 entries on the cover page, a total value of $653,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $653,657,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 123,457 | $128,042,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 94,000,000 | $104,223,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 25,000,000 | $34,886,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 784,547 | $34,332,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 210,072 | $24,578,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,044,901 | $23,925,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 18,000,000 | $21,926,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 17,500,000 | $18,874,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 124,985 | $13,032,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 40,239 | $11,283,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 573,651 | $10,240,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 8,000,000 | $9,273,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 442,552 | $8,829,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 73,314 | $8,555,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 85,134 | $8,052,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 118,945 | $7,727,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 564,306 | $6,924,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 267,366 | $6,732,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 52,083 | $6,489,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 15,790 | $6,455,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 467,592 | $6,406,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 28,000 | $6,249,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 135,400 | $5,482,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 48,052 | $5,305,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 261,600 | $5,127,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 19,577 | $4,701,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120,395 | $4,600,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 52,199 | $4,491,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 69,643 | $4,315,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 97,051 | $4,204,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 207,625 | $3,451,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 572,200 | $2,941,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 338,577 | $2,919,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,977 | $2,784,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 17,762 | $2,726,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 271,017 | $2,724,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 34,910 | $2,581,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,688 | $2,521,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 12,051 | $2,440,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 47,478 | $2,295,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 29,995 | $2,290,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 52,067 | $2,144,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,662 | $1,878,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 12,012 | $1,840,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,150 | $1,750,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,972 | $1,729,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 177,600 | $1,682,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 32,613 | $1,540,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15,594 | $1,534,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 14,558 | $1,477,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 178,600 | $1,418,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,514 | $1,416,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 117,900 | $1,402,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 109,200 | $1,375,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 64,000 | $1,366,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,595 | $1,292,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 213,923 | $1,237,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 25,692 | $1,170,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 440,626 | $1,163,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 80,000 | $1,130,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,248 | $1,106,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 23,881 | $1,095,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 70,000 | $1,049,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 41,300 | $1,028,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,508 | $1,025,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 475 | $988,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 56,860 | $972,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 39,056 | $935,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 104,300 | $932,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,450 | $885,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 1,552 | $881,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 97,300 | $864,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,950 | $833,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 15,562 | $816,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 19,632 | $792,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 63,714 | $780,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,031 | $763,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,570 | $754,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 32,227 | $743,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 408 | $728,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 11,320 | $727,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,381 | $690,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 47,500 | $690,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 84,300 | $659,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 46,700 | $648,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,146 | $647,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,738 | $607,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 750 | $604,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 23,800 | $586,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 900 | $583,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 94,100 | $573,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,255 | $572,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35,695 | $568,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 42,891 | $567,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,798 | $558,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 582 | $557,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 25,640 | $552,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,609 | $504,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 450 | $484,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,300 | $458,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 4,060 | $454,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,600 | $424,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 25,200 | $410,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,715 | $407,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,100 | $404,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,500 | $404,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,242 | $403,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,000 | $389,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,605 | $387,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $376,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 48,800 | $357,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,500 | $330,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 850 | $319,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 1,400 | $319,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,200 | $317,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 11,000 | $310,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,250 | $307,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 15,744 | $306,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,350 | $302,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $287,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,000 | $283,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 370 | $281,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 500 | $280,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 150 | $272,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 10,820 | $272,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,050 | $267,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 12,300 | $262,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 19,600 | $255,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 446 | $255,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,867 | $232,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 857 | $229,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 320 | $226,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $224,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 750 | $220,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 7,660 | $220,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,300 | $215,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 1,589 | $212,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 724 | $211,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 1,356 | $203,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,700 | $202,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $191,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 1,542 | $191,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,742 | $190,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 700 | $189,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 400 | $188,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 800 | $186,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 750 | $186,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 455 | $181,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 800 | $176,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 2,000 | $170,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 2,850 | $168,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 708 | $165,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 9,717 | $165,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 16,400 | $161,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 600 | $159,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 274 | $157,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 355 | $156,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,431 | $155,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,600 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $151,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 950 | $149,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 350 | $145,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 672 | $144,000 | thousands by filing date | put |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 7,500 | $143,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 94 | $143,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 1,102 | $141,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 160 | $132,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 256 | $132,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100 | $130,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,800 | $130,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 311 | $130,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,286 | $128,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,584 | $126,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,300 | $119,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200 | $108,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,518 | $105,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 500 | $104,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 386 | $102,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,700 | $99,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 13,900 | $95,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,609 | $94,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 800 | $93,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,200 | $91,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 63 | $87,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 6,000 | $84,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 75 | $83,000 | thousands by filing date | call |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 8,300 | $81,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 12,900 | $80,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 400 | $75,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 500 | $73,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 800 | $73,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 850 | $72,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,300 | $71,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $70,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,900 | $65,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $63,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,800 | $62,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,400 | $60,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,100 | $60,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,136 | $55,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 4,100 | $53,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 356 | $51,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,300 | $51,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 3,400 | $51,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 4,100 | $51,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 300 | $50,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 415 | $49,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 600 | $48,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 192 | $44,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 300 | $37,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 93 | $35,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 668 | $33,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200 | $26,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 64 | $26,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 200 | $26,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $23,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,000 | $20,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 200 | $18,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 55 | $16,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 917 | $16,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,160 | $16,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 531 | $15,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 350 | $13,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 450 | $12,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 37 | $12,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 505 | $10,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 357 | $9,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 200 | $9,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 400 | $9,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 500 | $8,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 91 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 400 | $8,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 157 | $8,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 709 | $7,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 30 | $6,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 9 | $6,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 64 | $5,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 900 | $5,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $5,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 442 | $4,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $3,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 13 | $2,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 5 | $2,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10 | $1,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 30 | $1,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 50 | $1,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 105 | $1,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 134 | $1,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 320 | $1,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 3 | $1,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001397 | this filing | 2018-05-14 | acceptance time not in the bulk data set |