13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 1,564 holding rows worth $3,672,990,000.
- Accession
- 0001085146-18-000590
- Filer
- CIK 1438284
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,564 entries on the cover page, a total value of $3,672,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,672,990,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,287 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 23,480 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 23,814 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 21,700 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,712 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 125,000 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,910 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J101 | COM | 82,838 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 27,169 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,219 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,994 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULING GLOBAL INC | G3729B102 | SHS | 21,299 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 26,462 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 329,900 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 43,562 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 60,100 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 40,249 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IZEA INC | 46603N301 | COM | 18,516 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 199,800 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 30,348 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 27,264 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 19,192 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 15,140 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 25,168 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 17,937 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L107 | ADS | 12,710 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 124,724 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 24,065 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 31,827 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 103,600 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 28,575 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 23,200 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 28,795 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,804 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,649 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 52,070 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 34,817 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 51,552 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 12,822 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 12,759 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,526 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 14,669 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 58,234 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 27,838 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,539 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 51,979 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 31,400 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 105,000 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 11,544 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULMATRIX INC | 74584P103 | COM | 25,647 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 16,336 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,983 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 20,133 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,486 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 13,942 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 19,737 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 12,321 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 14,323 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 19,641 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 22,713 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 19,404 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 75,000 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 14,951 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22,990 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000590 | this filing | 2018-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-001549 | added | 2018-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002173 | added | 2018-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002798 | added | 2018-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-000996 | added | 2019-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001730 | added | 2019-05-16 | acceptance time not in the bulk data set |