13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 104 holding rows worth $1,108,962,000.
- Accession
- 0001085146-18-001391
- Filer
- CIK 1578299
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 104 entries on the cover page, a total value of $1,108,962,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,108,962,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,137,300 | $115,606,000 | thousands by filing date | put |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 48,500,000 | $67,922,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 42,500,000 | $61,625,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 15,000,000 | $52,020,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 28,500,000 | $50,594,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,755,400 | $44,142,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 749,057 | $40,524,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,349,300 | $34,324,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 16,200,000 | $32,633,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 17,500,000 | $31,566,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907108 | COM | 2,158,400 | $31,534,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 22,500,000 | $26,072,000 | thousands by filing date | principal |
| SCANA CORP NEW | 80589M102 | COM | 578,500 | $21,712,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 20,000,000 | $21,618,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,021,000 | $21,492,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485AE6 | SDCV | 10,000,000 | $21,238,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 1,377,800 | $20,378,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 14,000,000 | $19,116,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 350,000 | $19,065,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 162,903 | $19,060,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 14,500,000 | $16,550,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 350,000 | $16,324,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 925,159 | $14,849,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 203,400 | $14,706,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 125,000 | $14,586,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 829,600 | $11,050,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 79,479 | $10,718,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 158,361 | $10,681,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 146,900 | $10,621,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 10,000,000 | $10,600,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 60,000 | $10,140,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 180,000 | $9,947,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 10,500,000 | $9,450,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 79,700 | $9,323,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 697,556 | $9,277,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 335,500 | $9,267,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,000,000 | $8,988,000 | thousands by filing date | principal |
| DST SYS INC DEL | 233326107 | COM | 98,500 | $8,240,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 7,000,000 | $8,151,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 7,000,000 | $7,718,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 209,720 | $7,195,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,500,000 | $6,902,000 | thousands by filing date | principal |
| MICROSEMI CORP | 595137100 | COM | 103,000 | $6,666,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 160,781 | $6,513,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 164,200 | $6,024,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 63,000 | $5,959,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 164,500 | $5,418,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 63,000 | $5,001,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 133,900 | $4,913,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 75,000 | $4,664,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 3,000,000 | $4,595,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 272,000 | $4,485,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 100,000 | $4,398,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 84,425 | $4,327,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 90,754 | $4,057,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 100,000 | $3,981,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 142,600 | $3,187,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 391,200 | $3,083,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 84,000 | $2,995,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 24,702 | $2,925,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 60,000 | $2,813,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,000,000 | $2,591,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 110,000 | $2,477,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 60,000 | $2,474,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226,400 | $2,239,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 147,900 | $2,078,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 51,800 | $2,073,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 36,100 | $2,062,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 32,000 | $1,863,000 | thousands by filing date | put |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 34,994 | $1,560,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 43,500 | $1,356,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,548,193 | $1,295,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 159,000 | $1,270,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 53,114 | $1,060,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 30,000 | $904,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 60,900 | $901,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 290,300 | $845,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V306 | COM SER C | 35,400 | $796,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 83,500 | $783,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,000 | $731,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 244,500 | $555,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 29,000 | $518,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 4,019,998 | $426,000 | thousands by filing date | call |
| FNB Bancorp | 302515101 | Common | 10,000 | $368,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 13,000 | $354,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,500 | $332,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 20,000 | $288,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 7,900 | $284,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 40,000 | $280,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 5,000 | $280,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 3,000 | $262,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 18,800 | $254,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 100,000 | $235,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,000 | $229,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,000 | $219,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 5,000 | $215,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 10,000 | $195,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,000 | $174,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,000 | $150,000 | thousands by filing date | put |
| BAY BANCORP INC | 07203T106 | COM | 10,000 | $134,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 11,100 | $114,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 10,300 | $95,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,000 | $86,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 18,700 | $29,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001391 | this filing | 2018-05-14 | acceptance time not in the bulk data set |