13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-01, with 1,324 holding rows worth $3,892,801,000.
- Accession
- 0001085146-18-001195
- Filer
- CIK 822581
- Filed
- 2018-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,324 entries on the cover page, a total value of $3,892,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,892,801,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 13,800 | $338,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 69,129 | $337,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,335 | $335,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 25,541 | $335,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $334,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,626 | $333,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,548 | $332,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 20,956 | $332,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 41,834 | $331,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 9,573 | $331,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 24,734 | $330,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,950 | $329,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 25,227 | $326,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 51,967 | $324,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,045 | $323,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 27,600 | $323,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 29,402 | $323,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,642 | $322,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,000 | $322,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 28,252 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,174 | $321,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,967 | $321,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 11,500 | $320,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 26,100 | $320,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,440 | $319,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,978 | $319,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 19,950 | $318,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 23,900 | $318,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,525 | $317,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 3,304 | $317,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 20,759 | $317,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,000 | $316,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,036 | $316,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,444 | $315,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,203 | $315,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 174,000 | $315,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,484 | $312,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,328 | $311,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 995 | $310,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 15,269 | $310,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,297 | $308,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,600 | $308,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $308,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,358 | $308,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,200 | $307,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 13,298 | $306,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,750 | $306,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 22,850 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,195 | $304,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,542 | $304,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,598 | $302,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,176 | $301,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $301,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,500 | $301,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,000 | $301,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 2,544 | $301,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,000 | $300,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 8,450 | $300,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,923 | $299,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,561 | $299,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,640 | $298,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,352 | $298,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,890 | $298,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,900 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,850 | $297,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,630 | $295,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,655 | $295,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,000 | $294,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11,625 | $294,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,531 | $294,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 52,474 | $294,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,536 | $293,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 16,808 | $293,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 12,814 | $293,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,144 | $292,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 13,310 | $292,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 21,153 | $291,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 7,530 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,673 | $287,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,511 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,236 | $286,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,676 | $286,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 16,683 | $286,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,756 | $285,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,749 | $284,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,755 | $284,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,457 | $284,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,547 | $284,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 27,500 | $283,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,083 | $283,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,532 | $283,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,000 | $282,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 6,187 | $282,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,364 | $281,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 12,000 | $281,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 11,873 | $278,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,605 | $278,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,106 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,607 | $277,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 78,135 | $277,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,800 | $276,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,000 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,539 | $275,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,400 | $275,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,010 | $274,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,310 | $270,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 33,173 | $269,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,478 | $268,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,912 | $267,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 28,500 | $267,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,700 | $266,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 11,595 | $265,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,636 | $264,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 64,238 | $263,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,900 | $262,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 14,116 | $262,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,163 | $258,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,358 | $257,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,002 | $257,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 42,266 | $257,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 27,700 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,122 | $256,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 16,249 | $256,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 22,578 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,868 | $253,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,150 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,264 | $253,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 92,349 | $253,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 50,850 | $252,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,000 | $251,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,647 | $250,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 304 | $250,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,840 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,640 | $249,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 52,672 | $249,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,786 | $248,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,801 | $246,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,949 | $246,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,379 | $245,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,177 | $244,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,758 | $243,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,488 | $243,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,458 | $242,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,948 | $241,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 93,644 | $241,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 16,631 | $241,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 8,900 | $239,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,380 | $239,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 27,760 | $239,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,000 | $238,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,500 | $238,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,469 | $237,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,247 | $237,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,000 | $237,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,651 | $237,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,796 | $236,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,081 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,616 | $233,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,750 | $233,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $232,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,477 | $232,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,021 | $232,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,779 | $230,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 37,620 | $230,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,304 | $230,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,682 | $228,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,314 | $226,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,614 | $225,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,075 | $224,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,232 | $224,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,833 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,675 | $223,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,474 | $223,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,912 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,236 | $222,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,850 | $220,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,920 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,966 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,510 | $218,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,968 | $216,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,802 | $216,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 76,426 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,391 | $216,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,700 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,961 | $216,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 4,446 | $215,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,793 | $215,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,696 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,558 | $213,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,980 | $213,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,298 | $213,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 53,293 | $213,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,022 | $212,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,696 | $212,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,350 | $212,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,576 | $211,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,925 | $211,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,253 | $211,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,667 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,327 | $208,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,892 | $208,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 6,102 | $208,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 40,358 | $207,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,629 | $206,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,230 | $206,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,189 | $205,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,592 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 7,000 | $205,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 4,493 | $205,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,240 | $204,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 26,422 | $204,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 9,970 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 4,111 | $204,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,210 | $202,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,000 | $202,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,815 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,650 | $202,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,687 | $201,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 5,819 | $201,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,263 | $200,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,142 | $200,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 17,000 | $198,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 71,944 | $198,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $196,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,133 | $195,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 23,633 | $194,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,118 | $191,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 10,534 | $191,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,361 | $190,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,239 | $190,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,162 | $187,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 57,400 | $185,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 26,963 | $183,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $181,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 27,438 | $180,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,216 | $178,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,150 | $178,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,962 | $177,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,450 | $175,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 24,190 | $174,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,504 | $172,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 32,800 | $171,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,000 | $169,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,300 | $168,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,599 | $166,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,266 | $166,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 13,250 | $166,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,555 | $164,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,477 | $164,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,500 | $160,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,337 | $159,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,150 | $158,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,000 | $158,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 78,500 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,667 | $154,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 65,270 | $152,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,985 | $150,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,600 | $150,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 17,133 | $146,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,053 | $145,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 28,800 | $145,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,447 | $144,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,118 | $143,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 32,110 | $137,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 22,430 | $135,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 80,200 | $134,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,464 | $134,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,861 | $133,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 16,798 | $131,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,300 | $130,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 16,500 | $128,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,345 | $127,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,702 | $125,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,086 | $125,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 11,242 | $125,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,964 | $123,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 16,635 | $122,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,410 | $121,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,340 | $120,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,500 | $120,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,000 | $119,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 13,436 | $119,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,100 | $117,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,350 | $114,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,421 | $112,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,062 | $111,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,200 | $100,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $88,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,448 | $88,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,146 | $81,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,610 | $81,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 10,300 | $78,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 23,000 | $78,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,839 | $75,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,000 | $75,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,000 | $73,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,685 | $71,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,968 | $70,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,091 | $69,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,400 | $61,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 10,972 | $61,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 57,447 | $61,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,814 | $60,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 38,400 | $59,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,400 | $58,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,500 | $57,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,600 | $56,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,600 | $56,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,000 | $51,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,200 | $48,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $45,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,000 | $43,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,512 | $40,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,300 | $40,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 31,843 | $36,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 37,816 | $31,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,527 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $18,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,204 | $10,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 31,000 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,000 | $6,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 35,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001195 | this filing | 2018-05-01 | acceptance time not in the bulk data set |