13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 259 holding rows worth $750,276,000.
- Accession
- 0001085146-18-000562
- Filer
- CIK 1569356
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 259 entries on the cover page, a total value of $750,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $750,276,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 148,567 | $156,500,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 96,500,000 | $107,598,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 539,000 | $47,033,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 138,770 | $37,032,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 25,000,000 | $33,766,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 858,700 | $29,187,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 26,500,000 | $27,991,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,663,000 | $27,245,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 18,000,000 | $21,263,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 20,000,000 | $20,475,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 156,806 | $15,729,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,296,775 | $12,779,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 86,800 | $10,077,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 298,404 | $9,618,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 739,163 | $9,269,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 8,000,000 | $8,970,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 198,913 | $8,623,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 216,000 | $7,932,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 196,165 | $6,238,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 64,534 | $5,903,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 29,000 | $5,612,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 425,417 | $5,607,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 395,826 | $5,544,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 47,123 | $5,518,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 290,000 | $5,365,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 883,191 | $4,928,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 157,900 | $4,352,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 670,345 | $3,959,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 98,527 | $3,907,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 113,900 | $3,365,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 357,041 | $3,086,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 159,000 | $3,018,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 26,400 | $2,653,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 43,250 | $2,632,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 479,200 | $2,497,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 48,000 | $2,434,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 81,000 | $2,355,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 30,119 | $2,342,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 298,314 | $2,189,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 153,318 | $2,177,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 18,096 | $2,164,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 500 | $2,145,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 44,713 | $2,069,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 114,100 | $1,991,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 55,000 | $1,780,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,567 | $1,764,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 28,712 | $1,759,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 128,500 | $1,737,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,000 | $1,669,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 83,100 | $1,663,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 54,400 | $1,629,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 49,543 | $1,586,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,098 | $1,582,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 33,300 | $1,569,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 288,400 | $1,407,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 64,000 | $1,359,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 27,970 | $1,212,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 49,458 | $1,211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 500 | $1,158,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 43,937 | $1,152,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,345 | $1,145,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 46,700 | $1,043,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 41,600 | $1,014,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 56,400 | $990,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,334 | $933,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,009 | $912,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 65,940 | $857,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $838,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 14,000 | $799,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,000 | $797,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,700 | $792,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 22,733 | $779,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 18,472 | $775,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,150 | $748,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 325 | $744,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 7,643 | $718,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 31,575 | $712,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 20,634 | $676,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,100 | $672,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 7,764 | $670,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 57,600 | $669,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 69,700 | $654,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,400 | $633,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,433 | $604,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,613 | $573,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,200 | $558,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,922 | $538,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,373 | $528,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,498 | $520,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,721 | $497,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,875 | $494,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 22,627 | $474,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 4,517 | $472,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 450 | $468,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,343 | $466,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 19,400 | $454,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,677 | $428,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,160 | $427,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 900 | $417,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,100 | $411,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 23,500 | $407,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 55,500 | $390,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 33,200 | $378,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 24,400 | $377,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,000 | $377,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,791 | $357,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,842 | $346,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,985 | $343,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,200 | $343,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,000 | $341,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 480 | $341,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,267 | $329,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 852 | $294,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,800 | $294,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26,900 | $278,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 186 | $265,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,416 | $264,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 16,900 | $262,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 637 | $261,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,534 | $259,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,953 | $233,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,577 | $230,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,900 | $203,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,517 | $202,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,370 | $200,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 300 | $188,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 350 | $188,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 1,052 | $182,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 961 | $181,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 26,400 | $172,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,023 | $167,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,809 | $157,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 1,695 | $156,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 8,721 | $156,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 914 | $154,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 500 | $140,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,000 | $140,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 225 | $137,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 8,900 | $137,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 5,500 | $128,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,152 | $126,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 350 | $126,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 1,020 | $123,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 50 | $120,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,700 | $120,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,200 | $119,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 2,170 | $119,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,448 | $115,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,300 | $113,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 450 | $111,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 500 | $104,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,900 | $102,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,448 | $97,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,200 | $95,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $84,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 400 | $78,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,500 | $76,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,800 | $73,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 750 | $71,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 306 | $70,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 200 | $68,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 157 | $68,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 813 | $67,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 50 | $63,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,550 | $63,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 410 | $60,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 318 | $60,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 800 | $59,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 3,806 | $59,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 600 | $56,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 509 | $55,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 763 | $55,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 700 | $54,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $52,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $49,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 184 | $47,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 500 | $44,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 969 | $42,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $41,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 800 | $40,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,000 | $39,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,000 | $38,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100 | $36,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 1,550 | $35,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 133 | $35,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 505 | $34,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $31,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 400 | $29,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 150 | $28,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 500 | $26,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 400 | $25,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 306 | $25,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 864 | $25,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 75 | $24,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 606 | $23,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 400 | $21,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $20,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 102 | $20,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 70 | $18,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 30 | $17,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 159 | $17,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 86 | $17,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 500 | $16,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $16,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 50 | $14,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 274 | $13,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 184 | $13,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 80 | $12,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $12,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 200 | $11,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 803 | $11,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 62 | $11,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 300 | $11,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 42 | $11,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 88 | $10,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 31 | $10,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $10,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 86 | $10,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 285 | $9,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 500 | $9,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 50 | $7,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 65 | $7,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,600 | $7,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 709 | $6,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 74 | $6,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 1,050 | $5,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 340 | $5,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 5 | $5,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 12 | $4,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,528 | $4,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 102 | $4,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 3,509 | $4,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $4,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,700 | $4,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 129 | $3,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 166 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 300 | $3,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,020 | $2,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 33 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 400 | $2,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 26 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $2,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 998 | $2,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10 | $2,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 300 | $1,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 350 | $1,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 1,500 | $1,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 70 | $1,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 50 | $1,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100 | $1,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200 | $1,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 225 | $1,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 300 | $1,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000562 | this filing | 2018-02-12 | acceptance time not in the bulk data set |