13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-10, with 92 holding rows worth $193,900,000.
- Accession
- 0001085146-18-001038
- Filer
- CIK 1631353
- Filed
- 2018-04-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 92 entries on the cover page, a total value of $193,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,900,000 with VALUE read as thousands by filing date, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 52,170 | $17,828,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 223,209 | $15,553,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 97,996 | $13,336,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 445,524 | $10,305,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 188,542 | $9,103,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 57,791 | $8,774,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 229,619 | $8,624,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 100,441 | $7,878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 286,921 | $7,853,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 137,533 | $6,364,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 70,539 | $5,819,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 34,445 | $5,059,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 24,912 | $4,747,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,023 | $4,216,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 57,449 | $3,758,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 31,825 | $3,736,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,682 | $3,419,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 36,267 | $3,106,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 33,066 | $3,085,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,663 | $2,460,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 46,389 | $2,363,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 14,864 | $2,329,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,717 | $2,177,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,840 | $1,896,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,126 | $1,884,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18,024 | $1,871,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 16,000 | $1,816,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 15,073 | $1,616,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,210 | $1,562,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8,924 | $1,521,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,274 | $1,501,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,134 | $1,463,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20,902 | $1,363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 48,715 | $1,335,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,540 | $1,234,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 39,154 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,487 | $1,034,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 21,302 | $1,019,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 18,932 | $908,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,849 | $808,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,357 | $763,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,854 | $736,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,376 | $721,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,291 | $701,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,736 | $670,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 23,689 | $668,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,340 | $609,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,021 | $524,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,110 | $508,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 345 | $499,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,001 | $479,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,980 | $472,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,026 | $443,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 8,875 | $436,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,013 | $428,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,786 | $411,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 23,413 | $379,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,898 | $369,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,900 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,116 | $334,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,000 | $326,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,167 | $318,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,626 | $317,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,993 | $316,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,743 | $313,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,767 | $311,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,718 | $306,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,818 | $302,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,442 | $288,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,883 | $260,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,205 | $256,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,194 | $256,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 244 | $253,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,847 | $252,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,400 | $242,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 3,783 | $241,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 16,100 | $240,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 980 | $237,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,325 | $232,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,514 | $232,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,398 | $226,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,997 | $214,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,015 | $210,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,334 | $202,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,837 | $201,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,800 | $150,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,693 | $150,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,900 | $150,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,800 | $150,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 15,300 | $150,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 15,400 | $149,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001038 | this filing | 2018-04-10 | acceptance time not in the bulk data set |