13F-HR/A filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-02-14, with 108 holding rows worth $90,402,000.
- Accession
- 0001085146-18-000697
- Filer
- CIK 1696778
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 111 entries on the cover page, a total value of $90,402,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,402,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerPCJ Investment Counsel Ltd.028-12690
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,944,000 | $6,657,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 78,195 | $5,553,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,299,000 | $5,333,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 32,160 | $3,384,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 52,868 | $3,144,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 835,000 | $2,803,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,009 | $2,745,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33,000 | $2,617,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 82,000 | $2,494,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 1,075,000 | $2,344,000 | thousands by filing date | principal |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 1,878,000 | $2,292,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,614,000 | $2,026,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 155,719 | $1,970,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 190,100 | $1,930,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,185,000 | $1,868,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 991,000 | $1,859,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 47,900 | $1,813,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,585 | $1,659,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 15,774 | $1,557,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,076,000 | $1,288,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,102,000 | $1,275,000 | thousands by filing date | principal |
| SILICOM LTD | M84116108 | ORD | 17,386 | $1,219,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,116 | $1,167,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 14,760 | $1,155,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 182,030 | $1,152,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,900 | $1,143,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,075,000 | $1,137,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 691,000 | $1,099,000 | thousands by filing date | principal |
| HIVE | 007786106 | Stock | 181,836 | $1,060,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 77,067 | $963,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 29,600 | $956,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 133,745 | $934,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,620 | $904,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 36,856 | $867,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,151 | $848,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,955 | $833,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 12,999 | $823,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 37,800 | $718,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,643 | $654,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,352 | $624,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 51,914 | $620,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 9,750 | $617,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 67,982 | $611,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 48,723 | $597,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,827 | $571,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 194,700 | $537,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,800 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,000 | $503,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,870 | $495,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 40,298 | $492,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 21,251 | $479,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 12,700 | $437,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,557 | $436,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,356 | $431,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 8,561 | $424,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,777 | $416,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,747 | $411,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 332,800 | $330,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,679 | $323,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,084 | $316,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 38,854 | $309,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,320 | $306,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 53,760 | $299,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 80,400 | $297,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,300 | $288,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 101,700 | $280,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,600 | $278,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 133,900 | $265,000 | thousands by filing date | put |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,478 | $247,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 198,800 | $243,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,191 | $226,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,800 | $225,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,527 | $220,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,901 | $212,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 83,800 | $211,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 6,487 | $203,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 730 | $201,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 109,100 | $164,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 114,600 | $163,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 158,500 | $155,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,995 | $146,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,800 | $111,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 45,300 | $105,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 46,100 | $97,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,375 | $87,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 17,717 | $76,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 29,100 | $69,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 286,500 | $55,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 10,500 | $55,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 28,200 | $52,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 62,600 | $49,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 19,500 | $45,000 | thousands by filing date | put |
| ISRAMCO INC | 465141406 | COM | 104,579 | $45,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,838 | $44,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,900 | $35,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 21,030 | $30,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,800 | $11,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 26,000 | $10,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 433 | $10,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 36,500 | $10,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 16,400 | $8,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 182 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,200 | $4,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,800 | $2,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 29,100 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 43,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000290 | superseded | 2018-02-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-000697 | this filing | 2018-02-14 | acceptance time not in the bulk data set |