13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 2,455 holding rows worth $21,326,534,000.
- Accession
- 0001085146-18-000805
- Filer
- CIK 1084580
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,455 entries on the cover page, a total value of $21,326,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,326,534,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPRESS INC | 30219E103 | COMMON STOCK | 30,368 | $308,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 34,345 | $308,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,357 | $306,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 275,000 | $306,000 | thousands by filing date | principal |
| ACTUA CORPORATION | 005094107 | COM | 19,643 | $306,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,900 | $305,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 88,958 | $305,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 154,100 | $304,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 82,000 | $303,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 8,145 | $303,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,389 | $302,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 5,208 | $302,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 8,779 | $301,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,630 | $301,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 27,000 | $300,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,790 | $299,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,705 | $298,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 39,311 | $298,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,723 | $298,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 16,114 | $298,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,800 | $297,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 5,800 | $297,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 16,418 | $296,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,900 | $295,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 13,420 | $295,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,005 | $295,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,300 | $293,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 9,661 | $293,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,343 | $293,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,000 | $292,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,802 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,548 | $292,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,639 | $292,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,268 | $292,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,500 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,510 | $289,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,420 | $287,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 907 | $285,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,835 | $285,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,600 | $284,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,892 | $283,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,341 | $283,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 37,400 | $283,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 12,225 | $283,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 8,800 | $283,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,131 | $282,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 7,865 | $282,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 17,500 | $282,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 12,666 | $281,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 17,750 | $279,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,682 | $277,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 16,033 | $277,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 14,057 | $276,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 14,900 | $276,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 28,596 | $276,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,037 | $275,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 262 | $274,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 6,800 | $274,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 19,511 | $273,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 25,600 | $272,000 | thousands by filing date | put |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 8,000 | $271,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,915 | $270,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,782 | $270,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 209,200 | $270,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 209,200 | $270,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 4,927 | $270,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 16,051 | $268,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,116 | $266,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,000 | $266,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,100 | $265,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,787 | $264,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 21,572 | $264,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 27,100 | $264,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,412 | $263,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,323 | $263,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 49,600 | $263,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,500 | $263,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,456 | $262,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 4,452 | $262,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,500 | $261,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 5,585 | $261,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,937 | $261,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,320 | $261,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 10,000 | $261,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,818 | $260,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 6,400 | $260,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,300 | $260,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 200,000 | $258,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,467 | $257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,500 | $256,000 | thousands by filing date | call |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 250,000 | $256,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 5,119 | $255,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,651 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $254,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 7,991 | $254,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 18,595 | $253,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 21,523 | $253,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $252,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 14,811 | $250,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 46,301 | $250,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,000 | $249,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 418 | $249,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,507 | $249,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,058 | $249,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 14,881 | $248,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 10,557 | $247,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 69,700 | $247,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 24,288 | $247,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 600 | $246,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 600 | $246,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 8,586 | $246,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,500 | $245,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,865 | $245,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,711 | $245,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,600 | $244,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 13,390 | $244,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 18,449 | $244,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,018 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,200 | $242,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,900 | $242,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,547 | $241,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,711 | $240,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 13,001 | $240,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,523 | $239,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,906 | $239,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 24,000 | $239,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 9,142 | $238,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,503 | $238,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 9,671 | $238,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,603 | $237,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 13,205 | $237,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,186 | $236,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,400 | $235,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 23,716 | $235,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,153 | $234,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,550 | $233,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,833 | $233,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,101 | $233,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,054 | $232,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,182 | $232,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,600 | $231,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,300 | $231,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,373 | $230,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,930 | $230,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,490 | $229,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 26,700 | $229,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7,655 | $229,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,398 | $229,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 7,483 | $228,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 7,534 | $228,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,600 | $228,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 11,053 | $225,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,723 | $225,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,870 | $224,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 2,406 | $224,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 60,000 | $224,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,125 | $223,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,603 | $223,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,408 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,608 | $223,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,437 | $223,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 7,618 | $222,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,926 | $222,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,000 | $221,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 7,661 | $220,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,946 | $220,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 914 | $220,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,089 | $220,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,602 | $219,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 29,049 | $219,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,035 | $219,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,539 | $219,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,866 | $218,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,936 | $218,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,800 | $218,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,605 | $217,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 15,948 | $217,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,513 | $216,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,800 | $214,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,249 | $213,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,641 | $213,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,584 | $213,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 9,203 | $213,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 18,400 | $213,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,624 | $212,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,800 | $212,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 36,000 | $212,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 3,000 | $212,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,008 | $212,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,866 | $212,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,218 | $212,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,700 | $211,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 5,295 | $211,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,503 | $211,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,300 | $210,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,844 | $210,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,303 | $210,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,670 | $209,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,806 | $209,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,550 | $209,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,500 | $209,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 9,598 | $208,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 21,100 | $207,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,811 | $206,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,845 | $206,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 800 | $206,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,800 | $206,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,758 | $206,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 5,444 | $205,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,445 | $205,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 8,706 | $204,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 8,800 | $204,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,863 | $204,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 8,290 | $204,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,296 | $203,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,445 | $201,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,238 | $201,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 16,000 | $201,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 3,921 | $200,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 3,333 | $200,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,269 | $200,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,613 | $200,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,937 | $200,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 14,118 | $199,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,159 | $197,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 15,051 | $197,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,000 | $196,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 3,114 | $195,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,188 | $195,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,900 | $195,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 7,000 | $195,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 114,000 | $195,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,549 | $194,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,419 | $194,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,000 | $193,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 20,000 | $193,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 207,000 | $193,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 57,750 | $191,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 143,000 | $187,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 4,827 | $185,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 14,242 | $185,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,180 | $185,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 13,300 | $185,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,475 | $185,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 18,436 | $184,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,720 | $183,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 8,600 | $181,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 18,344 | $180,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 583 | $179,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 17,855 | $179,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 285,000 | $178,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 142,000 | $178,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,110 | $176,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 17,198 | $175,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 30,000 | $175,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 114,000 | $175,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,200 | $174,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 1,300 | $174,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 15,600 | $174,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 150,000 | $174,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 1,137 | $172,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,497 | $171,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 20,000 | $169,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 29,980 | $167,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,500 | $166,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,350 | $165,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,300 | $164,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 17,581 | $163,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 5,000 | $162,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 168,000 | $162,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 1,200 | $161,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 160,000 | $161,000 | thousands by filing date | principal |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,128 | $160,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 16,915 | $160,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 18,090 | $159,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,972 | $158,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5,572 | $156,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,634 | $153,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,394 | $152,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 3,500 | $150,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 3,500 | $150,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 6,000 | $149,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 10,950 | $149,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 31,300 | $149,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 13,899 | $146,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,600 | $145,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 9,000 | $144,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,800 | $142,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,583 | $142,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,032 | $141,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 20,900 | $141,000 | thousands by filing date | call |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 102,000 | $141,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 835 | $139,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,451 | $139,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 9,870 | $132,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 14,440 | $130,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 110,301 | $128,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,713 | $126,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 7,400 | $125,000 | thousands by filing date | call |
| ESSENDANT INC | 296689102 | COM | 13,409 | $124,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 800 | $122,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 700 | $122,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 600 | $122,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 9,535 | $121,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,828 | $118,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 5,800 | $116,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,100 | $116,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 36,785 | $115,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 49,000 | $114,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 11,299 | $114,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 12,300 | $114,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 18,671 | $114,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,253 | $114,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,613 | $113,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 712 | $112,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,900 | $112,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,000 | $111,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 48,618 | $111,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 100,000 | $109,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 25,047 | $108,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,900 | $108,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 13,394 | $106,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 20,600 | $106,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 21,797 | $104,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,400 | $103,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 89,000 | $103,000 | thousands by filing date | principal |
| FRED S INC CLASS A | 356108100 | COM | 25,400 | $103,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500 | $102,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 5,000 | $101,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 642 | $100,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,325 | $100,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 60,440 | $97,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,500 | $96,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 39,280 | $94,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,184 | $92,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 93,000 | $91,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,717 | $90,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 10,000 | $90,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,190 | $87,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,154 | $86,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,000 | $85,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 6,901 | $84,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,178 | $82,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 600 | $81,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 20,000 | $81,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 53,000 | $80,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,100 | $78,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 70,000 | $76,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 50,000 | $76,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 76,000 | $74,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,719 | $71,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,471 | $71,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 2,100 | $70,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,000 | $68,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,800 | $67,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 67,000 | $67,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 14,750 | $65,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 97,318 | $64,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 17,000 | $64,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 300 | $63,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 300 | $63,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 645 | $63,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 50,000 | $62,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,500 | $61,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 800 | $59,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 3,440 | $58,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 14,082 | $57,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,100 | $57,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,511 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 25,000 | $55,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,147 | $53,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,100 | $52,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,556 | $52,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,500 | $52,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 37,000 | $52,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,039 | $52,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,200 | $51,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 700 | $50,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 217,799 | $50,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 500 | $49,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 631 | $49,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 479 | $48,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,500 | $47,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 24,000 | $47,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 900 | $46,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 10,300 | $46,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,683 | $45,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,300 | $45,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 850 | $44,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 500 | $44,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,465 | $43,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,005 | $42,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,700 | $39,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 536 | $39,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,123 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 500 | $38,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 37,000 | $37,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,600 | $36,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 27,100 | $36,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 23,200 | $35,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 490 | $34,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 500 | $34,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 12,378 | $34,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 39,000 | $34,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $32,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 12,800 | $32,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 716 | $32,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,000 | $31,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 1,887 | $29,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 28,000 | $29,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 1,003 | $28,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,648 | $28,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 32,000 | $26,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 81 | $25,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,000 | $25,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 17,300 | $25,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 28,000 | $25,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $24,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 154 | $23,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 215 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,500 | $23,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300 | $22,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,300 | $20,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 2,200 | $20,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 600 | $19,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 6,230 | $19,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 200 | $18,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 18,000 | $18,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 12,000 | $17,000 | thousands by filing date | principal |
| EQUINIX INC COM | 29444U700 | REIT | 34 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 27,600 | $15,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 13,000 | $15,000 | thousands by filing date | principal |
| XCELENERGY INC | 98389B100 | COM | 300 | $14,000 | thousands by filing date | call |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 12,960 | $13,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 11,000 | $11,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 400 | $10,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $10,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 1,600 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 40,700 | $9,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 210 | $8,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $4,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 96 | $3,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 19 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 411 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 133 | $2,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 18 | $1,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 13 | $1,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 18 | $1,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 8 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 200 | $1,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 227,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HURON CONSULTING GROUP INC | 447462102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IHS MARKIT LTD | G47567105 | SHS | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000805 | this filing | 2018-02-14 | acceptance time not in the bulk data set |