13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 1,150 holding rows worth $2,555,511,000.
- Accession
- 0001085146-18-001288
- Filer
- CIK 1567755
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,150 entries on the cover page, a total value of $2,555,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,555,511,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,940 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,917 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,088 | $228,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 15,110 | $228,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 4,550 | $228,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 8,650 | $228,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,638 | $227,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 700 | $226,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,019 | $226,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,123 | $226,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,581 | $226,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U878 | HENDERSON SG GBL | 8,365 | $226,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,373 | $225,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,231 | $225,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,148 | $225,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,453 | $224,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 22,317 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,148 | $223,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,543 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 8,900 | $222,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,231 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,083 | $221,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,180 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,274 | $219,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,090 | $218,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 11,955 | $218,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,339 | $218,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,087 | $216,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,822 | $216,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 18,352 | $215,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 6,576 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,966 | $214,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,118 | $214,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,246 | $213,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,049 | $211,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,540 | $211,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,845 | $211,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,885 | $210,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 6,923 | $210,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 10,336 | $210,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 19,902 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,780 | $207,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 66,057 | $206,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,289 | $206,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,953 | $205,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,620 | $205,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,185 | $203,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,507 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,250 | $203,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 22,080 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,237 | $203,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,898 | $202,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,997 | $202,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,439 | $201,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,630 | $199,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,996 | $199,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,466 | $199,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,004 | $198,000 | thousands by filing date | |
| JPMORGAN CHASE FINL CO LLC | 48129G703 | CUSHING MLP 37 | 13,000 | $198,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,867 | $194,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,436 | $194,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,622 | $194,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 64,293 | $194,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,487 | $194,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 78,849 | $193,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,921 | $192,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,900 | $192,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,484 | $189,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,061 | $187,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,799 | $187,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30,352 | $186,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 21,433 | $186,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 17,470 | $184,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 84,004 | $184,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 15,650 | $184,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,605 | $183,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,011 | $181,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,700 | $181,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,039 | $181,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,628 | $180,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 12,305 | $172,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,291 | $171,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,819 | $163,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 59,500 | $162,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,518 | $161,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,682 | $156,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 10,881 | $154,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,679 | $152,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,696 | $149,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,706 | $147,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,100 | $143,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,670 | $139,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 13,925 | $131,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,150 | $131,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,676 | $125,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,123 | $119,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 17,600 | $115,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 23,922 | $115,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 18,220 | $111,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,300 | $109,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,596 | $107,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,557 | $106,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,018 | $106,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 26,300 | $106,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,732 | $105,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,717 | $103,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 21,625 | $101,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,000 | $99,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,340 | $96,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 18,739 | $96,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 16,950 | $89,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,630 | $88,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,750 | $87,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 38,086 | $87,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,622 | $84,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 45,250 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,037 | $81,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,530 | $77,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,116 | $71,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,325 | $65,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,073 | $63,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 15,000 | $63,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 10,150 | $62,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,671 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,007 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,074 | $48,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 38,250 | $43,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,035 | $41,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 12,479 | $41,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,023 | $37,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 30,000 | $37,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $35,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,850 | $34,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,363 | $33,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 17,039 | $29,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,779 | $29,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,000 | $28,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 31,556 | $27,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 10,000 | $23,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 19,524 | $21,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 12,175 | $16,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 58,188 | $14,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,822 | $13,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 17,516 | $13,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 12,000 | $12,000 | thousands by filing date | principal |
| CORMEDIX INC | 21900C100 | COM | 59,000 | $11,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 34,617 | $7,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,200 | $3,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,033 | $3,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001288 | this filing | 2018-05-09 | acceptance time not in the bulk data set |