13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 567 holding rows worth $754,949,000.
- Accession
- 0001085146-18-000679
- Filer
- CIK 1607239
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 567 entries on the cover page, a total value of $754,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $754,949,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,954 | $216,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,387 | $215,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,880 | $214,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,350 | $212,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,000 | $212,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,280 | $211,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,600 | $211,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,663 | $210,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,781 | $209,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,492 | $208,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,023 | $208,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,088 | $208,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,390 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,115 | $206,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,795 | $206,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,697 | $205,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,420 | $204,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,218 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,873 | $204,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,904 | $202,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,872 | $202,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 12,465 | $202,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,700 | $201,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,904 | $201,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,431 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,144 | $200,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 6,000 | $200,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,250 | $196,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 13,918 | $196,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,605 | $195,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,388 | $190,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,698 | $183,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 22,800 | $179,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 30,800 | $172,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,861 | $171,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $171,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,500 | $163,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 18,000 | $159,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 23,272 | $155,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 20,750 | $142,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,460 | $139,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,500 | $126,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,795 | $125,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,850 | $117,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 46,150 | $99,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 10,000 | $96,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 22,250 | $92,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,354 | $90,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 24,663 | $82,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,400 | $78,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,745 | $75,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,185 | $69,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 57,000 | $69,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 42,000 | $67,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 47,500 | $49,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,800 | $45,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 21,700 | $43,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 14,500 | $43,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,000 | $43,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 16,000 | $43,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,000 | $39,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 85,000 | $27,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 11,500 | $25,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 20,000 | $22,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $6,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,000 | $5,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 2,500 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000679 | this filing | 2018-02-13 | acceptance time not in the bulk data set |