13F-HR filed by SMH CAPITAL ADVISORS INC
SMH CAPITAL ADVISORS INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-26, with 31 holding rows worth $64,796,000.
- Accession
- 0001085146-18-001156
- Filer
- CIK 1180391
- Filed
- 2018-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 31 entries on the cover page, a total value of $64,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,796,000 with VALUE read as thousands by filing date, 13F file number 028-10258. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 13,538,000 | $13,781,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,838,000 | $9,989,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 7,973,000 | $8,383,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 6,408,000 | $6,393,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 3,954,000 | $4,217,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,438,000 | $4,133,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,802,000 | $3,074,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 61,694 | $1,253,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 147,852 | $968,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 229,648 | $967,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 358,446 | $957,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 22,383 | $951,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,791 | $943,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 28,894 | $856,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 20,675 | $819,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24,720 | $790,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 37,511 | $761,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 143,849 | $751,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,550 | $698,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,428 | $631,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,301 | $606,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,490 | $592,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 36,748 | $583,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 19,435 | $319,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 80,722 | $237,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 20,784 | $220,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,214 | $218,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,986 | $214,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 15,348 | $213,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,990 | $142,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,103 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001156 | this filing | 2018-04-26 | acceptance time not in the bulk data set |