13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 1,289 holding rows worth $12,660,925,000.
- Accession
- 0001085146-18-001315
- Filer
- CIK 1418204
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,289 entries on the cover page, a total value of $12,660,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,660,925,000 with VALUE read as thousands by filing date, 13F file number 028-12624. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALLEY NATL BANCORP | 919794107 | COM | 27,644 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,604 | $344,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,548 | $342,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,834 | $341,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,880 | $340,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 4,066 | $340,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,311 | $338,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 7,745 | $337,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,064 | $335,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,102 | $333,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,184 | $331,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,048 | $330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,000 | $330,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,557 | $328,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,665 | $326,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,222 | $326,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 6,720 | $325,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 13,445 | $324,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 8,531 | $321,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 62,350 | $321,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 140,250 | $321,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 13,154 | $319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 12,020 | $318,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,640 | $317,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 190,008 | $314,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,540 | $313,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,641 | $313,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 32,791 | $312,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 5,022 | $312,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 11,700 | $310,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,781 | $309,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,531 | $309,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11,883 | $307,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,858 | $307,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,582 | $306,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,863 | $304,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,131 | $302,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,657 | $301,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 13,727 | $301,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,148 | $300,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 12,579 | $300,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,399 | $299,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,150 | $298,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 15,263 | $298,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,087 | $297,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,464 | $295,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,733 | $294,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,684 | $294,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,175 | $294,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 9,510 | $293,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,315 | $293,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,070 | $292,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,990 | $291,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,398 | $290,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,089 | $290,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 15,197 | $290,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,175 | $289,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,741 | $288,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 18,227 | $287,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 11,069 | $287,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,534 | $286,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,325 | $285,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,928 | $285,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 9,251 | $285,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,841 | $284,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 23,901 | $283,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,332 | $283,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,926 | $280,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,253 | $280,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,954 | $279,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 14,204 | $278,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 980 | $276,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,619 | $276,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,291 | $275,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,189 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,501 | $274,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,459 | $274,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 12,892 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,920 | $272,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,974 | $272,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,125 | $269,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,696 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,932 | $268,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,901 | $267,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 17,000 | $267,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,029 | $266,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,453 | $265,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 6,740 | $265,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 200,649 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,591 | $263,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,700 | $263,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,967 | $262,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,734 | $262,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,716 | $262,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,692 | $262,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,832 | $260,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,323 | $260,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,909 | $260,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,215 | $259,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,757 | $259,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,467 | $259,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,024 | $259,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 624 | $258,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,517 | $258,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,234 | $258,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,967 | $257,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,865 | $255,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,629 | $255,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,774 | $254,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,075 | $253,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 27,677 | $253,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,192 | $252,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,486 | $252,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 8,045 | $252,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,737 | $252,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 12,948 | $249,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,108 | $247,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,325 | $247,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,566 | $247,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 41,735 | $247,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 23,064 | $246,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,213 | $245,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,635 | $244,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 937 | $242,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,536 | $242,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,782 | $242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,897 | $242,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,519 | $241,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 15,630 | $241,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,684 | $240,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 39,438 | $240,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,088 | $240,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,050 | $239,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,027 | $237,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,000 | $237,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,000 | $236,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,270 | $235,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 12,959 | $235,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 675 | $233,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 41,093 | $231,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 12,663 | $230,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,512 | $229,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,332 | $228,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,383 | $228,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,777 | $228,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,515 | $226,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,533 | $226,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 9,098 | $226,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,667 | $225,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,754 | $225,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 6,718 | $223,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,193 | $222,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,885 | $222,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,328 | $221,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,492 | $220,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,822 | $220,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 9,633 | $220,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,311 | $219,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,144 | $218,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,615 | $218,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 15,404 | $218,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,872 | $217,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,400 | $216,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,590 | $216,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,050 | $216,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 7,609 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,459 | $216,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,000 | $213,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,000 | $213,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 18,598 | $212,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,196 | $211,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,938 | $210,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,000 | $210,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,414 | $209,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,815 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,275 | $208,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,958 | $208,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,928 | $208,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,597 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,863 | $206,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,880 | $205,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,308 | $205,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 880 | $204,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,159 | $202,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,629 | $202,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,873 | $201,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,705 | $200,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,489 | $200,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,000 | $196,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 24,400 | $190,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 52,370 | $185,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 19,153 | $174,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,201 | $172,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,626 | $172,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,023,461 | $167,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 41,600 | $167,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,443 | $167,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 22,285 | $166,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 15,122 | $163,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,815 | $162,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,249 | $157,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,919 | $149,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 34,009 | $149,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 13,400 | $148,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 12,187 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,781 | $141,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 192,950 | $141,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,545 | $138,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,323 | $138,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,030 | $131,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,600 | $126,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 13,124 | $122,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 14,000 | $120,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 25,006 | $120,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 115,520 | $119,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,000 | $116,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $112,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,834 | $105,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 24,620 | $100,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,100 | $99,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 58,510 | $98,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,400 | $98,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 30,316 | $98,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,397 | $97,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 13,700 | $97,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 24,249 | $96,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 66,387 | $94,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20,000 | $93,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 24,225 | $91,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,020 | $88,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 158,750 | $87,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,849 | $86,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,100 | $84,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,346 | $84,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 10,544 | $83,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,000 | $82,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 34,500 | $82,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,000 | $81,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 27,908 | $76,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $75,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 41,250 | $74,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,900 | $72,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 28,055 | $68,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,439 | $66,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 52,000 | $66,000 | thousands by filing date | principal |
| BIOSCRIP INC | 09069N108 | COM | 26,000 | $64,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 24,050 | $62,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 53,856 | $62,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,090 | $61,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 40,000 | $60,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,632 | $57,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,500 | $55,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,500 | $52,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,174 | $52,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,405 | $48,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,993 | $47,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 12,571 | $47,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,504 | $46,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,000 | $46,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 20,000 | $44,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $40,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 20,000 | $37,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 26,000 | $34,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 13,500 | $34,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $32,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,000 | $30,000 | thousands by filing date | principal |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 27,000 | $28,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 11,000 | $27,000 | thousands by filing date | principal |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,200 | $26,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,423 | $24,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 30,000 | $23,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 16,600 | $22,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 11,000 | $18,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 11,090 | $17,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 17,000 | $17,000 | thousands by filing date | principal |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 42,500 | $16,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 11,000 | $15,000 | thousands by filing date | principal |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,000 | $14,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 14,000 | $14,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 11,000 | $13,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,000 | $12,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 11,000 | $12,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,000 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 11,000 | $10,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 12,000 | $10,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $9,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 12,950 | $8,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001315 | this filing | 2018-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002034 | base | 2018-08-14 | acceptance time not in the bulk data set |