13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 678 holding rows worth $5,102,863,000.
- Accession
- 0001085146-18-001324
- Filer
- CIK 743127
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 678 entries on the cover page, a total value of $5,102,863,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,102,863,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,220 | $535,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,305 | $533,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,370 | $528,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 12,065 | $527,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,686 | $527,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 18,671 | $527,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,133 | $513,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 14,840 | $511,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,971 | $505,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 6,177 | $497,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,039 | $488,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 89,040 | $487,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 99,869 | $484,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,300 | $483,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,905 | $481,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 40,464 | $481,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 39,505 | $480,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 100,650 | $477,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,702 | $472,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 72,800 | $466,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,146 | $459,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 900 | $455,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 71,137 | $444,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,585 | $442,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,581 | $430,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 22,216 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,014 | $419,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,131 | $413,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,308 | $408,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,200 | $408,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,610 | $405,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 7,475 | $404,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 22,000 | $400,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 15,325 | $390,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $387,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,724 | $386,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,492 | $383,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,400 | $381,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 55,528 | $376,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,752 | $371,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 9,845 | $367,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,445 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,102 | $365,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,146 | $363,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,467 | $362,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,290 | $362,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 27,691 | $361,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 16,925 | $361,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,747 | $360,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,223 | $357,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,165 | $355,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,850 | $355,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,590 | $352,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,474 | $352,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,900 | $352,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,045 | $344,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 166,900 | $344,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,400 | $343,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,476 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,450 | $336,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 8,375 | $335,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,511 | $332,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 21,180 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,705 | $325,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,653 | $325,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,110 | $324,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $316,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 12,400 | $314,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,122 | $305,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 20,466 | $305,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,650 | $304,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,769 | $301,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,383 | $299,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 112,689 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,555 | $296,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 18,074 | $293,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,385 | $290,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,144 | $290,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,357 | $289,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,876 | $289,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,615 | $289,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,055 | $285,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,890 | $283,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 20,700 | $283,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 26,576 | $282,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 20,161 | $280,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,895 | $279,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 15,030 | $276,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,758 | $275,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 22,055 | $275,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,009 | $274,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,395 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,921 | $270,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 109,700 | $270,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,326 | $269,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,200 | $267,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,950 | $264,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,585 | $261,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 6,775 | $260,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 35,095 | $260,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,149 | $259,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,300 | $259,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,615 | $251,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,948 | $246,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 8,200 | $245,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,038 | $238,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,775 | $237,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,484 | $237,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,185 | $236,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,685 | $235,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 45,025 | $235,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,213 | $233,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,658 | $233,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,800 | $232,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,225 | $232,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 8,002 | $232,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,169 | $231,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,675 | $231,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 4,705 | $231,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,210 | $228,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,328 | $226,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 805 | $226,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,176 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,424 | $224,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,750 | $224,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,430 | $224,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,438 | $223,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,704 | $222,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,882 | $222,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 9,700 | $222,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,450 | $220,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,208 | $219,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,300 | $219,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,974 | $218,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,450 | $213,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,331 | $212,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,296 | $212,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,079 | $208,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,100 | $208,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,829 | $205,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 18,125 | $205,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,308 | $204,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,010 | $202,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,636 | $201,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,972 | $200,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,671 | $190,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 11,800 | $189,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 47,941 | $182,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,292 | $180,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 27,250 | $179,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,710 | $172,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,107 | $170,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,580 | $168,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 28,000 | $166,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,900 | $164,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 29,060 | $162,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,804 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,600 | $157,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 16,815 | $153,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 45,000 | $144,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,148 | $142,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,895 | $135,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 27,150 | $134,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 76,152 | $129,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,700 | $124,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 35,650 | $113,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 35,400 | $94,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 12,690 | $90,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,600 | $72,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,430 | $54,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 15,000 | $53,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 19,400 | $53,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,300 | $49,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 12,400 | $37,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $35,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,000 | $32,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 11,650 | $18,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001324 | this filing | 2018-05-11 | acceptance time not in the bulk data set |