13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-03, with 1,249 holding rows worth $16,037,881,000.
- Accession
- 0001085146-18-001218
- Filer
- CIK 61227
- Filed
- 2018-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,313 entries on the cover page, a total value of $16,037,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,037,881,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUANTA SVCS INC | 74762E102 | COM | 26,045 | $895,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 18,200 | $894,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 32,300 | $888,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 69,013 | $883,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 108,478 | $880,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 44,863 | $879,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,193 | $879,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 56,269 | $868,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1,493,209 | $867,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 665,000 | $849,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 34,479 | $848,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 825,000 | $848,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 14,371 | $841,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 52,100 | $836,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 33,400 | $835,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 30,056 | $834,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,733 | $831,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 412,900 | $830,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 165,400 | $827,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 647,000 | $822,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,397 | $820,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 33,530 | $819,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,400 | $813,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 26,798 | $813,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 720,000 | $812,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 49,300 | $811,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 51,500 | $805,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 679,000 | $803,000 | thousands by filing date | principal |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 60,100 | $801,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 15,698 | $800,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 10,800 | $800,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 755,000 | $797,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,900 | $786,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 20,365 | $783,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 20,900 | $779,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 11,689 | $778,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 425,000 | $777,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,407 | $776,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 135,700 | $773,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 23,153 | $770,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 660,000 | $768,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 975,000 | $762,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 95,100 | $761,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 57,858 | $761,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 765,000 | $761,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 31,900 | $757,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 97,291 | $754,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 176,400 | $753,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 20,706 | $749,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 26,981 | $749,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 28,000 | $747,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 18,252 | $746,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,300 | $743,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 790,000 | $743,000 | thousands by filing date | principal |
| ANAPTYSBIO INC | 032724106 | COM | 7,100 | $739,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 42,850 | $737,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 64,600 | $730,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 15,100 | $729,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 24,602 | $727,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 97,618 | $716,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,993 | $714,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 35,600 | $708,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 34,690 | $707,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 910,000 | $704,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 16,910 | $683,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 645,000 | $674,000 | thousands by filing date | principal |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 48,430 | $671,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 16,942 | $669,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,900 | $664,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 20,214 | $660,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 4,926 | $656,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 14,300 | $656,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 28,908 | $651,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 360,000 | $649,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 219,296 | $645,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,700 | $640,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 25,500 | $637,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 16,300 | $633,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,393 | $631,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 16,083 | $629,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 30,400 | $629,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 32,063 | $627,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 28,078 | $621,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 34,075 | $618,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 42,000 | $614,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 50,700 | $606,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 16,805 | $604,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 8,613 | $601,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 20,021 | $600,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 505,000 | $598,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,100 | $597,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 44,271 | $581,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 550,000 | $581,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 44,800 | $569,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 550,000 | $567,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 21,940 | $562,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 38,008 | $553,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 63,600 | $553,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 13,902 | $550,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,097 | $549,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 475,000 | $545,000 | thousands by filing date | principal |
| DEPOMED INC | 249908104 | COM | 82,500 | $544,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 482,000 | $544,000 | thousands by filing date | principal |
| FONAR CORP | 344437405 | COM NEW | 18,200 | $542,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 592,000 | $540,000 | thousands by filing date | principal |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 61,000 | $537,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,843 | $532,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 30,300 | $529,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 99,300 | $522,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 20,638 | $519,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 31,162 | $509,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 166,695 | $500,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,250 | $496,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 5,965 | $496,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 11,581 | $494,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 5,150 | $494,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 47,246 | $493,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 18,156 | $487,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 20,570 | $486,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 418,000 | $486,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,400 | $485,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 111,700 | $485,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 500,000 | $476,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 16,000 | $474,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 10,300 | $473,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 24,500 | $466,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 127,900 | $466,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 36,220 | $460,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 415,000 | $459,000 | thousands by filing date | principal |
| CENTURY CASINOS INC | 156492100 | COM | 61,272 | $457,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 33,700 | $457,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 31,400 | $446,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 31,029 | $445,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 30,200 | $445,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 500,000 | $442,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 450,000 | $442,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 452,000 | $439,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 15,699 | $437,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 6,800 | $436,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 17,290 | $435,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,400 | $426,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 10,000 | $422,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 60,332 | $421,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 13,337 | $417,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 465,000 | $414,000 | thousands by filing date | principal |
| RIGNET INC | 766582100 | COM | 29,971 | $408,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 9,200 | $404,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,100 | $398,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 39,400 | $398,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,815 | $397,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 17,700 | $397,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 19,400 | $395,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 13,200 | $394,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,969 | $392,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,974 | $391,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 5,850 | $386,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 12,877 | $386,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 42,450 | $382,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,717 | $377,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 171,400 | $367,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 14,000 | $363,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,600 | $359,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 17,300 | $359,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 91,597 | $359,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 21,272 | $356,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,878 | $350,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 12,400 | $348,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,000 | $347,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,200 | $347,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,025 | $338,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 29,400 | $337,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,371 | $336,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 37,950 | $335,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 160,300 | $335,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 21,600 | $333,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,500 | $327,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 27,600 | $322,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18,427 | $317,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 13,300 | $315,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 13,393 | $311,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 42,800 | $303,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,428 | $300,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 160,959 | $295,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 71,800 | $294,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,952 | $289,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,087 | $282,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 27,000 | $280,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,180 | $277,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,000 | $277,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,000 | $276,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 14,604 | $275,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 95,400 | $271,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 8,600 | $264,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 295,000 | $260,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,300 | $260,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 10,500 | $258,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 39,100 | $258,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 14,400 | $257,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 57,000 | $252,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,400 | $247,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 250,000 | $243,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 9,031 | $241,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,100 | $234,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 4,500 | $232,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,683 | $223,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 26,900 | $221,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 15,900 | $217,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,000 | $215,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,417 | $214,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,000 | $213,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 96,900 | $213,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 13,500 | $211,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 10,700 | $211,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,448 | $210,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,500 | $207,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 6,700 | $204,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,900 | $202,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 29,200 | $201,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,400 | $200,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 7,400 | $200,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 22,500 | $197,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 22,800 | $197,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 11,000 | $192,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,500 | $191,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 81,100 | $174,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 21,000 | $173,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 35,100 | $171,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 11,800 | $170,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 127,000 | $165,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 10,200 | $164,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 16,800 | $163,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 32,800 | $151,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 28,100 | $143,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 23,400 | $142,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 12,200 | $142,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 96,600 | $139,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 20,100 | $138,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 141,701 | $129,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,000 | $128,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 18,300 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,000 | $121,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,000 | $117,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,400 | $97,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 26,200 | $93,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 25,900 | $87,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 10,700 | $67,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 19,500 | $66,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 13,500 | $49,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,400 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001218 | this filing | 2018-05-03 | acceptance time not in the bulk data set |